0001103646-17-000001.txt : 20170214 0001103646-17-000001.hdr.sgml : 20170214 20170214152912 ACCESSION NUMBER: 0001103646-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 IRS NUMBER: 364236880 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15940 FILM NUMBER: 17607929 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001103646 XXXXXXXX 12-31-2016 12-31-2016 CSS LLC/IL

175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15940 N Mitchel Bialek 312 542-8575 /s/Mitchel Bialek Chicago IL 01-20-2017 0 699 1832511 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y109107117098SHPutSOLE-1709800ABBVIE INCCOM00287Y10973011654SHSOLE-1165400ABERDEEN CHILE FD INCCOM00301W10510317325SHSOLE-1732500ABERDEEN EMERGING MKTS SMALLCOM00301T10251545745SHSOLE-4574500ABERDEEN GTR CHINA FD INCCOM00303110125929846SHSOLE-2984600ABERDEEN LATIN AMER EQTY FDCOM00306K10624212217SHSOLE-1221700ABERDEEN SINGAPORE FD INCCOM00324410052860964SHSOLE-6096400ACCURAY INCNOTE 3.500% 2/0004397AD710631000000PRNSOLE-100000000ACORDA THERAPEUTICS INCCOM00484M106472500SHCallSOLE-250000ACORDA THERAPEUTICS INCNOTE 1.750% 6/100484MAA411471500000PRNSOLE-150000000ADAM NAT RES FD INCCOM00548F105102951022SHSOLE-5102200ADAMS DIVERSIFIED EQUITY FDCOM00621210464050402SHSOLE-5040200ADVANCED MICRO DEVICES INCCOM00790310720518121SHSOLE-1812100ADVANCED MICRO DEVICES INCCOM00790310711310000SHCallSOLE-1000000ADVANCED MICRO DEVICES INCCOM00790310725622500SHPutSOLE-2250000ADVENT CLAYMORE ENH GRW & INCOM00765E10438346154SHSOLE-4615400AEGERION PHARMACEUTICALS INCNOTE 2.000% 8/100767EAB812501753000PRNSOLE-175300000AEGON N VNY REGISTRY SH00792410316329400SHSOLE-2940000AK STL HLDG CORPCOM0015471082692263700SHPutSOLE-26370000AK STL HLDG CORPCOM0015471081173114915SHSOLE-11491500AK STL HLDG CORPCOM001547108262500SHCallSOLE-250000AKAMAI TECHNOLOGIES INCCOM00971T1013345000SHCallSOLE-500000ALBANY MOLECULAR RESH INCNOTE 2.250%11/1012423AB567405200000PRNSOLE-520000000ALERE INCCOM01449J1053669400SHSOLE-940000ALERE INCPERP PFD CONV SE01449J20421306519SHSOLE-651900ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102166919000SHPutSOLE-1900000ALLEGHENY TECHNOLOGIES INCCOM01741R10218611678SHSOLE-1167800ALLEGION PUB LTD COORD SHSG0176J1094907663SHSOLE-766300ALLERGAN PLCPFD CONV SER AG0177J11624793249SHSOLE-324900ALLERGAN PLCSHSG0177J10884400SHSOLE-40000ALLERGAN 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INCCOM40434J1001931124110SHSOLE-12411000HUMANA INCCOM44485910216328000SHSOLE-800000HUNTINGTON BANCSHARES INCCOM44615010424418452SHSOLE-1845200ICONIX BRAND GROUP INCCOM45105510747751000SHPutSOLE-5100000ICONIX BRAND GROUP INCCOM451055107111198SHSOLE-119800ICONIX BRAND GROUP