0001103646-17-000005.txt : 20170814 0001103646-17-000005.hdr.sgml : 20170814 20170814153826 ACCESSION NUMBER: 0001103646-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 IRS NUMBER: 364236880 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15940 FILM NUMBER: 171029793 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001103646 XXXXXXXX 06-30-2017 06-30-2017 CSS LLC/IL

175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15940 N Mitchel Bialek 312 542-8575 /s/Mitchel Bialek Chicago IL 07-27-2017 0 633 2059699 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 51JOB INCNOTE 3.250% 4/1316827AC823392000000PRNSOLE-200000000ABERDEEN ASIA PACIFIC INCOMCOM00300910716032000SHSOLE-3200000ABERDEEN AUSTRALIA EQTY FD ICOM00301110312119877SHSOLE-1987700ABERDEEN CHILE FD INCCOM00301W10535950622SHSOLE-5062200ABERDEEN EMERGING MKTS SMALLCOM00301T10276555422SHSOLE-5542200ABERDEEN GTR CHINA FD INCCOM00303110174765155SHSOLE-6515500ABERDEEN INDONESIA FD INCCOM00305P10611114610SHSOLE-1461000ABERDEEN LATIN AMER EQTY FDCOM00306K10653723173SHSOLE-2317300ABERDEEN SINGAPORE FD INCCOM00324410080672755SHSOLE-7275500ACCO BRANDS CORPCOM00081T10812210500SHSOLE-1050000ACCURAY INCNOTE 3.500% 2/0004397AD710621000000PRNSOLE-100000000ACORDA THERAPEUTICS INCCOM00484M106593000SHPutSOLE-300000ACORDA THERAPEUTICS INCNOTE 1.750% 6/100484MAA431593716000PRNSOLE-371600000ADAM NAT RES FD INCCOM00548F105115061501SHSOLE-6150100ADAMS DIVERSIFIED EQUITY FDCOM00621210472050402SHSOLE-5040200ADVANCED MICRO DEVICES INCCOM00790310728723000SHSOLE-2300000ADVANCED MICRO DEVICES INCCOM00790310727522000SHPutSOLE-2200000ADVENT CLAYMORE ENH GRW & INCOM00765E10477588603SHSOLE-8860300AEGERION PHARMACEUTICALS INCNOTE 2.000% 8/100767EAB8524653000PRNSOLE-65300000AK STL HLDG CORPCOM00154710832950100SHPutSOLE-5010000AK STL HLDG CORPCOM00154710824937915SHSOLE-3791500ALERE INCCOM01449J105250449900SHPutSOLE-4990000ALERE INCPERP PFD CONV SE01449J2042209556261SHSOLE-5626100ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102394428000SHCallSOLE-2800000ALIBABA GROUP HLDG LTDSPONSORED ADS01609W10264013454300SHPutSOLE-45430000ALLEGION PUB LTD COORD SHSG0176J1096227663SHSOLE-766300ALLERGAN PLCPFD CONV SER AG0177J11626273036SHSOLE-303600ALLIED WRLD ASSUR COM HLDG ASHSH01531104335463400SHPutSOLE-6340000ALLSCRIPTS HEALTHCARE SOLUTNNOTE 1.250% 7/001988PAD015241500000PRNSOLE-150000000ALLY FINL INCCOM02005N1003257155847SHSOLE-15584700ALLY FINL INCCOM02005N1006300SHPutSOLE-30000ALON USA ENERGY INCNOTE 3.000% 9/1020520AB843943860000PRNSOLE-386000000ALPHABET INCCAP STK CL C02079K10714801629SHSOLE-162900ALPINE GLOBAL DYNAMIC DIVD FCOM NEW02082E20535234452SHSOLE-3445200ALPINE GLOBAL PREMIER PPTYSCOM SBI02083A10318328912SHSOLE-2891200ALPINE TOTAL DYNAMIC DIVID FCOM SH BEN INT N0210602071833210875SHSOLE-21087500ALPS ETF TRALERIAN MLP00162Q86612610500SHPutSOLE-1050000ALTABA INCCOM02134610116365300400SHPutSOLE-30040000ALTABA INCCOM02134610130736564200SHCallSOLE-56420000ALTABA INCCOM021346101654731201760SHSOLE-120176000AMAG PHARMACEUTICALS INCCOM00163U10664635100SHPutSOLE-3510000AMAG PHARMACEUTICALS INCNOTE 2.500% 2/100163UAA434453305000PRNSOLE-330500000AMBAC FINL GROUP INCCOM NEW02313988417410000SHSOLE-1000000AMBAC FINL GROUP INCCOM NEW023139884875000SHPutSOLE-500000AMERICAN AIRLS GROUP INCCOM02376R1021263322510568SHSOLE-251056800AMERICAN AIRLS GROUP INCCOM02376R102271253900SHCallSOLE-5390000AMERICAN AIRLS GROUP INCCOM02376R1027751154000SHPutSOLE-15400000AMERICAN INTL GROUP INC*W EXP 01/19/20202687415631815367SHSOLE-1536700AMERICAN INTL GROUP INCCOM NEW0268747844006390SHSOLE-639000AMERICAN INTL GROUP INCCOM NEW0268747844387000SHPutSOLE-700000ANADARKO PETE CORPCOM032511107116825762SHSOLE-2576200ANADARKO PETE CORPCOM0325111073998800SHCallSOLE-880000ANADARKO