0001103646-18-000011.txt : 20180814 0001103646-18-000011.hdr.sgml : 20180814 20180814151525 ACCESSION NUMBER: 0001103646-18-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 IRS NUMBER: 364236880 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15940 FILM NUMBER: 181016756 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001103646 XXXXXXXX 06-30-2018 06-30-2018 CSS LLC/IL

175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15940 N Mitchel Bialek 312 542-8575 /s/Mitchel Bialek Chicago IL 08-13-2018 0 530 2137100 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 51JOB INCNOTE 3.250% 4/1316827AC868753000000PRNSOLE-300000000ABBVIE INCCOM00287Y109255927625SHSOLE-2762500ABBVIE INCCOM00287Y109249326900SHPutSOLE-2690000ABERDEEN ASIA PACIFIC INCOMCOM00300910713832000SHSOLE-3200000ABERDEEN EMRG MRKTS EQT INMCOM00301W105102841469229SHSOLE-146922900ABERDEEN GLOBAL DYNAMIC DIVICOM00302M10635334452SHSOLE-3445200ABERDEEN GLOBAL PREMIER PPTYCOM SH BEN INT00302L10818428912SHSOLE-2891200ABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT00326L10042448425SHSOLE-4842500ACCO BRANDS CORPCOM00081T10814810700SHSOLE-1070000ACORDA THERAPEUTICS INCCOM00484M10655619400SHPutSOLE-1940000ACORDA THERAPEUTICS INCNOTE 1.750% 6/100484MAA4756776000PRNSOLE-77600000ADAM NAT RES FD INCCOM00548F105126362893SHSOLE-6289300ADAMS DIVERSIFIED EQUITY FDCOM00621210484754934SHSOLE-5493400ADVANCED MICRO DEVICES INCCOM0079031072077138500SHPutSOLE-13850000ADVANCED MICRO DEVICES INCNOTE 2.125% 9/0007903BD8139447007000PRNSOLE-700700000ADVENT CLAYMORE ENH GRW & INCOM00765E10426333993SHSOLE-3399300AEGERION PHARMACEUTICALS INCNOTE 2.000% 8/100767EAB8425653000PRNSOLE-65300000ALIBABA GROUP HLDG LTDSPONSORED ADS01609W10222005118600SHPutSOLE-11860000ALIBABA GROUP HLDG LTDSPONSORED ADS01609W10223510126700SHCallSOLE-12670000ALLEGION PUB LTD COORD SHSG0176J1095937663SHSOLE-766300ALLSCRIPTS HEALTHCARE SOLUTNNOTE 1.250% 7/001988PAD070967002000PRNSOLE-700200000ALLY FINL INCCOM02005N100181969244SHSOLE-6924400ALPHABET INCCAP STK CL C02079K10711481029SHSOLE-102900ALPS ETF TRALERIAN MLP00162Q86616516300SHPutSOLE-1630000ALTABA INCCOM021346101894031221200SHPutSOLE-122120000ALTABA INCCOM0213461012640493606740SHSOLE-360674000ALTABA INCCOM02134610112152166000SHCallSOLE-16600000AMAG PHARMACEUTICALS INCCOM00163U10639020000SHPutSOLE-2000000AMAG PHARMACEUTICALS INCNOTE 3.250% 6/000163UAD824312355000PRNSOLE-235500000AMARIN CORP PLCSPONS ADR NEW0231112069330000SHCallSOLE-3000000AMARIN CORP PLCSPONS ADR NEW0231112066220000SHPutSOLE-2000000AMERICAN AIRLS GROUP INCCOM02376R102161842600SHPutSOLE-4260000AMERICAN AIRLS GROUP INCCOM02376R1027710203000SHCallSOLE-20300000AMERICAN AIRLS