0001103646-20-000006.txt : 20200214 0001103646-20-000006.hdr.sgml : 20200214 20200214141041 ACCESSION NUMBER: 0001103646-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 IRS NUMBER: 364236880 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15940 FILM NUMBER: 20617855 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001103646 XXXXXXXX 12-31-2019 12-31-2019 CSS LLC/IL

175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15940 N Mitchel Bialek 312 542-8575 /s/Mitchel Bialek Chicago IL 01-14-2020 0 646 1805793 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN ASIA PACIFIC INCOMCOM00300910713632000SHSOLE-3200000ABERDEEN EMRG MRKTS EQT INMCOM00301W1052921383342SHSOLE-38334200ABERDEEN GLOBAL DYNAMIC DIVICOM00302M10636935470SHSOLE-3547000ABERDEEN GLOBAL PREMIER PPTYCOM SH BEN INT00302L10824938379SHSOLE-3837900ABERDEEN INCOME CR STRATEGIECOM00305710629525590SHSOLE-2559000ABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT00326L10043248252SHSOLE-4825200ACAMAR PARTNERS ACQSITION CO*W EXP 02/26/2020042851106282741SHSOLE-8274100ACAMAR PARTNERS ACQSITION COUNIT 12/30/202500428520150849900SHSOLE-4990000ACCELERATE DIAGNOSTICS INCCOM00430H1021106500SHCallSOLE-650000ACCELERATE DIAGNOSTICS INCCOM00430H10250730000SHPutSOLE-3000000ACCELERATE DIAGNOSTICS INCCOM00430H10233119564SHSOLE-1956400ACCELERATE DIAGNOSTICS INCNOTE 2.500% 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11/04/20244109J114858217785SHSOLE-21778500IHEARTMEDIA INCCOM CL A45174J5092255133421SHSOLE-13342100ILLUMINA INCCOM4523271093321000SHSOLE-100000INDIA FD INCCOM45408910397948641SHSOLE-4864100INDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN INT4562371065989267114SHSOLE-26711400INNOVIVA INCCOM45781M10114210000SHPutSOLE-1000000INSULET CORPCOM45784P1017704500SHSOLE-450000INTELSAT S ACOML5140P10110515000SHPutSOLE-1500000INTELSAT S ACOML5140P10121230186SHSOLE-3018600INTELSAT S ACOML5140P1017010000SHCallSOLE-1000000INTERCEPT PHARMACEUTICALS INCOM45845P108267621600SHPutSOLE-2160000INTERCEPT PHARMACEUTICALS INCOM45845P10868547SHSOLE-54700INTERCEPT PHARMACEUTICALS INCOM45845P108187215100SHCallSOLE-1510000INTERCEPT PHARMACEUTICALS INNOTE 2.000% 5/145845PAB463044750000PRNSOLE-475000000INTERNATIONAL FLAVORS&FRAGRACOM4595061016455000SHPutSOLE-500000INTERNATIONAL FLAVORS&FRAGRAUNIT 09/15/20214595063095590116491SHSOLE-11649100INTRA CELLULAR THERAPIES INCCOM46116X10139911625SHSOLE-1162500INTRA CELLULAR THERAPIES 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HI YD ETF464288513263730000SHPutSOLE-3000000ISHARES TRIBOXX INV CP ETF464287242192015000SHPutSOLE-1500000ISHARES TRMSCI UK ETF NEW46435G3342647750SHSOLE-775000ISHARES TRTIPS BD