0001103646-20-000008.txt : 20200515 0001103646-20-000008.hdr.sgml : 20200515 20200515150922 ACCESSION NUMBER: 0001103646-20-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 IRS NUMBER: 364236880 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15940 FILM NUMBER: 20884322 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001103646 XXXXXXXX 03-31-2020 03-31-2020 CSS LLC/IL

175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15940 N Mitchell Bialek 312 542-8575 /s/Mitchell Bialek Chicago IL 05-14-2020 0 604 1267441 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101150211000SHCallSOLE-1100000ABBOTT LABSCOM0028241004836127SHSOLE-612700ABBOTT LABSCOM0028241004976300SHCallSOLE-630000ABBVIE INCCOM00287Y10976210000SHPutSOLE-1000000ABERDEEN ASIA-PACIFIC INCOMECOM00300910710832000SHSOLE-3200000ABERDEEN EMRG MRKTS EQT INMCOM00301W1051001193234SHSOLE-19323400ABERDEEN GLOBAL DYNAMIC DIVICOM00302M10624633470SHSOLE-3347000ABERDEEN GLOBAL PREMIER PPTYCOM SH BEN INT00302L1088920879SHSOLE-2087900ABERDEEN INCOME CR STRATEGIECOM00305710610313992SHSOLE-1399200ABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT00326L10015623758SHSOLE-2375800ACAMAR PARTNERS ACQSITION CO*W EXP 02/26/20200428511048100709SHSOLE-10070900ACAMAR PARTNERS ACQSITION COCL A0042851021100SHSOLE-10000ACAMAR PARTNERS ACQSITION COUNIT 12/30/202500428520145646001SHSOLE-4600100ACCELERATE DIAGNOSTICS INCCOM00430H10220024000SHSOLE-2400000ACCELERON PHARMA INCCOM00434H1084134597SHSOLE-459700ACCELERON PHARMA INCCOM00434H108420546800SHCallSOLE-4680000ACCELERON PHARMA INCCOM00434H108506056300SHPutSOLE-5630000ACORDA THERAPEUTICS INCCOM00484M1061111315SHSOLE-1131500ACORDA THERAPEUTICS INCCOM00484M106910000SHCallSOLE-1000000ADAM NAT RES FD INCCOM00548F10532739453SHSOLE-3945300ADVANCED MICRO DEVICES INCCOM0079031072275000SHSOLE-500000ADVANCED MICRO DEVICES INCCOM007903107160135200SHPutSOLE-3520000AECOMCOM00766T100158953246SHSOLE-5324600AECOMCOM00766T10045315200SHPutSOLE-1520000AEROJET ROCKETDYNE HLDGS INCNOTE 2.250%12/1007800AB133072000000PRNSOLE-200000000AGNC INVT CORPCOM00123Q10476572319SHSOLE-7231900AIMMUNE THERAPEUTICS INCCOM00900T10715410683SHSOLE-1068300AIMMUNE THERAPEUTICS INCCOM00900T10778254200SHCallSOLE-5420000AIR PRODS & CHEMS INCCOM0091581062791400SHSOLE-140000AKAMAI TECHNOLOGIES INCNOTE 0.125% 5/000971TAJ022402000000PRNSOLE-200000000ALCOA CORPCOM01387210644071462SHSOLE-7146200ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1021951002SHSOLE-100200ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102194410000SHPutSOLE-1000000ALLAKOS INCCOM01671P1002535685SHSOLE-568500ALLAKOS INCCOM01671P100892000SHCallSOLE-200000ALLAKOS INCCOM01671P10045410200SHPutSOLE-1020000ALLEGION PLCORD SHSG0176J1092452663SHSOLE-266300ALLSCRIPTS HEALTHCARE SOLUTNNOTE 1.250% 7/001988PAD0369381000PRNSOLE-38100000ALPHABET INCCAP STK CL C02079K107257221SHSOLE-22100ALTERYX INCNOTE 0.500% 6/002156BAB91274572000PRNSOLE-57200000AMARIN CORP PLCSPONS ADR NEW02311120619648909SHSOLE-4890900AMARIN CORP PLCSPONS ADR NEW0231112061018254700SHCallSOLE-25470000AMCI ACQUISITION CORP*W EXP 05/20/20200165R119425000SHSOLE-2500000AMCI ACQUISITION CORPCLASS A00165R101515000SHSOLE-500000AMERICAN AIRLS GROUP INCCOM02376R10230525000SHPutSOLE-2500000AMERICAN AIRLS GROUP INCCOM02376R102338682778370SHSOLE-277837000AMERICAN INTL GROUP INC*W EXP 01/19/202026874156810686SHSOLE-1068600AMGEN INCCOM03116210018259000SHPutSOLE-900000AMGEN INCCOM0311621005272600SHSOLE-260000AMPLIFY ENERGY CORP NEWCOM03212B1033764832SHSOLE-6483200ANGI HOMESERVICES INCCOM CL A00183L1025210000SHPutSOLE-1000000ANIXTER INTL INCCOM0352901056447329SHSOLE-732900ANSYS INCCOM03662Q10510344450SHSOLE-445000ANTERO RESOURCES CORPCOM03674X1064259399SHSOLE-5939900ANTERO RESOURCES CORPCOM03674X106710000SHCallSOLE-1000000ANWORTH MORTGAGE ASSET CPCOM03734710110088621SHSOLE-8862100APELLIS PHARMACEUTICALS INCCOM03753U1061214500SHPutSOLE-450000APELLIS PHARMACEUTICALS INCCOM03753U1061887000SHCallSOLE-700000APPLE INCCOM037833100102400SHSOLE-40000APPLE INCCOM037833100254310000SHCallSOLE-1000000APPLE INCCOM037833100381415000SHPutSOLE-1500000APPLIED OPTOELECTRONICS INCCOM03823U10222930100SHPutSOLE-3010000APPLIED OPTOELECTRONICS INCNOTE 5.000% 3/103823UAB821973000000PRNSOLE-300000000APTOSE BIOSCIENCES INCCOM NEW03835T2006711400SHCallSOLE-1140000APTOSE BIOSCIENCES INCCOM NEW03835T20012821610SHSOLE-2161000ARGENX SESPONSORED ADR04016X101466435400SHCallSOLE-3540000ARGENX SESPONSORED ADR04016X10140300SHPutSOLE-30000ARMSTRONG