GROUP INCCOM02376R102953012510568SHSOLE-251056800AMERICAN INTL GROUP INC*W EXP 01/19/20202687415614810452SHSOLE-1045200ANCHOR BANCORP WACOM03283810426610177SHSOLE-1017700ANSYS INCCOM03662Q1056713850SHSOLE-385000ANWORTH MORTGAGE ASSET CPCOM03734710144088621SHSOLE-8862100APPLE INCCOM03783310017409400SHSOLE-940000APTEVO THERAPEUTICS INCCOM03835L108592118736SHSOLE-11873600APTIV PLCSHSG6095L1092562795SHSOLE-279500ARBOR RLTY TR INCNOTE 5.375%11/1038923AB433353000000PRNSOLE-300000000ARBOR RLTY TR INCNOTE 6.500%10/0038923AA6119709500000PRNSOLE-950000000ARCONIC INCCOM03965L10019811651SHSOLE-1165100ARCONIC INCCOM03965L10021312500SHCallSOLE-1250000ARMSTRONG WORLD INDS INC 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CORPCOM51841510420631400SHSOLE-3140000LAYNE CHRISTENSEN CONOTE 4.250%11/1521050AB021062100000PRNSOLE-210000000LAYNE CHRISTENSEN CONOTE 8.000% 5/0521050AD667255250000PRNSOLE-525000000LENNAR CORPCL B526057302417397753SHSOLE-9775300LIBERTY BROADBAND CORPCOM SER A530307107426756407SHSOLE-5640700LIBERTY BROADBAND CORPCOM SER C530307305121716075SHSOLE-1607500LIBERTY EXPEDIA HOLDINGSSER A COM53046P1092064692SHSOLE-469200LIBERTY EXPEDIA HOLDINGSSER B COM53046P20857112437SHSOLE-1243700LIBERTY GLOBAL PLCSHS CL BG5480U1122579194SHSOLE-919400LIBERTY GLOBAL PLCSHS CL CG5480U12041015410SHSOLE-1541000LIBERTY MEDIA CORPDEB 3.500% 1/1530715AN1857013500000PRNSOLE-1350000000LIBERTY MEDIA CORP DELAWARECOM A BRAVES GRP531229706194775743SHSOLE-7574300LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM53122940921116468713SHSOLE-46871300LIBERTY MEDIA CORP DELAWARECOM B SIRIUSXM531229508278760912SHSOLE-6091200LIBERTY MEDIA CORP DELAWARECOM C SIRIUSXM531229607158534952SHSOLE-3495200LIBERTY MEDIA CORP DELAWARECOM SER A FRMLA531229870161845815SHSOLE-4581500LIBERTY TRIPADVISOR HLDGS INCOM SER A53146510217811068SHSOLE-1106800LIBERTY TRIPADVISOR HLDGS INCOM SER B53146520127116700SHSOLE-1670000LIFEVANTAGE CORPCOM NEW53222K2058313092SHSOLE-1309200LINCOLN NATL CORP INDCOM5341871096251100411SHSOLE-10041100LIVE NATION ENTERTAINMENT INCOM5380341093356900SHSOLE-690000LULULEMON ATHLETICA INCCOM5500211098496800SHSOLE-680000LUMENTUM HLDGS INCCOM55024U1092273918SHSOLE-391800MACQUARIE GLBL INFRA TOTL RECOM55608D1012871127379SHSOLE-12737900MADISON SQUARE GARDEN CO NEWCL A55825T1038412712SHSOLE-271200MARRIOTT INTL INC NEWCL A5719032023542794SHSOLE-279400MATTERSIGHT CORPCOM577097108362135351SHSOLE-13535100MCDERMOTT INTL INCCOM58003770357028964SHPutSOLE-2896400MCDERMOTT INTL INCCOM58003770362531791SHCallSOLE-3179100MCDERMOTT INTL INCCOM5800377031135739SHSOLE-573900MCEWEN MNG INCCOM58039P10713263646SHSOLE-6364600MEDICINES COCOM58468810539310700SHCallSOLE-1070000MEDICINES