0001103646-19-000012.txt : 20191114 0001103646-19-000012.hdr.sgml : 20191114 20191114153955 ACCESSION NUMBER: 0001103646-19-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 IRS NUMBER: 364236880 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15940 FILM NUMBER: 191219590 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001103646 XXXXXXXX 09-30-2019 09-30-2019 CSS LLC/IL

175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15940 N Mitchel Bialek 312 542-8575 /s/Mitchel Bialek Chicago IL 11-11-2019 0 599 1556592 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y1092202899SHSOLE-289900ABERDEEN ASIA PACIFIC INCOMCOM00300910713432000SHSOLE-3200000ABERDEEN EMRG MRKTS EQT INMCOM00301W1052652381142SHSOLE-38114200ABERDEEN GLOBAL DYNAMIC DIVICOM00302M10633835002SHSOLE-3500200ABERDEEN GLOBAL PREMIER PPTYCOM SH BEN INT00302L10823637912SHSOLE-3791200ABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT00326L10040748755SHSOLE-4875500ACAMAR PARTNERS ACQSITION CO*W EXP 02/26/2020042851104864807SHSOLE-6480700ACAMAR PARTNERS ACQSITION COUNIT 12/30/202500428520150649900SHSOLE-4990000ACCELERATE DIAGNOSTICS INCNOTE 2.500% 3/100430HAB816862000000PRNSOLE-200000000ACORDA THERAPEUTICS INCCOM00484M10624384800SHPutSOLE-8480000ACORDA THERAPEUTICS INCNOTE 1.750% 6/100484MAA435644547000PRNSOLE-454700000ADAM NAT RES FD INCCOM00548F105155598200SHSOLE-9820000ADAMS DIVERSIFIED EQUITY FDCOM00621210494859856SHSOLE-5985600ADVANCED MICRO DEVICES INCCOM00790310750717500SHSOLE-1750000ADVANCED MICRO DEVICES INCCOM007903107188865100SHPutSOLE-6510000ADVENT CONVERTIBLE & INCOMECOM00764C10927218651SHSOLE-1865100ALDER BIOPHARMACEUTICALS INCCOM0143391055694301900SHPutSOLE-30190000ALDER BIOPHARMACEUTICALS INCCOM0143391054200SHCallSOLE-20000ALDER BIOPHARMACEUTICALS INCCOM01433910518910000SHSOLE-1000000ALDER BIOPHARMACEUTICALS INCNOTE 2.500% 2/0014339AA31545013964000PRNSOLE-1396400000ALEXANDRIA REAL ESTATE EQ INPFD CONV SER D015271505225058117SHSOLE-5811700ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1026533902SHSOLE-390200ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102167210000SHCallSOLE-1000000ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102200612000SHPutSOLE-1200000ALLEGION PUB LTD COORD SHSG0176J1097947663SHSOLE-766300ALPHABET INCCAP STK CL C02079K10712541029SHSOLE-102900ALTABA INCCOM021346101278991432192SHSOLE-143219200ALTABA 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INCCOM03823U10233830100SHPutSOLE-3010000APTEVO THERAPEUTICS INCCOM03835L1083661727SHSOLE-6172700APTIV PLCSHSG6095L1092442795SHSOLE-279500AQUA AMERICA INCUNIT 04/30/202203836W202175529028SHSOLE-2902800ARCONIC INCCOM03965L10033412851SHSOLE-1285100ARMSTRONG FLOORING INCCOM04238R10621733996SHSOLE-3399600ARMSTRONG WORLD INDS INC NEWCOM04247X1028128400SHSOLE-840000ASA GOLD AND PRECIOUS MTLS LSHSG3156P1031366113671SHSOLE-11367100ASHFORD HOSPITALITY TR INCCOM SHS0441031095817381SHSOLE-1738100ASSERTIO THERAPEUTICS INCCOM04545L1071310000SHPutSOLE-1000000ASSERTIO THERAPEUTICS INCCOM04545L1071310000SHCallSOLE-1000000ASSERTIO THERAPEUTICS INCNOTE 2.500% 9/0249908AA229213917000PRNSOLE-391700000ASSOCIATED BANC CORPCOM04548710527913787SHSOLE-1378700ASSURANT INC6.50% CONV PFD D04621X2072642110SHSOLE-211000AT&T INCCOM00206R102196551930SHSOLE-5193000ATLANTICUS HLDGS CORPCOM04914Y10213916631SHSOLE-1663100ATLAS AIR WORLDWIDE HLDGS INNOTE 1.875% 6/0049164BJ48321000000PRNSOLE-100000000AUTODESK 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DELCOM3453708609510323SHSOLE-1032300FORTIVE CORP5% PFD CNV SER A34959J20781398953SHSOLE-895300FOX CORPCL A COM35137L1054418140113SHSOLE-14011300FRANKLIN LTD DURATION INC TRCOM35472T10135838418SHSOLE-3841800FRANKLIN UNVL TRSH BEN INT35514510311615362SHSOLE-1536200FS KKR CAPITAL CORPCOM302635107865148343SHSOLE-14834300GABELLI CONV&INCOM SECS FD ICOM36240B10949893700SHSOLE-9370000GABELLI DIVD & INCOME TRCOM36242H10425912042SHSOLE-1204200GABELLI GLB SML & MD CP VALCOM36249W10456450630SHSOLE-5063000GABELLI GLOBL UTIL & INCOMECOM SH BEN INT36242L1053611194164SHSOLE-19416400GABELLI HLTHCARE & WELLNESSSHS36246K10376873717SHSOLE-7371700GABELLI UTIL TRCOM36240A1017410000SHSOLE-1000000GAMCO INVESTORS INCCL A COM36143810427213917SHSOLE-1391700GAMESTOP CORP NEWCL A36467W10928751953SHSOLE-5195300GAMESTOP CORP NEWCL A36467W1096912500SHPutSOLE-1250000GAMING & LEISURE PPTYS INCCOM36467J1082566700SHSOLE-670000GANNETT CO INCNOTE 4.750% 4/136473HAB098899150000PRNSOLE-915000000GAP 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INCCOM42806J10642630766SHSOLE-3076600HERTZ GLOBAL HLDGS INCCOM42806J106181300SHPutSOLE-130000HEWLETT PACKARD ENTERPRISE CCOM42824C10987757791SHSOLE-5779100HIGHLAND INCOME FUNDHIGHLAND INCOME43010E4042813210698SHSOLE-21069800HOME DEPOT INCCOM437076102209900SHSOLE-90000HORIZON PHARMA INVT LTDNOTE 2.500% 3/144052TAB7108869336000PRNSOLE-933600000HORIZON THERAPEUTICS PUB LTDSHSG46188101110840700SHCallSOLE-4070000HORIZON THERAPEUTICS PUB LTDSHSG4618810133512300SHPutSOLE-1230000HOSTESS BRANDS INC*W EXP 11/04/20244109J114869254122SHSOLE-25412200HOSTESS BRANDS INCCL A44109J1061178400SHSOLE-840000HUBSPOT INCNOTE 0.250% 6/0443573AB646782792000PRNSOLE-279200000IAC INTERACTIVECORPCOM44919P508524024039SHSOLE-2403900IHEARTMEDIA INCCOM CL A45174J5092536169057SHSOLE-16905700II VI INCCOM90210410853515200SHCallSOLE-1520000II VI INCCOM902104108391100SHPutSOLE-110000ILLUMINA INCCOM45232710910083313SHSOLE-331300INDIA FD INCCOM45408910397147303SHSOLE-4730300INDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN 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