INCNOTE 1.500% 3/1451055AF4287308000PRNSOLE-30800000IKANG HEALTHCARE GROUP INCSPONSORED ADR45174L1081813104631SHSOLE-10463100ILLUMINA INCCOM4523271094373415SHSOLE-341500IMMUNOMEDICS INCCOM4529071088122009SHSOLE-2200900IMMUNOMEDICS INCCOM4529071083710000SHCallSOLE-1000000IMMUNOMEDICS INCCOM452907108763207800SHPutSOLE-20780000INCYTE CORPCOM45337C102180618000SHCallSOLE-1800000INCYTE CORPCOM45337C1025015000SHPutSOLE-500000INCYTE CORPNOTE 1.250%11/145337CAN244932200000PRNSOLE-220000000INDIA FD INCCOM45408910387540920SHSOLE-4092000INSULET CORPCOM45784P10175420000SHPutSOLE-2000000INTEL CORPSDCV 12/1458140AD24223931239000PRNSOLE-3123900000INTERCEPT PHARMACEUTICALS INCOM45845P1085435000SHPutSOLE-500000INTERCEPT PHARMACEUTICALS INNOTE 3.250% 7/045845PAA617972000000PRNSOLE-200000000INTERDIGITAL INCNOTE 1.500% 3/0458660AD947463500000PRNSOLE-350000000INTEROIL CORPCOM4609511067783163576SHSOLE-16357600INTEROIL CORPCOM4609511065100SHCallSOLE-10000INTEROIL CORPCOM46095110670514800SHPutSOLE-1480000INVESCO MORTGAGE CAPITAL INCCOM46131B1003043208391SHSOLE-20839100IONIS PHARMACEUTICALS INCCOM4622221003878100SHPutSOLE-810000IRONWOOD PHARMACEUTICALS INCDBCV 2.250% 6/146333XAD0713620000PRNSOLE-62000000ISHARES TR20 YR TR BD ETF464287432172714500SHSOLE-1450000ISHARES TRIBOXX HI YD ETF464288513173220000SHPutSOLE-2000000ISHARES TRMSCI UK ETF NEW46435G3342387750SHSOLE-775000ISHARES TRTIPS BD ETF4642871761541360SHSOLE-136000ISIS PHARMACEUTICALS INC DELNOTE 1.000%11/1464337AJ32478724383000PRNSOLE-2438300000JAKKS PAC INCCOM47012E1069117689SHSOLE-1768900JANUS CAP GROUP INCCOM47102X10520015100SHSOLE-1510000JAPAN SMALLER CAPTLZTN FD INCOM47109U10424725402SHSOLE-2540200JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T1002517165400SHPutSOLE-16540000JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T10028618800SHCallSOLE-1880000JPMORGAN CHASE & COCOM46625H100129114956SHSOLE-1495600JPMORGAN CHASE & COCOM46625H1006477500SHPutSOLE-750000JPMORGAN CHINA REGION FD INCCOM48126T10429819098SHSOLE-1909800KCG HLDGS INCCL A48244B1001447109229SHSOLE-10922900KEYCORP NEWCOM49326710825113761SHSOLE-1376100KEYCORP NEWCOM4932671082100SHPutSOLE-10000KEYCORP NEWPFD 7.75% SR A49326740521015156015SHSOLE-15601500KEYW HLDG CORPNOTE 2.500% 7/1493723AA843504355000PRNSOLE-435500000KINDER MORGAN INC DEL*W EXP 05/25/20149456B119234115256SHSOLE-411525600KINDER MORGAN INC DELCOM49456B1016080293633SHSOLE-29363300KINDER MORGAN INC DELCOM49456B1012723131500SHPutSOLE-13150000KINROSS GOLD CORPCOM NO PAR49690240412239300SHSOLE-3930000KOREA EQUITY FD INCCOM50063B10426035140SHSOLE-3514000KOSMOS ENERGY LTDSHSG5315B10712017100SHSOLE-1710000L BRANDS INCCOM5017971042173300SHSOLE-330000LAM RESEARCH