COCOM584688105146840000SHPutSOLE-4000000MEDICINES CONOTE 2.500% 1/1584688AE597107983000PRNSOLE-798300000MEREDITH CORPCOM5894331014188188SHSOLE-818800MEXICO EQUITY & INCOME FDCOM59283410539838548SHSOLE-3854800MGIC INVT CORP WISCOM55284810312211400SHSOLE-1140000MICRO FOCUS INTERNATIONAL PLSPON ADR NEW594837304113465629SHSOLE-6562900MICROCHIP TECHNOLOGY INCCOM5950171041181300SHSOLE-130000MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AD6158049000000PRNSOLE-900000000MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AF185397315000PRNSOLE-731500000MICRON TECHNOLOGY INCCOM5951121031573000SHSOLE-300000MICRON TECHNOLOGY INCCOM59511210352410000SHCallSOLE-1000000MICRON TECHNOLOGY INCNOTE 3.000%11/1595112AY95983333323000PRNSOLE-3332300000MIDATECH PHARMA PLCSPONSORED ADS59564R1041216850SHSOLE-1685000MIDSTATES PETE CO INCCOM PAR59804T4072276167238SHSOLE-16723800MINDBODY INCCOM CL A60255W10578420300SHSOLE-2030000MITEL NETWORKS CORPCOM60671Q104103193998SHSOLE-9399800MOLINA HEALTHCARE INCCOM60855R1004905000SHPutSOLE-500000MOLINA HEALTHCARE INCNOTE 1.125% 1/160855RAC46664727576000PRNSOLE-2757600000MOMO INCADR60879B107288066200SHPutSOLE-6620000MORGAN STANLEY ASIA PAC FD ICOM61744U106144084310SHSOLE-8431000MORGAN STANLEY CHINA A SH FDCOM61746810344319169SHSOLE-1916900MORGAN STANLEY EMER MKTS FDCOM61744G10781149944SHSOLE-4994400MORGAN STANLEY INDIA INVS FDCOM61745C10541415983SHSOLE-1598300MVC CAPITAL INCCOM55382910257760782SHSOLE-6078200NABORS INDUSTRIES LTD6% PFD CNV SR AG6359F129181339700SHSOLE-3970000NATIONSTAR MTG HLDGS INCCOM63861C10971340671SHSOLE-4067100NAVIOS MARITIME HLDGS INCSPN ADR RP PFD G63938Y10029123122SHSOLE-2312200NAVIOS MARITIME HLDGS INCSPON ADR PFD H63938Y30852042480SHSOLE-4248000NAVISTAR INTL CORP NEWCOM63934E10861115000SHCallSOLE-1500000NAVISTAR INTL CORP NEWCOM63934E1081714197SHSOLE-419700NETAPP INCCOM64110D1042363000SHSOLE-300000NETFLIX INCCOM64110L1069792500SHPutSOLE-250000NEUROCRINE BIOSCIENCES INCNOTE 2.250% 5/164125CAD1129588944000PRNSOLE-894400000NEW GERMANY FD INCCOM64446510677242338SHSOLE-4233800NEW IRELAND FUND INCCOM6456731042788238657SHSOLE-23865700NEW SR INVT GROUP INCCOM64869110312716836SHSOLE-1683600NEW YORK CMNTY BANCORP INCCOM64944510319717837SHSOLE-1783700NEW YORK REIT INCCOM NEW64976L20845725080SHSOLE-2508000NEWMONT MINING CORPCOM651639106165944000SHSOLE-4400000NEWS CORP NEWCL A65249B10964841800SHSOLE-4180000NEXTERA ENERGY INCUNIT 08/31/201865339F846111415000SHSOLE-1500000NII HLDGS INCCOM PAR62913F508116862996379SHSOLE-299637900NOBLE ENERGY INCCOM6550441052617400SHSOLE-740000NOVAVAX INCNOTE 3.750% 2/0670002AB0348594000PRNSOLE-59400000NUVEEN GLOBAL HIGH INCOME FDSHS67075G10354935566SHSOLE-3556600NUVEEN