FLOORING INCCOM04238R1062719196SHSOLE-1919600ASSEMBLY BIOSCIENCES INCCOM04539610823015500SHCallSOLE-1550000ASSERTIO THERAPEUTICS INCNOTE 2.500% 9/0249908AA243394396000PRNSOLE-439600000ASSOCIATED BANC CORPCOM04548710517613787SHSOLE-1378700ATLAS AIR WORLDWIDE HLDGS INNOTE 1.875% 6/0049164BJ433154000000PRNSOLE-400000000AURINIA PHARMACEUTICALS INCCOM05156V10226318125SHSOLE-1812500AURINIA PHARMACEUTICALS INCCOM05156V10247232500SHCallSOLE-3250000AUTODESK INCCOM0527691061991277SHSOLE-127700AUTODESK INCCOM0527691063902500SHPutSOLE-250000AVAYA HLDGS CORPNOTE 2.250% 6/105351XAB723182880000PRNSOLE-288000000AWARE INC MASSCOM05453N1003110959SHSOLE-1095900AXOVANT GENE THERAPIES LTDCOMG0750W2037731662SHSOLE-3166200AXOVANT GENE THERAPIES LTDCOMG0750W2038735600SHPutSOLE-3560000AXSOME THERAPEUTICS INCCOM05464T10484214300SHCallSOLE-1430000AXSOME THERAPEUTICS INCCOM05464T10418300SHPutSOLE-30000BANDWIDTH INCCOM CL A05988J1033435103SHSOLE-510300BECTON DICKINSON & COPFD SHS CONV A07588720844496809281SHSOLE-80928100BEYOND MEAT INCCOM08862E10973311000SHSOLE-1100000BEYOND MEAT INCCOM08862E10973311000SHPutSOLE-1100000BHP GROUP PLCSPONSORED ADR05545E20947115541SHSOLE-1554100BILIBILI INCSPONS ADS REP Z09004010642918300SHSOLE-1830000BILIBILI INCSPONS ADS REP Z09004010647620300SHPutSOLE-2030000BIO RAD LABS INCCL A090572207105300SHSOLE-30000BIO RAD LABS INCCL B090572108476313588SHSOLE-1358800BIOGEN INCCOM09062X103759324000SHPutSOLE-2400000BIOGEN INCCOM09062X103259820SHSOLE-82000BIOGEN INCCOM09062X1038862800SHCallSOLE-280000BIOHAVEN PHARMACTL HLDG CO LCOMG11196105114033500SHCallSOLE-3350000BIOHAVEN PHARMACTL HLDG CO LCOMG11196105952781SHSOLE-278100BIOMARIN PHARMACEUTICAL INCNOTE 1.500%10/109061GAF830452873000PRNSOLE-287300000BLACKROCK DEBT STRATEGIES FDCOM NEW09255R20223427660SHSOLE-2766000BLACKROCK ENHANCED EQUITY DICOM09251A10455685093SHSOLE-8509300BLACKROCK RES & COMMODITIESSHS09257A1085510839SHSOLE-1083900BOOKING HLDGS INCCOM09857L108539401SHSOLE-40100BOOKING HLDGS INCCOM09857L10813451000SHPutSOLE-100000BOULDER GROWTH & INCOME FD ICOM1015071016098662839SHSOLE-66283900BRISTOL-MYERS SQUIBB COCOM11012210891316400SHSOLE-1640000BRISTOL-MYERS SQUIBB CORIGHT 99/99/99991101221571476388207SHSOLE-38820700BROWN FORMAN CORPCL A1156371002084039SHSOLE-403900CAESARS ENTMT CORPCOM12768610392861373602SHSOLE-137360200CAESARS ENTMT CORPCOM12768610322032500SHCallSOLE-3250000CAESARS ENTMT CORPCOM12768610330845600SHPutSOLE-4560000CAESARS ENTMT CORPNOTE 5.000%10/0127686AA13852336068412PRNSOLE-3606841200CAMPBELL SOUP COCOM13442910968714900SHCallSOLE-1490000CAMPBELL SOUP COCOM134429109922000SHPutSOLE-200000CARDINAL HEALTH INCCOM14149Y10860912700SHCallSOLE-1270000CARNIVAL PLCADR14365C10336730761SHSOLE-3076100CARS COM INCCOM14575E1056314720SHSOLE-1472000CARVANA COCL A1468691025239500SHCallSOLE-950000CARVANA COCL A1468691024478100SHPutSOLE-810000CATERPILLAR INC DELCOM1491231016035200SHCallSOLE-520000CENTERPOINT ENERGY INCCOM15189T10746330000SHPutSOLE-3000000CENTERPOINT ENERGY INCDEP RP PFD CV B15189T503168457159SHSOLE-5715900CENTRAL SECS CORPCOM15512310294836716SHSOLE-3671600CERENCE INCCOM15672710928518512SHSOLE-1851200CHANGE HEALTHCARE INCCOM15912K10013313343SHSOLE-1334300CHANGE HEALTHCARE INCCOM15912K10016116100SHPutSOLE-1610000CHANGE HEALTHCARE INCUNIT 99/99/999915912K209484SHSOLE-8400CHEGG INCCOM16309210935810000SHPutSOLE-1000000CHEGG INCNOTE 0.250% 5/1163092AB5128198979000PRNSOLE-897900000CHESAPEAKE ENERGY CORPCOM16516710721119789SHSOLE-11978900CHESAPEAKE ENERGY CORPCOM165167107635000SHPutSOLE-3500000CHINA FD INCCOM1693731072934158945SHSOLE-15894500CHURCHILL DOWNS INCCOM1714841082162100SHSOLE-210000CINCINNATI BELL INC NEWPFD CV DEP1/201718714033337526SHSOLE-752600CITIGROUP INCCOM NEW17296742453912801SHSOLE-1280100CLOROX CO DELCOM1890541092441408SHSOLE-140800CLOROX CO DELCOM1890541097804500SHCallSOLE-450000CLOROX CO DELCOM189054109259815000SHPutSOLE-1500000CLOUGH GLOBAL OPPORTUNITIESSH BEN INT18914E10649769291SHSOLE-6929100CLOVIS ONCOLOGY INCCOM189464100294600SHCallSOLE-460000CLOVIS ONCOLOGY INCCOM1894641001263198500SHPutSOLE-19850000CLOVIS ONCOLOGY INCNOTE 1.250% 5/0189464AC45921000000PRNSOLE-100000000COCA COLA COCOM1912161001733900SHSOLE-390000COCA COLA COCOM1912161002215000SHPutSOLE-500000COLFAX CORPUNIT 01/15/2022T194014205118212855SHSOLE-1285500COLONY STARWOOD HOMESNOTE 3.500% 1/119625XAB810681000000PRNSOLE-100000000CONDUENT INCCOM2067871034016240SHSOLE-1624000CONOCOPHILLIPSCOM20825C1042197116SHSOLE-711600CONSTELLATION BRANDS INCCL