CORPCOM512807108265425100SHCallSOLE-2510000LAM RESEARCH CORPNOTE 1.250% 5/1512807AL224401389000PRNSOLE-138900000LATTICE SEMICONDUCTOR CORPCOM51841510420227400SHSOLE-2740000LEIDOS HLDGS INCCOM5253271022023957SHSOLE-395700LEIDOS HLDGS INCCOM5253271023847500SHPutSOLE-750000LENNAR CORPCL B526057302217763082SHSOLE-6308200LIBERTY ALL STAR EQUITY FDSH BEN INT53015810413526128SHSOLE-2612800LIBERTY ALL-STAR GROWTH FD ICOM52990010216338877SHSOLE-3887700LIBERTY BROADBAND CORPCOM SER A530307107363150107SHSOLE-5010700LIBERTY BROADBAND CORPCOM SER C530307305119116075SHSOLE-1607500LIBERTY EXPEDIA HOLDINGSSER A COM53046P10950712786SHSOLE-1278600LIBERTY EXPEDIA HOLDINGSSER B COM53046P20849512437SHSOLE-1243700LIBERTY GLOBAL PLCLILAC SHS CL CG5480U153452154SHSOLE-215400LIBERTY GLOBAL PLCSHS CL BG5480U1122899194SHSOLE-919400LIBERTY GLOBAL PLCSHS CL CG5480U12045715410SHSOLE-1541000LIBERTY INTERACTIVE CORPLBT VEN COM A NE53071M85643011679SHSOLE-1167900LIBERTY INTERACTIVE CORPLBT VEN COM B NE53071M86468918655SHSOLE-1865500LIBERTY INTERACTIVE CORPQVC GP COM SER A53071M10423211595SHSOLE-1159500LIBERTY INTERACTIVE CORPQVC GP COM SER B53071M203106352510SHSOLE-5251000LIBERTY MEDIA CORP DELAWARECOM A BRAVES GRP53122970637118074SHSOLE-1807400LIBERTY MEDIA CORP DELAWARECOM A MEDIA GRP53122987032210277SHSOLE-1027700LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM5312294096207179799SHSOLE-17979900LIBERTY MEDIA CORP DELAWARECOM B SIRIUSXM531229508191955604SHSOLE-5560400LIBERTY MEDIA CORP DELAWARECOM C BRAVES GRP53122988886241858SHSOLE-4185800LIBERTY MEDIA CORP DELAWARECOM C MEDIA GRP53122985410334SHSOLE-33400LIBERTY MEDIA CORP DELAWARECOM C SIRIUSXM5312296074731139460SHSOLE-13946000LIBERTY TRIPADVISOR HLDGS INCOM SER A53146510216711068SHSOLE-1106800LIBERTY TRIPADVISOR HLDGS INCOM SER B53146520126616700SHSOLE-1670000LIFEVANTAGE CORPCOM NEW53222K20510713092SHSOLE-1309200LIGAND PHARMACEUTICALS INCNOTE 0.750% 8/153220KAD079555500000PRNSOLE-550000000LINCOLN NATL CORP IND*W EXP 07/10/20153418711719174341991SHSOLE-34199100LOCKHEED MARTIN CORPCOM53983010914875951SHSOLE-595100LOCKHEED MARTIN CORPCOM53983010922258900SHPutSOLE-890000LSC COMMUNICATIONS INCCOM50218P10777025956SHSOLE-2595600LULULEMON ATHLETICA INCCOM5500211094426800SHSOLE-680000M/I HOMES INCNOTE 3.000% 3/055292PAB1582568000PRNSOLE-56800000M/I HOMES INCNOTE 3.250% 9/155292PAA325622250000PRNSOLE-225000000MACQUARIE GLBL INFRA TOTL RECOM55608D1012661134877SHSOLE-13487700MACQUARIE INFRASTRUCTURE CORCOM55608B105821000SHSOLE-100000MACQUARIE INFRASTRUCTURE CORCOM55608B1054085000SHPutSOLE-500000MADISON SQUARE GARDEN CO NEWCL A55825T1036703908SHSOLE-390800MARATHON OIL CORPCOM56584910642424500SHPutSOLE-2450000MARATHON