ETF4642871761591360SHSOLE-136000ISIS PHARMACEUTICALS INC DELNOTE 1.000%11/1464337AJ391588000000PRNSOLE-800000000ISTAR INCNOTE 3.125% 9/145031UCB51183010500000PRNSOLE-1050000000JAPAN SMALLER CAPTLZTN FD INCOM47109U10436140343SHSOLE-4034300JOHNSON & JOHNSONCOM4781601042191500SHSOLE-150000JOYY INCADS REPSTG COM A46591M10952810000SHPutSOLE-1000000JOYY INCADS REPSTG COM A46591M10929540SHSOLE-54000KAIXIN AUTO HLDGSSHSG5223X100282151100SHSOLE-15110000KALEYRA INC*W EXP 12/12/2024833791111820000SHSOLE-2000000KAR AUCTION SVCS INCCOM48238T10928713162SHSOLE-1316200KARYOPHARM THERAPEUTICS INCCOM48576U10639120400SHCallSOLE-2040000KARYOPHARM THERAPEUTICS INCCOM48576U106148777500SHPutSOLE-7750000KARYOPHARM THERAPEUTICS INCNOTE 3.000%10/148576UAA443183000000PRNSOLE-300000000KEMET CORPCOM NEW4883602072067600SHCallSOLE-760000KINDER MORGAN INC DELCOM49456B10143420483SHSOLE-2048300KONTOOR BRANDS INCCOM50050N10371817100SHSOLE-1710000KOREA FDCOM NEW50063420963721371SHSOLE-2137100KRAFT HEINZ COCOM500754106215367000SHSOLE-6700000KRAFT HEINZ COCOM500754106107733500SHPutSOLE-3350000LATAM AIRLS GROUP S ASPONSORED ADR51817R1061322130109SHSOLE-13010900LATAM AIRLS GROUP S ASPONSORED ADR51817R1061594156900SHPutSOLE-15690000LATTICE SEMICONDUCTOR CORPCOM51841510426213700SHSOLE-1370000LEGACY ACQUISITION CORP*W EXP 11/30/202524643111611900SHSOLE-1190000LENNAR CORPCL B526057302281662999SHSOLE-6299900LIBERTY BROADBAND CORPCOM SER A530307107155812511SHSOLE-1251100LIBERTY BROADBAND CORPCOM SER C53030730512569990SHSOLE-999000LIBERTY GLOBAL PLCSHS CL AG5480U10440817956SHSOLE-1795600LIBERTY GLOBAL PLCSHS CL AG5480U10428212400SHPutSOLE-1240000LIBERTY GLOBAL PLCSHS CL BG5480U1122099194SHSOLE-919400LIBERTY GLOBAL PLCSHS CL CG5480U120120555270SHSOLE-5527000LIBERTY MEDIA CORPDEB 3.500% 1/1530715AN12299126500000PRNSOLE-2650000000LIBERTY MEDIA CORP DELAWARECOM A BRAVES GRP531229706117539633SHSOLE-3963300LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM53122940922889473488SHSOLE-47348800LIBERTY MEDIA CORP DELAWARECOM B SIRIUSXM531229508296460912SHSOLE-6091200LIBERTY MEDIA CORP DELAWARECOM C SIRIUSXM531229607165134297SHSOLE-3429700LIBERTY MEDIA CORP DELAWARECOM SER A FRMLA531229870239554693SHSOLE-5469300LIBERTY MEDIA CORP DELAWARENOTE 1.000% 1/3531229AF953224000000PRNSOLE-400000000LIBERTY TRIPADVISOR HLDGS INCOM SER A531465102344687SHSOLE-468700LIBERTY TRIPADVISOR HLDGS INCOM SER A531465102598000SHPutSOLE-800000LIBERTY TRIPADVISOR HLDGS INCOM SER B53146520112116700SHSOLE-1670000LILLY ELI & COCOM532457108222116900SHCallSOLE-1690000LILLY ELI & COCOM53245710810387900SHPutSOLE-790000LIVE NATION ENTERTAINMENT INNOTE 2.500% 3/1538034AQ218401500000PRNSOLE-150000000LIVEXLIVE MEDIA