0001103646-21-000004.txt : 20210413 0001103646-21-000004.hdr.sgml : 20210413 20210413123721 ACCESSION NUMBER: 0001103646-21-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210212 FILED AS OF DATE: 20210413 DATE AS OF CHANGE: 20210413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22958 FILM NUMBER: 21822583 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duff & Phelps Select MLP & Midstream Energy Fund Inc. CENTRAL INDEX KEY: 0001603998 IRS NUMBER: 465230014 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps Select Energy MLP Fund Inc. DATE OF NAME CHANGE: 20140529 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps Energy MLP Total Return Fund Inc. DATE OF NAME CHANGE: 20140328 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-02-12 0 0001603998 Duff & Phelps Select MLP & Midstream Energy Fund Inc. DSE 0001103646 CSS LLC/IL 175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604 0 0 1 0 COMMON 2021-02-12 4 P 0 5177 6.7187 A 269131 D COMMON 2021-02-16 4 P 0 18306 6.8986 A 287437 D COMMON 2021-02-17 4 P 0 17246 6.8744 A 304683 D COMMON 2021-02-18 4 P 0 11881 6.8351 A 316564 D COMMON 2021-02-19 4 S 0 56 6.83 D 316508 D COMMON 2021-02-19 4 P 0 1009 6.72 A 317517 D COMMON 2021-02-22 4 P 0 12384 6.9359 A 329901 D COMMON 2021-02-23 4 P 0 9264 6.8864 A 339165 D COMMON 2021-02-24 4 P 0 8875 7.1477 A 348040 D COMMON 2021-02-25 4 P 0 5496 7.2353 A 353536 D COMMON 2021-02-26 4 P 0 5100 6.9888 A 358636 D COMMON 2021-03-01 4 P 0 11600 7.0896 A 370236 D COMMON 2021-03-02 4 P 0 20028 7.1401 A 390264 D COMMON 2021-03-03 4 P 0 10490 7.2519 A 400754 D COMMON 2021-03-04 4 P 0 6860 7.3124 A 407614 D COMMON 2021-03-05 4 P 0 4040 7.3511 A 411654 D COMMON 2021-03-08 4 P 0 5116 7.3964 A 416770 D COMMON 2021-03-09 4 S 0 1000 7.414 D 415770 D COMMON 2021-03-09 4 P 0 1366 7.3629 A 417136 D COMMON 2021-03-11 4 P 0 670 7.6229 A 417806 D COMMON 2021-03-12 4 P 0 7104 7.66 A 424910 D COMMON 2021-03-15 4 P 0 475 7.7107 A 425385 D COMMON 2021-03-16 4 S 0 1035 7.6913 D 424350 D COMMON 2021-03-16 4 P 0 1035 7.69 A 425385 D COMMON 2021-03-17 4 P 0 1967 7.5002 A 427352 D COMMON 2021-03-18 4 P 0 1634 7.4978 A 428986 D COMMON 2021-03-19 4 P 0 16890 7.3888 A 445876 D COMMON 2021-03-22 4 P 0 3109 7.3585 A 448985 D COMMON 2021-03-23 4 P 0 2977 7.2539 A 451962 D COMMON 2021-03-24 4 P 0 6022 7.2081 A 457984 D The price reported in Column 4 is a weighted average price. These shares were purchase in multiple transactions at prices ranging from $6.69 to $6.75, inclusive. The reporting person undertakes to provide to Duff & Phelps Select MLP and Midstream Energy Fund Inc. (DSE), any security holder of DSE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form4 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $6.8to $6.92 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $6.85to $6.89. The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $6.77to$6.87 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $6.77to $6.95 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $6.95to$7.19 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.1to$7.27 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $6.93to$6.99 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.06to$7.11 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.09to$7.17 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.17to$7.27 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.26to$7.32 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.32to$7.39 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.39to$7.43 The price reported in Column 4 is a weighted average price sold in multiple transactions at prices ranging from 7.41$to$7.43. The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.33to$7.41 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.6to$7.64 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.64to$7.68 The price reported in Column 4 is a weighted average price purchased/sold in multiple transactions at prices ranging from $7.68to$7.73 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.5to$7.55. The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.42to$7.51. The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.33to$7.43 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from 7.34$to$7.39 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.24to$7.32 The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.12to$7.24 FORM 4 one of two Mitchell R. Bialek 2021-04-13