PETE CORPCOM56585A1023376700SHSOLE-670000MARATHON PETE CORPCOM56585A1025100SHCallSOLE-10000MARATHON PETE CORPCOM56585A102214042500SHPutSOLE-4250000MARRIOTT INTL INC NEWCL A5719032026117394SHSOLE-739400MARRIOTT INTL INC NEWCL A5719032022072500SHPutSOLE-250000MASCO CORPCOM57459910631610000SHSOLE-1000000MASCO CORPCOM57459910631610000SHPutSOLE-1000000MCDERMOTT INTL INCCOM58003710914920200SHCallSOLE-2020000MCEWEN MNG INCCOM58039P10718563646SHSOLE-6364600MEDICINES COCOM5846881051023000SHCallSOLE-300000MEDICINES CODBCV 1.375% 6/0584688AC91313980000PRNSOLE-98000000MEDICINES CONOTE 2.500% 1/1584688AE570675882000PRNSOLE-588200000MEDTRONIC PLCSHSG5960L1032203091SHSOLE-309100MEDTRONIC PLCSHSG5960L1032283200SHPutSOLE-320000MENTOR GRAPHICS CORPSDCV 4.000% 4/0587200AK22973516000000PRNSOLE-1600000000MERCADOLIBRE INCCOM58733R102141904SHSOLE-90400MERCADOLIBRE INCCOM58733R102195112500SHPutSOLE-1250000MEREDITH CORPCOM58943310198716688SHSOLE-1668800MEXICO EQUITY & INCOME FDCOM59283410531634510SHSOLE-3451000MGIC INVT CORP WISNOTE 2.000% 4/0552848AE384835750000PRNSOLE-575000000MGM RESORTS INTERNATIONALCOM5529531019917344000SHPutSOLE-34400000MICRON TECHNOLOGY INCCOM59511210327412500SHPutSOLE-1250000MICRON TECHNOLOGY INCNOTE 1.625% 2/1595112AU773093614000PRNSOLE-361400000MICRON TECHNOLOGY INCNOTE 3.125% 5/0595112AX156422465000PRNSOLE-246500000MICROSOFT CORPCOM59491810463910280SHSOLE-1028000MIDATECH PHARMA PLCSPONSORED ADR59564R10411541587SHSOLE-4158700MIDSTATES PETE CO INCCOM PAR59804T40779838500SHSOLE-3850000MITEL NETWORKS CORPCOM60671Q10411216408SHSOLE-1640800MKS INSTRUMENT INCCOM55306N1042674500SHSOLE-450000MOLINA HEALTHCARE INCNOTE 1.125% 1/160855RAC41723912000000PRNSOLE-1200000000MOLSON COORS BREWING COCL B60871R2092432500SHPutSOLE-250000MONSANTO CO NEWCOM61166W101115711000SHCallSOLE-1100000MONSANTO CO NEWCOM61166W10111100SHPutSOLE-10000MONSANTO CO NEWCOM61166W101305129000SHSOLE-2900000MORGAN STANLEY ASIA PAC FD ICOM61744U106112983656SHSOLE-8365600MORGAN STANLEY EMER MKTS FDCOM61744G10729422271SHSOLE-2227100MORGAN STANLEY INDIA INVS FDCOM61745C10540915983SHSOLE-1598300MOSYS INCCOM619718109312139SHSOLE-1213900MTGE INVT CORPCOM55378A10528318000SHSOLE-1800000MURPHY USA INCCOM6267551021542500SHPutSOLE-250000MURPHY USA INCCOM6267551024036550SHSOLE-655000MV OIL TRTR UNITS5538591091554249510SHSOLE-24951000NABORS INDUSTRIES LTDSHSG6359F10384151300SHCallSOLE-5130000NABORS INDUSTRIES LTDSHSG6359F10334320900SHPutSOLE-2090000NATIONAL OILWELL VARCO INCCOM6370711012336223SHSOLE-622300NAVIOS MARITIME HLDGS INCSPN ADR RP PFD G63938Y10012816952SHSOLE-1695200NAVIOS MARITIME HLDGS INCSPON ADR PFD H63938Y30860386077SHSOLE-8607700NAVISTAR INTL CORP