B21036P2075363605SHSOLE-360500CORNERSTONE STRATEGIC VALUECOM21924B30222928168SHSOLE-2816800CROWN CASTLE INTL CORP NEW6.875% CON PFD A22822V3091769813635SHSOLE-1363500CSX CORPCOM1264081031492600SHPutSOLE-260000CSX CORPCOM1264081033966900SHCallSOLE-690000CTRIP COM INTL LTDDBCV 1.990% 7/022943FAH39781000000PRNSOLE-100000000CTRIP COM INTL LTDNOTE 1.000% 7/022943FAF714641500000PRNSOLE-150000000CUSHING ENERGY INCOMECOM SH BEN INT23162T10212246128SHSOLE-4612800CUSHING RENAISSANCE FDCOM23164710838663811SHSOLE-6381100CYPRESS SEMICONDUCTOR CORPCOM232806109119251100SHCallSOLE-5110000CYPRESS SEMICONDUCTOR CORPCOM232806109114749200SHPutSOLE-4920000CYPRESS SEMICONDUCTOR CORPNOTE 2.000% 2/0232806AP42031516935000PRNSOLE-1693500000CYTOKINETICS INCNOTE 4.000%11/123282WAA859704500000PRNSOLE-450000000DELL TECHNOLOGIES INCCL C24703L2022035152SHSOLE-515200DELL TECHNOLOGIES INCCL C24703L20286421800SHPutSOLE-2180000DEXCOM INCCOM252131107188700SHSOLE-70000DEXCOM INCNOTE 0.750% 5/1252131AF440721500000PRNSOLE-150000000DEXCOM INCNOTE 0.750%12/0252131AH0136207838000PRNSOLE-783800000DHT HOLDINGS INCNOTE 4.500% 8/123335SAD8101987406000PRNSOLE-740600000DIAMONDPEAK HLDGS COR*W EXP 02/22/20225280H11850111970SHSOLE-11197000DIAMONDPEAK HLDGS CORCOM CL A25280H10013913365SHSOLE-1336500DIGITAL RLTY TR INCCOM2538681031941403SHPutSOLE-140300DIGITAL RLTY TR INCCOM25386810317122SHCallSOLE-12200DIGITAL RLTY TR INCCOM2538681035113678SHSOLE-367800DISCOVERY INCCOM SER B25470F203692511SHSOLE-251100DISCOVERY INCCOM SER C25470F30248927903SHSOLE-2790300DISNEY WALT COCOM DISNEY254687106188619527SHSOLE-1952700DISNEY WALT COCOM DISNEY254687106198020500SHCallSOLE-2050000DISNEY WALT COCOM DISNEY254687106294630500SHPutSOLE-3050000DIVIDEND & INCOME FUNDCOM NEW25538A20471381127SHSOLE-8112700DOCUSIGN INCNOTE 0.500% 9/1256163AB214141000000PRNSOLE-100000000DRIVE SHACK INCCOM2620771001610549SHSOLE-1054900DYCOM INDS INCNOTE 0.750% 9/1267475AB710811250000PRNSOLE-125000000EAGLE CAP GROWTH FD INCCOM26945110010016358SHSOLE-1635800EAST STONE ACQUISITION CORPUNIT 12/31/2026G2911D12429430000SHSOLE-3000000EBAY INCCOM27864210370023300SHSOLE-2330000EBAY INCCOM27864210333411100SHPutSOLE-1110000ECOLAB INCCOM278865100203013027SHSOLE-1302700ECOLAB INCCOM278865100233815000SHPutSOLE-1500000EL PASO ELEC COCOM NEW283677854101915000SHSOLE-1500000EL PASO ELEC COCOM NEW283677854101915000SHPutSOLE-1500000ELECTRAMECCANICA VEHS CORP*W EXP 08/03/202284849114415216SHSOLE-1521600ENCORE CAP GROUP INCNOTE 3.250% 3/1292554AK823552700000PRNSOLE-270000000ENPHASE ENERGY INCCOM29355A107481500SHSOLE-150000ENPHASE ENERGY INCCOM29355A1072427500SHPutSOLE-750000ENVESTNET INCCOM29404K10627500SHSOLE-50000ENVESTNET INCNOTE 1.750% 6/029404KAB222702206000PRNSOLE-220600000ESSENTIAL UTILS INCCOM29670G1021062600SHSOLE-260000ESSENTIAL UTILS INCUNIT 04/30/202229670G201237043236SHSOLE-4323600ETSY INCNOTE 3/029786AAC025332000000PRNSOLE-200000000EVOLENT HEALTH INCNOTE 1.500%10/130050BAD310961917000PRNSOLE-191700000EXACT SCIENCES CORPCOM30063P1054818300SHPutSOLE-830000EXACT SCIENCES CORPCOM30063P1052163730SHSOLE-373000EXACT SCIENCES CORPCOM30063P105123521300SHCallSOLE-2130000EXCHANGE LISTED FDS TRSABA INT RATE30151E80630720150SHSOLE-2015000EXXON MOBIL CORPCOM30231G10240610700SHSOLE-1070000EXXON MOBIL CORPCOM30231G1021253300SHCallSOLE-330000FIRST MAJESTIC SILVER CORPCOM32076V1031454234700SHPutSOLE-23470000FIRSTHAND TECH VALUE FD INCCOM33766Y10012934794SHSOLE-3479400FITBIT INCCL A33812L10234051100SHCallSOLE-5110000FITBIT INCCL A33812L10223435100SHSOLE-3510000FORTIVE CORP5% PFD CNV SER A34959J20723753257SHSOLE-325700FORTY SEVEN INCCOM34983P10495410000SHSOLE-1000000FORTY SEVEN INCCOM34983P104288230200SHPutSOLE-3020000FORUM MERGER II CORP*W EXP 09/30/20234986F1111555000SHSOLE-5500000FORUM MERGER II CORPCL A34986F1036600SHSOLE-60000FOX CORPCL A COM35137L10572530675SHSOLE-3067500FRANKLIN LTD DURATION INCOMECOM35472T10130538852SHSOLE-3885200FRANKLIN UNVL TRSH BEN INT3551451039515504SHSOLE-1550400FS KKR CAPITAL CORPCOM3026351073010000SHSOLE-1000000FTI CONSULTING INCNOTE 2.000% 8/1302941AP4920700000PRNSOLE-70000000GABELLI CONV&INCOM SECS FD ICOM36240B10939588500SHSOLE-8850000GABELLI DIVID & INCOME TRCOM36242H104140194595SHSOLE-9459500GABELLI GLB SML & MD CP VALCOM36249W10437251233SHSOLE-5123300GABELLI GLOBL UTIL & INCOMECOM SH BEN INT36242L10515611517SHSOLE-1151700GABELLI HLTHCARE & WELLNESSSHS36246K10364674616SHSOLE-7461600GABELLI UTIL TRCOM36240A1015810000SHSOLE-1000000GAMCO INVS INCCL A COM36143810417916280SHSOLE-1628000GAMESTOP