NEW JERSEY QULT MUN FCOM67069Y10222016884SHSOLE-1688400NUVEEN REAL ASSET INM AND GWCOM67074Y10566140893SHSOLE-4089300NXP SEMICONDUCTORS N VCOMN6596X109248922776SHSOLE-2277600NXP SEMICONDUCTORS N VCOMN6596X109188017200SHCallSOLE-1720000NXP SEMICONDUCTORS N VCOMN6596X109920184200SHPutSOLE-8420000NXP SEMICONDUCTORS N VNOTE 1.000%12/062952QAB62676822250000PRNSOLE-2225000000OCCIDENTAL PETE CORP DELCOM6745991057038400SHSOLE-840000OCI PARTNERS LPCOM UNIT REP LP67091N10858951240SHSOLE-5124000OFFICE DEPOT INCCOM67622010614657257SHSOLE-5725700ON SEMICONDUCTOR CORPCOM6821891051135100SHSOLE-510000ON SEMICONDUCTOR CORPNOTE 1.000%12/0682189AK12500819053000PRNSOLE-1905300000OPKO HEALTH INCCOM68375N10314631144SHSOLE-3114400OPKO HEALTH INCCOM68375N10351000SHPutSOLE-100000OSI SYSTEMS INCCOM671044105791028SHSOLE-102800OSI SYSTEMS INCCOM671044105165521400SHPutSOLE-2140000OSI SYSTEMS INCNOTE 1.250% 9/0671044AD79701000000PRNSOLE-100000000PANDORA MEDIA INCCOM6983541071396177100SHPutSOLE-17710000PANDORA MEDIA INCCOM69835410710913800SHCallSOLE-1380000PANDORA MEDIA INCNOTE 1.750%12/0698354AB379318275000PRNSOLE-827500000PENNANTPARK FLOATING RATE CACOM70806A106131195954SHSOLE-9595400PENNEY J C INCCOM7081601066327000SHSOLE-2700000PERSPECTA INCCOM715347100113355131SHSOLE-5513100PIMCO INCOME STRATEGY FUND ICOM72201J10427125852SHSOLE-2585200PINNACLE ENTMT INC NEWCOM72348Y10580223783SHSOLE-2378300PRETIUM RES INCCOM74139C10225434500SHPutSOLE-3450000PRETIUM RES INCCOM74139C102517000SHSOLE-700000PROCTER AND GAMBLE COCOM7427181095767373SHSOLE-737300PROOFPOINT INCDBCV 0.750% 6/1743424AD536722500000PRNSOLE-250000000PROS HOLDINGS INCNOTE 2.000%12/074346YAB953664500000PRNSOLE-450000000PTC THERAPEUTICS INCNOTE 3.000% 8/169366JAB7494500000PRNSOLE-50000000QAD INCCL B74727D207152738234SHSOLE-3823400QIWI PLCSPON ADR REP B74735M108143791248SHSOLE-9124800QURATE RETAIL INCCOM SER A74915M100134163189SHSOLE-6318900QURATE RETAIL INCCOM SER B74915M209109052110SHSOLE-5211000RAYONIER ADVANCED MATLS INCCOM75508B1041156700SHSOLE-670000RAYONIER ADVANCED MATLS INCPFD CV SER A75508B203198016196SHSOLE-1619600REALPAGE INCNOTE 1.500%11/175606NAB536242553000PRNSOLE-255300000REAVES UTIL INCOME FDCOM SH BEN INT7561581014277147949SHSOLE-14794900REDWOOD TR INCNOTE 5.625% 7/1758075AD729533000000PRNSOLE-300000000REGENCY CTRS CORPCOM758849103100716227SHSOLE-1622700RENREN INCSPON ADR A NEW7598922015622700SHPutSOLE-2270000RENREN INCSPON ADR A NEW75989220112951950SHSOLE-5195000REPLIGEN CORPNOTE 2.125% 6/0759916AA72262214597000PRNSOLE-1459700000RHCOM74967X1031348196500SHPutSOLE-9650000RITE AID CORPCOM76775410433731949849SHSOLE-194984900RITE AID CORPCOM76775410413074800SHCallSOLE-7480000RITE