INCCOM NEW53839L2082818089SHSOLE-1808900LULULEMON ATHLETICA INCCOM5500211092321000SHCallSOLE-100000LULULEMON ATHLETICA INCCOM5500211092321000SHPutSOLE-100000LUMENTUM HLDGS INCNOTE 0.250% 3/155024UAB5102197000000PRNSOLE-700000000MACQUARIE GLBL INFRA TOTL RECOM55608D1013210129340SHSOLE-12934000MADISON SQUARE GARDEN CO NEWCL A55825T1037982712SHSOLE-271200MARRIOTT VACTINS WORLDWID CONOTE 1.500% 9/157164YAB353485000000PRNSOLE-500000000MATCH GROUP INCCOM57665R106139417000SHPutSOLE-1700000MCDERMOTT INTL INCCOM5800377033754526SHSOLE-5452600MCDERMOTT INTL INCCOM58003770386129480SHCallSOLE-12948000MCDERMOTT INTL INCCOM580037703166246950SHPutSOLE-24695000MCDONALDS CORPCOM58013510199500SHSOLE-50000MCDONALDS CORPCOM5801351018904500SHPutSOLE-450000MEDICINES COCOM584688105343140400SHCallSOLE-4040000MEDICINES COCOM58468810537688443700SHPutSOLE-44370000MEDICINES COCOM584688105186922000SHSOLE-2200000MEDICINES CONOTE 2.750% 7/1584688AG06040834679000PRNSOLE-3467900000MEDICINES CONOTE 3.500% 1/1584688AJ4251507361000PRNSOLE-736100000MERCADOLIBRE INCCOM58733R10211442000SHPutSOLE-200000MEREO BIOPHARMA GROUP PLCADS58949210717152199SHSOLE-5219900MESA LABS INCNOTE 1.375% 8/159064RAA749224500000PRNSOLE-450000000MEXICO EQUITY & INCOME FDCOM59283410526222540SHSOLE-2254000MICROCHIP TECHNOLOGY INCCOM595017104104710000SHPutSOLE-1000000MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AD62343410879000PRNSOLE-1087900000MIDATECH PHARMA PLCSPONSORED ADR59564R2031318323SHSOLE-1832300MIRATI THERAPEUTICS INCCOM60468T105279721700SHCallSOLE-2170000MOHAWK INDS INCCOM6081901049777163SHSOLE-716300MOMO INCADR60879B107134040000SHPutSOLE-4000000MOMO INCNOTE 1.250% 7/060879BAB3464500000PRNSOLE-50000000MONGODB INCCL A60937P1061321000SHCallSOLE-100000MONGODB INCCL A60937P1061971500SHPutSOLE-150000MONGODB INCNOTE 0.750% 6/160937PAB240482000000PRNSOLE-200000000MORGAN STANLEY INDIA INVS FDCOM61745C10532516352SHSOLE-1635200MOSAIC ACQUISITION CORP*W EXP 10/23/20261946M1186668341SHSOLE-6834100MPLX LPCOM UNIT REP LTD55336V100125749395SHSOLE-4939500MUSTANG BIO INCCOM62818Q1044310604SHSOLE-1060400MVC CAPITAL INCCOM55382910249153582SHSOLE-5358200MYOKARDIA INCCOM62857M1051462000SHCallSOLE-200000MYOKARDIA INCCOM62857M1054015500SHPutSOLE-550000NABORS INDUSTRIES LTD6% PFD CNV SR AG6359F1296531288316SHSOLE-28831600NABORS INDUSTRIES LTDSHSG6359F103605210300SHPutSOLE-21030000NEUROCRINE BIOSCIENCES INCCOM64125C1096456000SHCallSOLE-600000NEUROCRINE BIOSCIENCES INCCOM64125C1092041900SHPutSOLE-190000NEUROCRINE BIOSCIENCES INCNOTE 2.250% 5/164125CAD189785850000PRNSOLE-585000000NEW GERMANY FD INCCOM64446510668443638SHSOLE-4363800NEW IRELAND FUND INCCOM6456731042807283208SHSOLE-28320800NEW