CORP NEWCL A36467W1099326671SHSOLE-2667100GARRETT MOTION INCCOM36650510517360551SHSOLE-6055100GCI LIBERTY INCCOM CLASS A36164V305301152848SHSOLE-5284800GDL FDCOM SH BEN IT361570104815103947SHSOLE-10394700GDS HLDGS LTDNOTE 2.000% 6/036165LAB453844200000PRNSOLE-420000000GDS HLDGS LTDSPONSORED ADS36165L1082965100SHPutSOLE-510000GENERAL AMERN INVS INCCOM36880210486331473SHSOLE-3147300GENERAL MTRS COCOM37045V10025412206SHSOLE-1220600GILEAD SCIENCES INCCOM375558103413455300SHPutSOLE-5530000GILEAD SCIENCES INCCOM375558103316842372SHSOLE-4237200GILEAD SCIENCES INCCOM375558103169022600SHCallSOLE-2260000GLOBAL X FDSMSCI GREECE ETF37950E366849149198SHSOLE-14919800GOGO INCCOM38046C1097635700SHPutSOLE-3570000GOGO INCNOTE 6.000% 5/138046CAD19911500000PRNSOLE-150000000GOSSAMER BIO INCCOM38341P10210210010SHSOLE-1001000GOSSAMER BIO INCCOM38341P10227727400SHCallSOLE-2740000GOSSAMER BIO INCCOM38341P10229428900SHPutSOLE-2890000GRAY TELEVISION INCCOM38937510611811000SHSOLE-1100000GREEN PLAINS INCNOTE 4.125% 9/0393222AF124624000000PRNSOLE-400000000GSI TECHNOLOGYCOM36241U1067811222SHSOLE-1122200GTT COMMUNICATIONS INCCOM36239310031139089SHSOLE-3908900GUIDEWIRE SOFTWARE INCNOTE 1.250% 3/140171VAA817041750000PRNSOLE-175000000GW PHARMACEUTICALS PLCADS36197T1034385000SHCallSOLE-500000GYRODYNE LLCCOM40382910447532503SHSOLE-3250300HARMONIC INCNOTE 4.000%12/0413160AB823772022000PRNSOLE-202200000HARTFORD FINL SVCS GROUP INCCOM416515104241868606SHSOLE-6860600HCA HEALTHCARE INCCOM40412C1013353727SHSOLE-372700HCA HEALTHCARE INCCOM40412C1016206900SHCallSOLE-690000HCA HEALTHCARE INCCOM40412C101161718000SHPutSOLE-1800000HECLA MNG COCOM4227041064323744SHSOLE-2374400HECLA MNG COPFD CV SER B422704205561200SHSOLE-120000HENNESSY CAP ACQUSTION CORP*W EXP 09/05/20242589C11239110850SHSOLE-11085000HERBALIFE NUTRITION LTDCOM SHSG4412G10168523496SHSOLE-2349600HERBALIFE NUTRITION LTDCOM SHSG4412G101198368000SHPutSOLE-6800000HERSHEY COCOM4278661081591200SHSOLE-120000HERSHEY COCOM42786610893700SHCallSOLE-70000HEWLETT PACKARD ENTERPRISE CCOM42824C10925125865SHSOLE-2586500HEWLETT PACKARD ENTERPRISE CCOM42824C109495000SHPutSOLE-500000HIGHLAND INCOME FDHIGHLAND INCOME43010E4042793327387SHSOLE-32738700HORIZON PHARMA INVT LTDNOTE 2.500% 3/144052TAB71323411311000PRNSOLE-1131100000HORIZON THERAPEUTICS PUB LTDSHSG46188101100133800SHPutSOLE-3380000HORMEL FOODS CORPCOM4404521001072300SHSOLE-230000HORMEL FOODS CORPCOM44045210058812600SHCallSOLE-1260000HORMEL FOODS CORPCOM4404521005100SHPutSOLE-10000HOSTESS BRANDS INC*W EXP 11/04/20244109J1147162296SHSOLE-6229600HUBSPOT INCNOTE 0.250% 6/0443573AB632172161000PRNSOLE-216100000HUMANA INCCOM44485910217595600SHCallSOLE-560000IAC INTERACTIVECORPCOM44919P5081327074036SHSOLE-7403600IBERIABANK CORPCOM4508281083459529SHSOLE-952900IHEARTMEDIA INCCOM CL A45174J50968994204SHSOLE-9420400ILLUMINA INCCOM452327109191700SHCallSOLE-70000ILLUMINA INCCOM452327109191700SHPutSOLE-70000ILLUMINA INCCOM4523271092731000SHSOLE-100000ILLUMINA INCNOTE 8/1452327AK543634500000PRNSOLE-450000000INDIA FD INCCOM45408910351737928SHSOLE-3792800INDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN INT4562371062050116889SHSOLE-11688900INOVIO PHARMACEUTICALS INCCOM NEW45773H20156776300SHPutSOLE-7630000INOVIO PHARMACEUTICALS INCCOM NEW45773H2011100SHSOLE-10000INOVIO PHARMACEUTICALS INCCOM NEW45773H201111600SHCallSOLE-160000INOVIO PHARMACEUTICALS INCNOTE 6.500% 3/045773HAB814701000000PRNSOLE-100000000INSMED INCCOM PAR $.01457669307251552SHSOLE-155200INSMED INCCOM PAR $.0145766930716110100SHCallSOLE-1010000INSMED INCNOTE 1.750% 1/1457669AA7316373000PRNSOLE-37300000INSULET CORPNOTE 1.375%11/145784PAH42099711467000PRNSOLE-1146700000INTERCEPT PHARMACEUTICALS INCOM45845P1082143400SHCallSOLE-340000INTERCEPT PHARMACEUTICALS INCOM45845P108135921600SHPutSOLE-2160000INTERCEPT PHARMACEUTICALS INNOTE 2.000% 5/145845PAB434103825000PRNSOLE-382500000INTERCEPT PHARMACEUTICALS INNOTE 3.250% 7/045845PAA611251388000PRNSOLE-138800000INTERNATIONAL BUSINESS MACHSCOM4592001015545000SHCallSOLE-500000INTERNATIONAL BUSINESS MACHSCOM45920010155500SHPutSOLE-50000INTERNATIONAL FLAVORS&FRAGRACOM4595061012392343SHSOLE-234300INTERNATIONAL FLAVORS&FRAGRACOM4595061012552500SHPutSOLE-250000INTRA CELLULAR THERAPIES INCCOM46116X10136223582SHSOLE-2358200INVACARE CORPNOTE 4.500% 6/0461203AH49301000000PRNSOLE-100000000INVESCO DYNAMIC CR OPPORTUNICOM46132R10478698449SHSOLE-9844900INVESCO MORTGAGE CAPITAL INCCOM46131B1001054309112SHSOLE-30911200INVESCO SR INCOME