AID CORPCOM76775410414383200SHPutSOLE-8320000RMR REAL ESTATE INCOME FUNDCOM76970B101132272302SHSOLE-7230200ROSEHILL RES INC*W EXP 09/16/2027773851136957536SHSOLE-5753600ROYAL BK SCOTLAND GROUP PLCSPONS ADR 2 ORD7800976898212100SHSOLE-1210000ROYAL DUTCH SHELL PLCSPONS ADR A78025920676311011SHSOLE-1101100ROYCE GLOBAL VALUE TR INCCOM78081T10413412693SHSOLE-1269300RYANAIR HLDGS PLCSPONSORED ADR NE7835132035594896SHSOLE-489600SANDISK CORPNOTE 0.500%10/180004CAF8497530000PRNSOLE-53000000SANOFIRIGHT 12/31/202080105N1138851769231SHSOLE-176923100SAREPTA THERAPEUTICS INCCOM803607100224717000SHPutSOLE-1700000SCANA CORP NEWCOM80589M1025183134545SHSOLE-13454500SCHOLASTIC CORPCOM80706610554812363SHSOLE-1236300SEARS HLDGS CORP*W EXP 12/15/201812350155028SHSOLE-2800SEARS HLDGS CORPCOM81235010611347523SHSOLE-4752300SELECT SECTOR SPDR TRENERGY81369Y5064025300SHSOLE-530000SELECT SECTOR SPDR TRSBI INT-FINL81369Y6053058115000SHCallSOLE-11500000SELECT SECTOR SPDR TRSBI INT-FINL81369Y60512897485000SHPutSOLE-48500000SELECT SECTOR SPDR TRSBI MATERIALS81369Y100581000SHSOLE-100000SEMPRA ENERGY6% PFD CONV A8168514063143048SHSOLE-304800SERITAGE GROWTH PPTYSCL A81752R1003257662SHSOLE-766200SHIP FINANCE INTERNATIONAL LNOTE 5.750%10/1G81075AF336283500000PRNSOLE-350000000SHIRE PLCSPONSORED ADR82481R106363821550SHSOLE-2155000SIBANYE STILLWATERSPONSORED ADR825724206505208728SHSOLE-20872800SIGNATURE BK NEW YORK N Y*W EXP 12/12/20182669G112194019863SHSOLE-1986300SINA CORPORDG8147710422512265818SHSOLE-26581800SIRIUS XM HLDGS INCCOM82968B10326338900SHCallSOLE-3890000SIRIUS XM HLDGS INCCOM82968B1035814858700SHPutSOLE-85870000SLM CORPCOM78442P10621218510SHSOLE-1851000SOCKET MOBILE INCCOM NEW83368E20014358441SHSOLE-5844100SOHU COM LTDSPONSORED ADS83410S108234966177SHSOLE-6617700SOUTHCROSS ENERGY PARTNERS LCOM UNIT LTDPT84130C1003824100SHSOLE-2410000SPARTON CORPCOM847235108107656637SHSOLE-5663700SPDR GOLD TRUSTGOLD SHS78463V1078317000SHSOLE-700000SPDR SERIES TRUSTS&P REGL BKG78464A6983746125SHSOLE-612500SPDR SERIES TRUSTS&P REGL BKG78464A698458175100SHCallSOLE-7510000SPDR SERIES TRUSTS&P REGL BKG78464A69811560189500SHPutSOLE-18950000SPECIAL OPPORTUNITIES FD INCCOM84741T1042964197342SHSOLE-19734200SPECIAL OPPORTUNITIES FD INCPFD CONV SE B84741T30294436919SHSOLE-3691900SPECTRUM PHARMACEUTICALS INCNOTE 2.750%12/184763AAB42372111755000PRNSOLE-1175500000SPIRIT MTA REITCOM SHS BEN IN84861U10521420790SHSOLE-2079000SPRINT CORPCOM SER 185207U105805148028SHSOLE-14802800SPROTT PHYSICAL GOLD & SILVETR UNIT85208R10115212100SHSOLE-1210000SQUARE INCCL A8522341032774500SHCallSOLE-450000SQUARE INCCL A8522341031542500SHPutSOLE-250000SQUARE INCNOTE 0.375% 