YORK CMNTY BANCORP INCCOM64944510321417837SHSOLE-1783700NEWMONT GOLDCORP CORPORATIONCOM651639106191244000SHSOLE-4400000NEWPARK RES INCNOTE 4.000%12/0651718AE856465450000PRNSOLE-545000000NEWS CORP NEWCL A65249B109105174300SHSOLE-7430000NEXPOINT STRATEGIC OPORTUNTCOM NEW65340G2051981111881SHSOLE-11188100NII HLDGS INCCOM PAR62913F50827661274576SHSOLE-127457600NIO INCSPON ADS62914V106791197000SHPutSOLE-19700000NIO INCSPON ADS62914V106491122051SHSOLE-12205100NIO INCSPON ADS62914V106490122200SHCallSOLE-12220000NOVAVAX INCNOTE 3.750% 2/0670002AB0235594000PRNSOLE-59400000NUTANIX INCCL A67059N1082909280SHSOLE-928000NUVASIVE INCNOTE 2.250% 3/1670704AG078615893000PRNSOLE-589300000NUVEEN GLOBAL HIGH INCOME FDSHS67075G10360236759SHSOLE-3675900NUVEEN NEW JERSEY QULT MUN FCOM67069Y10225717550SHSOLE-1755000NUVEEN REAL ASSET INM AND GWCOM67074Y10596952770SHSOLE-5277000NXP SEMICONDUCTORS N VCOMN6596X1093432692SHSOLE-269200NXP SEMICONDUCTORS N VCOMN6596X109174313700SHPutSOLE-1370000NXP SEMICONDUCTORS N VCOMN6596X1099807700SHCallSOLE-770000OFFICE PPTYS INCOME TRCOM SHS BEN INT67623C1095971185778SHSOLE-18577800OI S ASPONSORED ADR NE6708515009451014187SHSOLE-101418700OKTA INCCL A6792951052882500SHPutSOLE-250000OKTA INCNOTE 0.250% 2/1679295AB12544310470000PRNSOLE-1047000000OMEROS CORPCOM682143102110678500SHPutSOLE-7850000OMEROS CORPNOTE 6.250%11/1682143AE219232000000PRNSOLE-200000000ON SEMICONDUCTOR CORPNOTE 1.000%12/0682189AK153673936000PRNSOLE-393600000ONCOSEC MED INCCOM68234L3067742358SHSOLE-4235800OPES ACQUISITION CORP*W EXP 03/13/20268373P1180100SHSOLE-10000OPES ACQUISITION CORPCOM68373P10010510000SHSOLE-1000000OSI SYSTEMS INCNOTE 1.250% 9/0671044AD721912000000PRNSOLE-200000000PAN AMERICAN SILVER CORPCOM6979001081285400SHSOLE-540000PAN AMERICAN SILVER CORPCOM69790010824210241SHCallSOLE-1024100PAN AMERICAN SILVER CORPCOM697900108451900SHPutSOLE-190000PATTERN ENERGY GROUP INCNOTE 4.000% 7/170338PAB672407150000PRNSOLE-715000000PENNANTPARK FLOATING RATE CACOM70806A106116995954SHSOLE-9595400PENSARE ACQUISITION CORP*W EXP 07/27/20270957E113515000SHSOLE-1500000PEOPLES UTD FINL INCCOM71270410527816454SHSOLE-1645400PERSPECTA INCCOM715347100172265131SHSOLE-6513100PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40841025700SHSOLE-2570000PG&E CORPCOM69331C108173471595947SHSOLE-159594700PG&E CORPCOM69331C1082677246200SHCallSOLE-24620000PG&E CORPCOM69331C1084975457900SHPutSOLE-45790000PHUNWARE INC*W EXP 12/26/20271948P1182840011SHSOLE-4001100PHUNWARE INCCOM71948P1002420191SHSOLE-2019100PIMCO INCOME STRATEGY FUND ICOM72201J10427325755SHSOLE-2575500POTLATCHDELTIC CORPORATIONCOM7376301033728593SHSOLE-859300PROFICIENT ALPHA ACQUSTN COR*W EXP 