TRCOM46131H1071124349134SHSOLE-34913400IONIS PHARMACEUTICALS INCCOM4622221002415100SHPutSOLE-510000IQIYI INCSPONSORED ADS46267X1085029282600SHPutSOLE-28260000IRONWOOD PHARMACEUTICALS INCDBCV 2.250% 6/146333XAD074597044000PRNSOLE-704400000ISHARES TR20 YR TR BD ETF46428743216861102200SHPutSOLE-10220000ISHARES TR20 YR TR BD ETF464287432383723256SHSOLE-2325600ISHARES TRBARCLAYS 7 10 YR464287440273322500SHSOLE-2250000ISHARES TRCHINA LG-CAP ETF46428718423600SHSOLE-60000ISHARES TRIBOXX HI YD ETF464288513154120000SHSOLE-2000000ISHARES TRIBOXX HI YD ETF4642885133855000SHCallSOLE-500000ISHARES TRIBOXX INV CP ETF464287242457037000SHPutSOLE-3700000ISHARES TRIBOXX INV CP ETF464287242247020000SHSOLE-2000000ISHARES TRTIPS BD ETF4642871761601360SHSOLE-136000ISIS PHARMACEUTICALS INC DELNOTE 1.000%11/1464337AJ376397500000PRNSOLE-750000000JAPAN SMALLER CAPITALIZATIONCOM47109U10430843631SHSOLE-4363100JAZZ INVESTMENTS I LTDNOTE 1.875% 8/1472145AB76063000PRNSOLE-6300000JOHNSON & JOHNSONCOM4781601044333300SHSOLE-330000JOHNSON & JOHNSONCOM478160104282021500SHPutSOLE-2150000JOYY INCADS REPSTG COM A46591M10953310000SHPutSOLE-1000000JOYY INCADS REPSTG COM A46591M10929540SHSOLE-54000KAIXIN AUTO HLDGSSHSG5223X100121140661SHSOLE-14066100KALA PHARMACEUTICALS INCCOM48311910326630215SHSOLE-3021500KALA PHARMACEUTICALS INCCOM48311910330835000SHCallSOLE-3500000KALEYRA INC*W EXP 12/12/2024833791111820000SHSOLE-2000000KARYOPHARM THERAPEUTICS INCCOM48576U10683243300SHCallSOLE-4330000KARYOPHARM THERAPEUTICS INCCOM48576U10624012500SHPutSOLE-1250000KARYOPHARM THERAPEUTICS INCNOTE 3.000%10/148576UAA443373000000PRNSOLE-300000000KEMET CORPCOM NEW48836020781633800SHCallSOLE-3380000KONTOOR BRANDS INCCOM50050N10325113100SHSOLE-1310000KOREA FDCOM NEW50063420937216647SHSOLE-1664700KRAFT HEINZ COCOM50075410688435700SHPutSOLE-3570000KRAFT HEINZ COCOM50075410636914930SHSOLE-1493000LANDCADIA HLDGS II INC*W EXP 05/09/20251476X113410516SHSOLE-1051600LATTICE SEMICONDUCTOR CORPCOM51841510424413700SHSOLE-1370000LEGACY ACQUISITION CORP*W EXP 11/30/202524643111311900SHSOLE-1190000LEGG MASON INCCOM524901105165633900SHSOLE-3390000LEGG MASON INCCOM52490110551810600SHPutSOLE-1060000LEISURE ACQUISITION CORP*W EXP 12/05/20152539T115425200SHSOLE-2520000LENNAR CORPCL A526057104762000SHSOLE-200000LENNAR CORPCL B52605730286830017SHSOLE-3001700LIBERTY BROADBAND CORPCOM SER A530307107133912511SHSOLE-1251100LIBERTY BROADBAND CORPCOM SER C530307305178016075SHSOLE-1607500LIBERTY GLOBAL PLCSHS CL AG5480U10429617956SHSOLE-1795600LIBERTY GLOBAL PLCSHS CL BG5480U1121569194SHSOLE-919400LIBERTY GLOBAL PLCSHS CL CG5480U12037323771SHSOLE-2377100LIBERTY MEDIA CORPDEB 3.500% 1/1530715AN12579136500000PRNSOLE-3650000000LIBERTY MEDIA CORP DELCOM A BRAVES GRP5312297061387079SHSOLE-707900LIBERTY MEDIA CORP DELCOM A SIRIUSXM53122940915510489434SHSOLE-48943400LIBERTY MEDIA CORP DELCOM B SIRIUSXM531229508190260912SHSOLE-6091200LIBERTY MEDIA CORP DELCOM C SIRIUSXM5312296071996295SHSOLE-629500LIBERTY MEDIA CORP DELCOM SER A FRMLA53122987088734347SHSOLE-3434700LIBERTY MEDIA CORP DELNOTE 1.000% 1/3531229AF937734000000PRNSOLE-400000000LIBERTY TRIPADVISOR HLDGS INCOM SER A5314651022011068SHSOLE-1106800LIBERTY TRIPADVISOR HLDGS INCOM SER B531465201153610SHSOLE-361000LIGAND PHARMACEUTICALS INCNOTE 0.750% 5/153220KAF58301000000PRNSOLE-100000000LILLY ELI & COCOM53245710813059400SHCallSOLE-940000LIVE NATION ENTERTAINMENT INCOM538034109184640600SHPutSOLE-4060000LIVE NATION ENTERTAINMENT INCOM5380341092275000SHCallSOLE-500000LIVE NATION ENTERTAINMENT INNOTE 2.500% 3/1538034AQ21029110948000PRNSOLE-1094800000LUCKIN COFFEE INCSPONSORED ADS54951L109682500SHSOLE-250000LUCKIN COFFEE INCSPONSORED ADS54951L10953419600SHPutSOLE-1960000LUMENTUM HLDGS INCCOM55024U109339SHSOLE-3900LUMENTUM HLDGS INCNOTE 0.250% 3/155024UAB51531911233000PRNSOLE-1123300000MACQUARIE GLOBAL INFRASTRUCTCOM55608D101150997404SHSOLE-9740400MADISON SQUARE GARDEN CO NEWCL A55825T1032781312SHSOLE-131200MARRIOTT INTL INC NEWCL A571903202164622000SHPutSOLE-2200000MARRIOTT INTL INC NEWCL A5719032024726310SHSOLE-631000MARRIOTT VACTINS WORLDWID CONOTE 1.500% 9/157164YAB337624759000PRNSOLE-475900000MATCH GROUP INCCOM57665R106132020000SHPutSOLE-2000000MCDONALDS CORPCOM580135101132800SHSOLE-80000MCDONALDS CORPCOM5801351011651000SHPutSOLE-100000MCKESSON CORPCOM58155Q1032712000SHSOLE-200000MELLANOX TECHNOLOGIES LTDSHSM513631134133400SHSOLE-340000MELLANOX TECHNOLOGIES LTDSHSM51363113456237600SHCallSOLE-3760000MELLANOX TECHNOLOGIES