PETE CORPCOM032511107125127600SHPutSOLE-2760000ANCHOR BANCORP WACOM032838104215085840SHSOLE-8584000ANSYS INCCOM03662Q1054683850SHSOLE-385000ANTHEM INCNOTE 2.750%10/194973VBG15184820120000PRNSOLE-2012000000ANWORTH MORTGAGE ASSET CPCOM03734710154590621SHSOLE-9062100APACHE CORPCOM03741110550810600SHCallSOLE-1060000APACHE CORPCOM0374111053166600SHPutSOLE-660000APPLE INCCOM037833100253517600SHSOLE-1760000APTEVO THERAPEUTICS INCCOM03835L108733353977SHSOLE-35397700ARCONIC INCCOM03965L1005603247400SHCallSOLE-24740000ARCONIC INCCOM03965L100114850700SHPutSOLE-5070000ARCONIC INCPFD CONV B 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0.750%10/109061GAE155595000000PRNSOLE-500000000BLACK HILLS CORPCOM0921131091822700SHSOLE-270000BLACK HILLS CORPUNIT 99/99/999909211312522335302484SHSOLE-30248400BLACKBERRY LTDCOM09228F10320020000SHPutSOLE-2000000BLACKROCK ENERGY & RES TRCOM09250U10134326409SHSOLE-2640900BLACKROCK ENHANCED EQT DIV TCOM09251A10474985093SHSOLE-8509300BLUCORA INCCOM09522910042420000SHCallSOLE-2000000BLUCORA INCCOM095229100127260000SHPutSOLE-6000000BOSTON PRIVATE FINL HLDGS IN*W EXP 11/21/2011011191135866721235SHSOLE-72123500BOULDER GROWTH & INCOME FD ICOM1015071016581677749SHSOLE-67774900BRIDGEPOINT ED INCCOM10807M10536224511SHSOLE-2451100BRITISH AMERN TOB PLCSPONSORED ADR1104481077093103500SHPutSOLE-10350000BROCADE COMMUNICATIONS SYS ICOM NEW1116213068650SHSOLE-65000BROCADE COMMUNICATIONS SYS ICOM NEW111621306231800SHPutSOLE-180000BROCADE COMMUNICATIONS SYS INOTE 1.375% 1/0111621AQ13758637041000PRNSOLE-3704100000BROOKDALE SR LIVING INCNOTE 2.750% 6/1112463AA224822500000PRNSOLE-250000000BROOKFIELD REAL 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CORPCOM16516710723547256SHSOLE-4725600CHESAPEAKE ENERGY CORPCOM165167107917184700SHPutSOLE-18470000CHINA FD INCCOM16937310761232774SHSOLE-3277400CIGNA CORPORATIONCOM125509109134800SHSOLE-80000CIGNA CORPORATIONCOM1255091099545700SHCallSOLE-570000CIT GROUP INCCOM NEW1255818014943101500SHPutSOLE-10150000CIT GROUP INCCOM NEW1255818015994123080SHSOLE-12308000CIT GROUP INCCOM NEW125581801117324100SHCallSOLE-2410000CITIGROUP INCCOM NEW1729674243345000SHPutSOLE-500000CITIGROUP INCCOM NEW17296742499714901SHSOLE-1490100CITIZENS FINL GROUP INCCOM1746101052507000SHSOLE-700000CITRIX SYS INCCOM17737610070879SHSOLE-87900CITRIX SYS INCCOM1773761003985000SHCallSOLE-500000CIVEO CORP CDACOM17878Y1085928221SHSOLE-2822100CLEAN ENERGY FUELS CORPCOM184499101114236SHSOLE-423600CLEAN ENERGY FUELS CORPCOM1844991017931400SHPutSOLE-3140000CLOVIS ONCOLOGY INCCOM189464100343736700SHPutSOLE-3670000CLOVIS ONCOLOGY INCCOM189464100159117000SHCallSOLE-1700000CLOVIS ONCOLOGY INCNOTE 2.500% 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8/136191GAB3230340000PRNSOLE-34000000GOGO INCCOM38046C109242100SHSOLE-210000GOGO INCCOM38046C10923120000SHPutSOLE-2000000GREAT ELM CAP CORPCOM39032010993588043SHSOLE-8804300GREIF INCCL B397624206115919182SHSOLE-1918200GRIFOLS S ASP ADR REP B NVT3984384082089828SHSOLE-982800GSI TECHNOLOGYCOM36241U1068811222SHSOLE-1122200GYRODYNE LLCCOM40382910488143003SHSOLE-4300300HALCON RES CORP*W EXP 09/09/20240537Q1181422145SHSOLE-2214500HALCON RES CORPCOM PAR NEW40537Q60532972657SHSOLE-7265700HALLIBURTON COCOM4062161013999343SHSOLE-934300HALLIBURTON COCOM40621610187620500SHPutSOLE-2050000HARMONIC INCCOM4131601026412176SHSOLE-1217600HARMONY MERGER CORPCOM41324710713713241SHSOLE-1324100HARTFORD FINL SVCS GROUP INC*W EXP 06/26/2014165151201814149SHSOLE-414900HARTFORD FINL SVCS GROUP INCCOM41651510412782243142SHSOLE-24314200HEALTHSOUTH CORPCOM NEW4219243091262600SHSOLE-260000HEALTHSOUTH CORPCOM NEW42192430963413100SHCallSOLE-1310000HEALTHWAYS INCNOTE 1.500% 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