04/30/20274317H113425000SHSOLE-2500000PROFICIENT ALPHA ACQUSTN CORRIGHT 04/30/202674317H1215500SHSOLE-50000PTC THERAPEUTICS INCCOM69366J20073915400SHCallSOLE-1540000PTC THERAPEUTICS INCCOM69366J200144130000SHPutSOLE-3000000PTC THERAPEUTICS INCCOM69366J2003467196SHSOLE-719600PURE STORAGE INCCL A74624M102342001SHSOLE-200100PURE STORAGE INCCL A74624M10217110000SHPutSOLE-1000000QAD INCCL B74727D207221058081SHSOLE-5808100QTS RLTY TR INC6.50% CON PFD B74736A301235918297SHSOLE-1829700QURATE RETAIL INCCOM SER A74915M10035141663SHSOLE-4166300QURATE RETAIL INCCOM SER B74915M20944252110SHSOLE-5211000RA PHARMACEUTICALS 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ICOM76881Y1097164438965SHSOLE-43896500RLJ LODGING TRCUM CONV PFD A74965L20035712400SHSOLE-1240000RMG ACQUISITION CORP*W EXP 02/21/20274964111471122697SHSOLE-12269700RMR REAL ESTATE INCOME FUNDCOM76970B101161279798SHSOLE-7979800ROSEHILL RES INC*W EXP 04/27/202777385113116200SHSOLE-1620000ROYCE GLOBAL VALUE TR INCCOM78081T10414912752SHSOLE-1275200ROYCE VALUE TR INCCOM78091010527418542SHSOLE-1854200RPT REALTYSH BEN INT74971D101143595400SHPutSOLE-9540000RYANAIR HLDGS PLCSPONSORED ADS783513203238027157SHSOLE-2715700SALIENT MIDSTREAM & MLP FDSH BEN INT79471V10517822822SHSOLE-2282200SANDISK CORPNOTE 0.500%10/180004CAF8494549000PRNSOLE-54900000SANOFIRIGHT 12/31/202080105N11310071170626SHSOLE-117062600SAREPTA THERAPEUTICS INCCOM8036071009297200SHPutSOLE-720000SAREPTA THERAPEUTICS INCCOM803607100531541200SHCallSOLE-4120000SAREPTA THERAPEUTICS INCDBCV 1.500%11/1803607AB678934054000PRNSOLE-405400000SCHOLASTIC CORPCOM80706610547512363SHSOLE-1236300SCORPIO TANKERS INCNOTE 3.000% 5/180918TAB51562912747000PRNSOLE-1274700000SCORPIO TANKERS INCSHSY7542C130182546400SHPutSOLE-4640000SELECT SECTOR SPDR TRENERGY81369Y50660010000SHPutSOLE-1000000SELECT SECTOR SPDR TRSBI MATERIALS81369Y10025400SHSOLE-40000SEMPRA ENERGY6% PFD CONV A81685140625666213571SHSOLE-21357100SEMPRA ENERGYCOM816851109365024100SHPutSOLE-2410000SERITAGE GROWTH PPTYSCL A81752R1003077662SHSOLE-766200SERVICENOW INCCOM81762P1028473000SHCallSOLE-300000SERVICENOW INCCOM81762P1025652000SHPutSOLE-200000SERVICENOW INCNOTE 6/081762PAC669643295000PRNSOLE-329500000SHIP FINANCE INTERNATIONAL LNOTE 5.750%10/1G81075AF363966000000PRNSOLE-600000000SIBANYE STILLWATERSPONSORED ADR8257242062073208728SHSOLE-20872800SIGNATURE BK NEW YORK N YCOM82669G1044923603SHSOLE-360300SILICON LABORATORIES INCNOTE 1.375% 3/0826919AB822241672000PRNSOLE-167200000SINA CORPORDG814771045153129055SHSOLE-12905500SIRIUS XM HLDGS INCCOM82968B10364389940SHPutSOLE-8994000SLM CORPCOM78442P10616518510SHSOLE-1851000SNAP INCCL 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