LTDSHSM51363113121310000SHPutSOLE-1000000MENLO THERAPEUTICS INCCOM5868581022708SHCallSOLE-70800MENLO THERAPEUTICS INCCOM58685810212044905SHSOLE-4490500MERCK & CO. INCCOM58933Y10576910000SHPutSOLE-1000000MERCK & CO. INCCOM58933Y10560782SHSOLE-78200MEREO BIOPHARMA GROUP PLCADS5894921077874773SHSOLE-7477300MESA LABS INCNOTE 1.375% 8/159064RAA745604500000PRNSOLE-450000000MGM RESORTS INTERNATIONALCOM55295310150843089SHSOLE-4308900MGM RESORTS INTERNATIONALCOM55295310147440200SHPutSOLE-4020000MICROCHIP TECHNOLOGY INCCOM59501710467810000SHPutSOLE-1000000MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AD6141789879000PRNSOLE-987900000MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AF120542000000PRNSOLE-200000000MIRATI THERAPEUTICS INCCOM60468T105184524000SHCallSOLE-2400000MODERNA INCCOM60770K10762720900SHCallSOLE-2090000MODERNA INCCOM60770K10730610226SHSOLE-1022600MOHAWK INDS INCCOM60819010495512520SHSOLE-1252000MONGODB INCNOTE 0.750% 6/160937PAB23192615481000PRNSOLE-1548100000MORGAN STANLEY INDIA INVS FDCOM61745C10521016373SHSOLE-1637300MUDRICK CAP ACQUISITION CORP*W EXP 02/12/2026247451131027900SHSOLE-2790000MVC CAPITAL INCCOM55382910218542387SHSOLE-4238700MYOKARDIA INCCOM62857M105263556200SHPutSOLE-5620000MYOKARDIA INCCOM62857M105200742800SHCallSOLE-4280000MYOKARDIA INCCOM62857M1053868235SHSOLE-823500NABORS INDUSTRIES LTD6% PFD CNV SR AG6359F1298022539SHSOLE-2253900NETFLIX INCCOM64110L10628177500SHCallSOLE-750000NETFLIX INCCOM64110L10633819000SHPutSOLE-900000NEUROCRINE BIOSCIENCES INCCOM64125C1099100SHPutSOLE-10000NEUROCRINE BIOSCIENCES INCNOTE 2.250% 5/164125CAD187456842000PRNSOLE-684200000NEW GERMANY FD INCCOM64446510646039627SHSOLE-3962700NEW IRELAND FD INCCOM6456731041747283208SHSOLE-28320800NEWPARK RES INCNOTE 4.000%12/0651718AE859257950000PRNSOLE-795000000NEXPOINT STRATEGIC OPORTUNTCOM NEW65340G2051661200996SHSOLE-20099600NEXTERA ENERGY INCCOM65339F1014972065SHSOLE-206500NEXTERA ENERGY INCUNIT 09/01/2022S65339F7962475000SHSOLE-500000NIO INCSPON ADS62914V106913328510SHSOLE-32851000NIO INCSPON ADS62914V10622179600SHCallSOLE-7960000NIO INCSPON ADS62914V106364131000SHPutSOLE-13100000NUVASIVE INCCOM67070410558811600SHCallSOLE-1160000NUVASIVE INCNOTE 2.250% 3/1670704AG01935718483000PRNSOLE-1848300000NUVEEN GLOBAL HIGH INCOME FDSHS67075G10341136759SHSOLE-3675900NUVEEN NEW JERSEY QULT MUN FCOM67069Y10223717624SHSOLE-1762400NUVEEN REAL ASSET INCOME & GCOM67074Y10535836265SHSOLE-3626500OCULAR THERAPEUTIX INCCOM67576A10061180SHSOLE-118000OCULAR THERAPEUTIX INCCOM67576A10044189000SHCallSOLE-8900000OFFICE PPTYS INCOME TRCOM SHS BEN INT67623C109228383803SHSOLE-8380300OI SASPONSORED ADR NE670851500292664241SHSOLE-66424100OKTA INCNOTE 0.250% 2/1679295AB1232119085000PRNSOLE-908500000OMEROS CORPCOM68214310281961200SHPutSOLE-6120000OMEROS CORPNOTE 6.250%11/1682143AE235594000000PRNSOLE-400000000OMNOVA SOLUTIONS INCCOM6821291011153113744SHSOLE-11374400ON SEMICONDUCTOR CORPCOM68218910599580000SHPutSOLE-8000000ON SEMICONDUCTOR CORPNOTE 1.000%12/0682189AK174467500000PRNSOLE-750000000ONCOSEC MED INCCOM68234L3065442258SHSOLE-4225800OSI SYSTEMS INCNOTE 1.250% 9/0671044AD735853800000PRNSOLE-380000000OTONOMY INCCOM68906L10515075960SHSOLE-7596000OTONOMY INCCOM68906L1051300SHCallSOLE-30000PDC ENERGY INCCOM69327R101315000SHCallSOLE-500000PDC ENERGY INCNOTE 1.125% 9/169327RAD311991460000PRNSOLE-146000000PENNANTPARK FLOATING RATE CACOM70806A10646695954SHSOLE-9595400PENSARE ACQUISITION CORP*W EXP 07/27/20270957E113115000SHSOLE-1500000PERSPECTA INCCOM71534710018210000SHPutSOLE-1000000PERSPECTA INCCOM715347100109359931SHSOLE-5993100PG&E CORPCOM69331C1085864652305SHSOLE-65230500PG&E CORPCOM69331C10843248000SHCallSOLE-4800000PG&E CORPCOM69331C1083852428300SHPutSOLE-42830000PHUNWARE INC*W EXP 12/26/20271948P1182840011SHSOLE-4001100PHUNWARE INCCOM71948P1001420191SHSOLE-2019100PIMCO INCOME STRATEGY FD IICOM72201J10419525755SHSOLE-2575500PRICELINE GRP INCNOTE 0.350% 6/1741503AS588978000000PRNSOLE-800000000PROFICIENT ALPHA ACQUSTN COR*W EXP 04/30/20274317H113125000SHSOLE-2500000PROFICIENT ALPHA ACQUSTN CORRIGHT 04/30/202674317H121101000SHSOLE-100000PROGENICS PHARMACEUTICALS INCOM7431871061333350672SHSOLE-35067200PTC THERAPEUTICS INCCOM69366J20027596SHSOLE-59600PTC THERAPEUTICS INCCOM69366J20089220000SHPutSOLE-2000000QAD INCCL B74727D207148959558SHSOLE-5955800QTS RLTY TR INC6.50% CON PFD B74736A301548441671SHSOLE-4167100QURATE RETAIL INCCOM SER A74915M10046876663SHSOLE-7666300QURATE RETAIL INCCOM SER B74915M20931752110SHSOLE-5211000RA