3/0852234AB93852614305000PRNSOLE-1430500000STANLEY BLACK & DECKER INCCOM854502101166012500SHSOLE-1250000STARWOOD WAYPOINT RESIDENTLNOTE 3.000% 7/085571WAB5826679000PRNSOLE-67900000STEADYMED LTDSHSM84920103470104535SHSOLE-10453500STELLAR ACQUISITION III INCCOMY8172W10780877872SHSOLE-7787200STERICYCLE INCCOM85891210857877SHSOLE-87700STERICYCLE INCDEP PFD A 1/10858912207238448614SHSOLE-4861400STEWART INFORMATION SVCS CORCOM86037210173217000SHSOLE-1700000SUNCOR ENERGY INC NEWCOM86722410757814220SHSOLE-1422000SUNPOWER CORPCOM86765240613918106SHSOLE-1810600SUNTRUST BKS INCCOM867914103812651230917SHSOLE-123091700SWISS HELVETIA FD INCCOM87087510146938012SHSOLE-3801200T MOBILE US INCCOM8725901042564282SHSOLE-428200TAIWAN FD INCCOM874036106116858022SHSOLE-5802200TCF FINL CORPCOM87227510264826301SHSOLE-2630100TECHNIPFMC PLCCOMG871101053139862SHSOLE-986200TEEKAY CORPORATIONCOMY8564W10322729300SHPutSOLE-2930000TEEKAY CORPORATIONCOMY8564W10335245400SHSOLE-4540000TELECOM ARGENTINA S ASPON ADR REP B8792732092315130518SHSOLE-13051800TELECOM ARGENTINA S ASPON ADR REP B879273209895000SHPutSOLE-500000TEMPLETON DRAGON FD INCCOM88018T10185039908SHSOLE-3990800TERADYNE INCNOTE 1.250%12/1880770AG7124199342000PRNSOLE-934200000TESARO INCCOM8815691071824100SHPutSOLE-410000TESARO INCNOTE 3.000%10/0881569AA564734327000PRNSOLE-432700000TESLA INCCOM88160R101400411676SHSOLE-1167600TESLA INCCOM88160R10135735104200SHPutSOLE-10420000TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/088163VAE983339000000PRNSOLE-900000000TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR8816242093647150000SHPutSOLE-15000000THE CENTRAL AND EASTERN EU ICOM15343610063427359SHSOLE-2735900THERAVANCE INCNOTE 2.125% 1/188338TAB039024000000PRNSOLE-400000000TRANSOCEAN INCDEB 0.500% 1/3893830BJ726341839000PRNSOLE-183900000TRI POINTE GROUP INCCOM87265H10936222126SHSOLE-2212600TURQUOISE HILL RES LTDCOM90043510810737601SHSOLE-3760100TWENTY FIRST CENTY FOX INCCL A90130A1011242500SHCallSOLE-250000TWENTY FIRST CENTY FOX INCCL A90130A1015217105000SHPutSOLE-10500000TWENTY FIRST CENTY FOX INCCL A90130A101501000SHSOLE-100000TWENTY FIRST CENTY FOX INCCL B90130A20098520000SHCallSOLE-2000000TWENTY FIRST CENTY FOX INCCL B90130A200465694500SHSOLE-9450000TWITTER INCCOM90184L1024537103900SHSOLE-10390000TWITTER INCCOM90184L10243710000SHPutSOLE-1000000TWITTER INCNOTE 0.250% 9/190184LAB833993504000PRNSOLE-350400000TWITTER INCNOTE 1.000% 9/190184LAD453325505000PRNSOLE-550500000UNILEVER PLCSPON ADR NEW904767704299954258SHSOLE-5425800URSTADT BIDDLE PPTYS INCCOM91728610619810818SHSOLE-1081800VALLEY NATL BANCORP*W EXP 11/14/20191979413114174177SHSOLE-17417700VECTOR GROUP LTDFRNT 4/192240MBC152905000000PRNSOLE-500000000VICI PPTYS INCCOM9256521096250302819SHSOLE-30281900VIPSHOP HLDGS LTDSPONSORED ADR92763W10324622610SHSOLE-2261000VIPSHOP HLDGS LTDSPONSORED ADR92763W10332430000SHPutSOLE-3000000VIRTUS INVT PARTNERS INCPFD CV SER D92828Q20813757126253SHSOLE-12625300VISTRA ENERGY CORPCOM92840M10226711280SHCallSOLE-1128000VISTRA ENERGY CORPCOM92840M10247320000SHPutSOLE-2000000VISTRA ENERGY CORPUNIT 02/02/202492840M300578361074SHSOLE-6107400VMWARE INCCL A COM9285634022942000SHCallSOLE-200000VMWARE INCCL A COM9285634021911300SHPutSOLE-130000VOCERA COMMUNICATIONS INCCOM92857F10714475SHSOLE-47500VOCERA COMMUNICATIONS INCCOM92857F10744815000SHPutSOLE-1500000VORNADO RLTY TRSH BEN INT9290421092293100SHSOLE-310000W & T OFFSHORE INCCOM92922P10629341000SHPutSOLE-4100000WASHINGTON PRIME GROUP NEWCOM93964W10835543730SHSOLE-4373000WATSCO INCCL B CONV9426221016533671SHSOLE-367100WAYFAIR INCNOTE 0.375% 9/094419LAA932242500000PRNSOLE-250000000WEIBO CORPSPONSORED ADR94859610174829SHSOLE-82900WEIBO CORPSPONSORED ADR948596101831193600SHCallSOLE-9360000WEIBO CORPSPONSORED ADR948596101221925000SHPutSOLE-2500000WENDYS COCOM95058W10024314102SHSOLE-1410200WESTERN ASSET EMRG MKT DEBTCOM95766A10144533544SHSOLE-3354400WESTERN AST INFL LKD OPP & ICOM95766R10414913382SHSOLE-1338200WGL HLDGS INCCOM92924F10693610551SHSOLE-1055100WGL HLDGS INCCOM92924F10653600SHPutSOLE-60000WHIRLPOOL CORPCOM963320106213714613SHSOLE-1461300WHIRLPOOL CORPCOM963320106349623900SHCallSOLE-2390000WHIRLPOOL CORPCOM963320106160911000SHPutSOLE-1100000WILEY JOHN & SONS INCCL B9682233053104954SHSOLE-495400WILLIAMS COS INC DELCOM96945710032812100SHSOLE-1210000WILLIAMS PARTNERS L P NEWCOM UNIT LTD PAR96949L1053328191SHSOLE-819100WINTRUST FINL CORPCOM97650W108106112184SHSOLE-1218400WIX COM LTDSHSM98068105123112272SHSOLE-1227200WORKDAY INCCL A98138H1017616280SHSOLE-628000WORKDAY INCCL A98138H1017266000SHPutSOLE-600000WPX ENERGY INCCOM98212B103129171600SHPutSOLE-7160000WPX ENERGY INCPFD SER A CV98212B20255005732602SHSOLE-73260200WRIGHT MED GROUP N VNOTE 2.250%11/198236JAB499627500000PRNSOLE-750000000WRIGHT MED GROUP N VORD SHS 0.03 PARN966171182499600SHPutSOLE-960000WRIGHT MED GROUP N VRIGHT 03/01/2019N966171267254980SHSOLE-5498000XPERI CORPCOM98421B10025816004SHSOLE-1600400YAMANA GOLD INCCOM98462Y1003813100SHSOLE-1310000YANDEX NVNOTE 1.125%12/198474TAB311671181000PRNSOLE-118100000ZILLOW GROUP INCCL A98954M10183814017SHSOLE-1401700ZILLOW GROUP INCNOTE 2.000%12/098954MAB71306910351000PRNSOLE-1035100000ZION OIL & GAS INCCOM98969610917242543SHSOLE-4254300ZIONS BANCORPORATION*W EXP 05/22/202989701115885144534708SHSOLE-453470800ZIONS BANCORPORATIONCOM989701107124723666SHSOLE-2366600ZYNGA INCCL A98986T10811628400SHSOLE-2840000