PHARMACEUTICALS INCCOM74933V108427288973SHSOLE-8897300RA PHARMACEUTICALS INCCOM74933V10855711600SHCallSOLE-1160000RA PHARMACEUTICALS INCCOM74933V1086274130700SHPutSOLE-13070000RADIUS HEALTH INCNOTE 3.000% 9/0750469AA628484000000PRNSOLE-400000000RAMBUS INC DELNOTE 1.375% 2/0750917AG156505795000PRNSOLE-579500000RANGE RES CORPCOM75281A10910445500SHCallSOLE-4550000RAPID7 INCNOTE 1.250% 8/0753422AB024352000000PRNSOLE-200000000REDWOOD TR INCCOM75807540238576000SHSOLE-7600000REGENERON PHARMACEUTICALSCOM75886F10719534000SHPutSOLE-400000REGENERON PHARMACEUTICALSCOM75886F10719534000SHCallSOLE-400000RENREN INCSPONSORED ADS759892300810220SHSOLE-1022000RESIDEO TECHNOLOGIES INCCOM76118Y10434270639SHSOLE-7063900RESTORATION HARDWARE HLDGS IDBCV 7/1761283AC441874000000PRNSOLE-400000000RETROPHIN INCNOTE 2.500% 9/1761299AB222923036000PRNSOLE-303600000RHCOM74967X103160816000SHCallSOLE-1600000RHCOM74967X103618961600SHPutSOLE-6160000RHNOTE 6/174967XAA11288516100000PRNSOLE-1610000000RIVERNORTH OPPORTUNITIES FDCOM76881Y10974159664SHSOLE-5966400RMG ACQUISITION CORP*W EXP 02/21/20274964111479127697SHSOLE-12769700RMG ACQUISITION CORPCL A74964110611111200SHSOLE-1120000RMG ACQUISITION CORPUNIT 99/99/9999749641205101000SHSOLE-100000RMR REAL ESTATE INCOME FDCOM76970B10182080798SHSOLE-8079800ROSEHILL RES INC*W EXP 04/27/202777385113016200SHSOLE-1620000ROYAL CARIBBEAN CRUISES LTDCOMV7780T10334310668SHSOLE-1066800ROYAL CARIBBEAN CRUISES LTDCOMV7780T10337711700SHCallSOLE-1170000ROYAL CARIBBEAN CRUISES LTDCOMV7780T10356317500SHPutSOLE-1750000ROYCE GLOBAL VALUE TR INCCOM78081T1049411752SHSOLE-1175200ROYCE MICRO-CAP TR INCCOM7809151046812226SHSOLE-1222600RPT REALTYSH BEN INT74971D10122837700SHPutSOLE-3770000RYANAIR HOLDINGS PLCSPONSORED ADS78351320393817664SHSOLE-1766400SALIENT MIDSTREAM & MLP FDSH BEN INT79471V10510730822SHSOLE-3082200SANDISK CORPNOTE 0.500%10/180004CAF8466549000PRNSOLE-54900000SAREPTA THERAPEUTICS INCCOM80360710058598SHSOLE-59800SAREPTA THERAPEUTICS INCCOM8036071005986100SHCallSOLE-610000SAREPTA THERAPEUTICS INCDBCV 1.500%11/1803607AB634152235000PRNSOLE-223500000SCORPIO TANKERS INCNOTE 3.000% 5/180918TAB548555909000PRNSOLE-590900000SCORPIO TANKERS INCSHSY7542C13088746400SHPutSOLE-4640000SEA LTDNOTE 2.250% 7/081141RAB6100874350000PRNSOLE-435000000SEATTLE GENETICS INCCOM8125781023463000SHCallSOLE-300000SEATTLE GENETICS INCCOM8125781024624000SHPutSOLE-400000SELECT SECTOR SPDR TRSBI INT-FINL81369Y60568733000SHCallSOLE-3300000SEMPRA ENERGY6% PFD CONV A81685140611041117424SHSOLE-11742400SEMPRA ENERGYCOM816851109113410032SHSOLE-1003200SEMPRA ENERGYCOM816851109405735900SHPutSOLE-3590000SERVICENOW INCNOTE 6/081762PAC649102295000PRNSOLE-229500000SHIP FINANCE INTERNATIONAL LNOTE 5.750%10/1G81075AF353346000000PRNSOLE-600000000SIBANYE STILLWATER LTDSPONSORED ADR82575P107689145937SHSOLE-14593700SILICON LABORATORIES INCNOTE 1.375% 3/0826919AB8557500000PRNSOLE-50000000SILVER SPIKE ACQUISITION COR*W EXP 08/02/202G8136L1141332800SHSOLE-3280000SILVER SPIKE ACQUISITION CORCL A SHSG8136L106495005SHSOLE-500500SIRIUS XM HLDGS INCCOM82968B103654132336SHSOLE-13233600SIRIUS XM HLDGS INCCOM82968B1039819900SHCallSOLE-1990000SIRIUS XM HLDGS INCCOM82968B10314729900SHPutSOLE-2990000SMART GLOBAL HLDGS INCSHSG8232Y10140816800SHSOLE-1680000SNAP INCCL A83304A10659249828SHSOLE-4982800SNAP INCCL A83304A10699083200SHPutSOLE-8320000SOCKET MOBILE INCCOM NEW83368E2006155858SHSOLE-5585800SOLARCITY CORPNOTE 12/083416TAE03109617500000PRNSOLE-1750000000SPARTAN ENERGY ACQUISITION C*W EXP 08/27/2028467841222345430SHSOLE-4543000SPDR S&P 500 ETF TRTR UNIT78462F103670226000SHSOLE-2600000SPECIAL OPPORTUNITIES FD INCCOM84741T1042078218700SHSOLE-21870000SPECIAL OPPORTUNITIES FD INCPFD CONV SE B84741T302151762610SHSOLE-6261000SPRINT CORPORATIONCOM85207U10552260500SHSOLE-6050000SPRINT CORPORATIONCOM85207U1059310800SHCallSOLE-1080000SPRINT CORPORATIONCOM85207U105172000SHPutSOLE-200000STANLEY BLACK & DECKER INCCOM854502101100010000SHCallSOLE-1000000STANLEY BLACK & DECKER INCUNIT 05/15/2020854502887161222016SHSOLE-2201600STARBUCKS CORPCOM855244109325849552SHSOLE-4955200STARBUCKS CORPCOM855244109523279600SHPutSOLE-7960000SUNCOR ENERGY INC NEWCOM86722410733721320SHSOLE-2132000SUPERNUS PHARMACEUTICALS INCCOM8684591081357500SHSOLE-750000SUPERNUS PHARMACEUTICALS INCCOM86845910821812100SHPutSOLE-1210000SWISS HELVETIA FD INCCOM8708751013431493670SHSOLE-49367000SWITCHBACK ENERGY ACQUISTN C*W EXP 07/25/20287105M1102743899SHSOLE-4389900SYNAPTICS INCNOTE 0.500% 6/187157DAD199499575000PRNSOLE-957500000TAIWAN FD INCCOM874036106145188201SHSOLE-8820100TAKEDA PHARMACEUTICAL CO LTDSPONSORED ADS874060205138791300SHPutSOLE-9130000TAKEDA PHARMACEUTICAL CO LTDSPONSORED ADS8740602053637239625SHCallSOLE-23962500TAKEDA PHARMACEUTICAL CO LTDSPONSORED ADS87406020585156035SHSOLE-5603500TELADOC HEALTH INCCOM87918A1051551000SHCallSOLE-100000TELADOC HEALTH INCCOM87918A1057755000SHPutSOLE-500000TELADOC HEALTH INCNOTE 3.000%12/187918AAB1167464746000PRNSOLE-474600000TEMPLETON DRAGON FD INCCOM88018T10148128182SHSOLE-2818200TENZING ACQUISITION CORPORD SHSG8708A11621020000SHSOLE-2000000TERADYNE INCCOM88077010216300SHPutSOLE-30000TERADYNE INCCOM880770102587SHSOLE-8700TERADYNE INCNOTE 1.250%12/1880770AG738012120000PRNSOLE-212000000TESLA INCCOM88160R10165657125300SHPutSOLE-12530000TESLA INCCOM88160R101196375SHSOLE-37500TESLA INCNOTE 2.375% 3/188160RAD32138112425000PRNSOLE-1242500000THE CENTRAL AND EASTERN EU ICOM15343610045726054SHSOLE-2605400THERAVANCE BIOPHARMA INCNOTE 3.250%11/088339KAA014401500000PRNSOLE-150000000THERAVANCE INCNOTE 2.125% 1/188338TAB032573484000PRNSOLE-348400000TIFFANY & CO NEWCOM886547108145011200SHCallSOLE-1120000TILRAY INCCOM CL 288688T10011116100SHCallSOLE-1610000TILRAY INCCOM CL 288688T100809117500SHPutSOLE-11750000TORTOISE ACQUISITION CORP*W EXP 03/04/20289154L1182383900SHSOLE-8390000TORTOISE ENERGY INDEPENDENCCOM89148K101375326380SHSOLE-32638000TRANSDIGM GROUP INCCOM8936411005761800SHCallSOLE-180000TRANSDIGM GROUP INCCOM8936411009282900SHPutSOLE-290000TRANSOCEAN LTDREG SHSH8817H100157135195SHSOLE-13519500TRIDENT ACQUISITIONS CORP*W EXP 05/09/20289615T114335000SHSOLE-3500000TRILLIUM THERAPEUTICS INCCOM NEW89620X506758187600SHCallSOLE-18760000TRILLIUM THERAPEUTICS INCCOM NEW89620X506256169SHSOLE-616900TRIP COM GROUP LTDADS89677Q1071516419SHSOLE-641900TRIP COM GROUP LTDADS89677Q107158267500SHPutSOLE-6750000TRUIST FINL CORPCOM89832Q10972823618SHSOLE-2361800TURQUOISE HILL RES LTDCOM9004351081437601SHSOLE-3760100TWILIO INCNOTE 0.250% 6/090138FAB8131329408000PRNSOLE-940800000TWO HBRS INVT CORPCOM NEW90187B408426112000SHSOLE-11200000UNISYS CORPNOTE 5.500% 3/0909214BS6104057520000PRNSOLE-752000000UNITED TECHNOLOGIES CORPCOM913017109590662598SHSOLE-6259800VERSO CORPCL A92531L20738634200SHPutSOLE-3420000VERSO CORPCL A92531L20739935333SHSOLE-3533300VERTEX PHARMACEUTICALS INCCOM92532F1005952500SHCallSOLE-250000VERTEX PHARMACEUTICALS INCCOM92532F100143600SHSOLE-60000VIACOMCBS INCCL A92556H107412313SHSOLE-231300VIACOMCBS INCCL B92556H20615811271SHSOLE-1127100VIKING THERAPEUTICS INCCOM92686J10617838000SHSOLE-3800000VIKING THERAPEUTICS INCCOM92686J10618339200SHCallSOLE-3920000VIKING THERAPEUTICS INCCOM92686J10614030000SHPutSOLE-3000000VISA INCCOM CL A92826C83913708500SHPutSOLE-850000VISA INCCOM CL A92826C8398065000SHCallSOLE-500000VIVINT SMART HOME INC*W EXP 01/17/20292854211711884856SHSOLE-8485600VOYA NAT RES EQUITY INCOME FCOM92913C1066128031SHSOLE-2803100WALMART INCCOM931142103215919006SHSOLE-1900600WALMART INCCOM931142103359031600SHCallSOLE-3160000WALMART INCCOM931142103813471600SHPutSOLE-7160000WATSCO INCCL B CONV9426221016213971SHSOLE-397100WAYFAIR INCCL A94419L10160411300SHPutSOLE-1130000WAYFAIR INCNOTE 0.375% 9/094419LAB711661500000PRNSOLE-150000000WAYFAIR INCNOTE 1.125%11/094419LAD327654000000PRNSOLE-400000000WESTERN ASSET EMERGING MKTSCOM95766A10135834020SHSOLE-3402000WESTERN ASSET HIGH INCM FD ICOM95766J10210320571SHSOLE-2057100WESTERN AST INFL LKD OPP & ICOM95766R10416016719SHSOLE-1671900WINTRUST FINL CORPCOM97650W10836110984SHSOLE-1098400WPX ENERGY INCCOM98212B1038427500SHCallSOLE-2750000WRIGHT MED GROUP N VNOTE 2.250%11/198236JAB41468510663000PRNSOLE-1066300000XBIOTECH INCCOM98400H10214113325SHSOLE-1332500XBIOTECH INCCOM98400H1025500SHPutSOLE-50000ZENDESK INCNOTE 0.250% 3/198936JAB71806015217000PRNSOLE-1521700000ZILLOW GROUP INCCL A98954M10147614017SHSOLE-1401700ZILLOW GROUP INCCL C CAP STK98954M200301583700SHPutSOLE-8370000ZILLOW GROUP INCCL C CAP STK98954M2001323668SHSOLE-366800ZILLOW GROUP INCCL C CAP STK98954M2001805000SHCallSOLE-500000ZILLOW GROUP INCNOTE 1.500% 7/098954MAC512791510000PRNSOLE-151000000ZILLOW GROUP INCNOTE 2.000%12/098954MAB737713750000PRNSOLE-375000000ZIONS BANCORPORATION N A*W EXP 05/21/20298970111517665850674SHSOLE-585067400ZIONS BANCORPORATION N ACOM989701107136050800SHCallSOLE-5080000ZIONS BANCORPORATION N ACOM98970110729210900SHPutSOLE-1090000ZOGENIX INCCOM NEW98978L2041616500SHPutSOLE-650000ZOGENIX INCCOM NEW98978L20445018200SHCallSOLE-1820000