NEWCOM63934E10835511300SHPutSOLE-1130000NEUBERGER BERMAN RE ES SEC FCOM64190A1033087574788SHSOLE-57478800NEUSTAR INCCL A64126X20142112600SHSOLE-1260000NEVSUN RES LTDCOM64156L1015316994SHSOLE-1699400NEW GERMANY FD INCCOM64446510657844215SHSOLE-4421500NEW IRELAND FUND INCCOM64567310494879234SHSOLE-7923400NEW SR INVT GROUP INCCOM64869110316516836SHSOLE-1683600NEW YORK CMNTY BANCORP INCCOM64944510336322837SHSOLE-2283700NEW YORK CMNTY CAP TR VUNIT 11/01/205164944P30754810990SHSOLE-1099000NEWFIELD EXPL COCOM65129010873718200SHSOLE-1820000NEWFIELD EXPL COCOM651290108138134100SHPutSOLE-3410000NEWMONT MINING CORPCOM651639106149944000SHSOLE-4400000NEWMONT MINING CORPNOTE 1.625% 7/1651639AJ525502500000PRNSOLE-250000000NEWPARK RES INCNOTE 4.000%10/0651718AC259335882000PRNSOLE-588200000NEWS CORP NEWCL A65249B109112498100SHSOLE-9810000NEXPOINT CR STRATEGIES FDCOM NEW65340G20527211926SHSOLE-1192600NICHOLAS FINANCIAL INCCOM NEW65373J20915412961SHSOLE-1296100NII HLDGS INCCOM PAR $0.00162913F5084219600SHCallSOLE-1960000NII HLDGS INCCOM PAR $0.00162913F50866693101668SHSOLE-310166800NOBLE CORP PLCSHS USDG654311018814926SHSOLE-1492600NORTEL INVERSORA S ASPON ADR PFD B6565674015214200070SHSOLE-20007000NORTHSTAR RLTY FIN CORPCOM66704R8033778249409SHSOLE-24940900NOVAVAX INCCOM6700021041310600SHPutSOLE-1060000NRG YIELD INCCL A NEW62942X30632821354SHSOLE-2135400NUVASIVE INCNOTE 2.750% 7/0670704AC941712574000PRNSOLE-257400000NUVECTRA CORPCOM67075N10843586391SHSOLE-8639100NUVEEN GLOBAL HIGH INCOME FDSHS67075G10356435301SHSOLE-3530100NVIDIA CORPCOM67066G104596655900SHPutSOLE-5590000NVIDIA CORPCOM67066G104336331511SHSOLE-3151100NVIDIA CORPCOM67066G1048658100SHCallSOLE-810000NXP SEMICONDUCTORS N VCOMN6596X109108111026SHSOLE-1102600NXP SEMICONDUCTORS N VCOMN6596X109166617000SHCallSOLE-1700000NXP SEMICONDUCTORS N VCOMN6596X109301930800SHPutSOLE-3080000NXP SEMICONDUCTORS N VDBCV 1.000%12/062952QAB622752000000PRNSOLE-200000000OCCIDENTAL PETE CORP DELCOM674599105270738000SHSOLE-3800000OCCIDENTAL PETE CORP DELCOM67459910510699150200SHCallSOLE-15020000OCCIDENTAL PETE CORP DELCOM67459910577610900SHPutSOLE-1090000OCEANEERING INTL INCCOM67523210272525700SHSOLE-2570000OCEANEERING INTL INCCOM675232102195569300SHPutSOLE-6930000OFFICE DEPOT INCCOM67622010625957257SHSOLE-5725700OLD NATL BANCORP INDCOM68003310729216099SHSOLE-1609900OLIN CORPCOM PAR $16806652052529858SHSOLE-985800OLIN CORPCOM PAR $1680665205903500SHPutSOLE-350000ON SEMICONDUCTOR CORPCOM68218910521116500SHCallSOLE-1650000ONEOK PARTNERS LPUNIT LTD PARTN68268N1033448000SHSOLE-800000OPKO HEALTH INCCOM68375N10329031144SHSOLE-3114400OPKO HEALTH INCCOM68375N10391000SHPutSOLE-100000PACIRA PHARMACEUTICALS INCNOTE 3.250% 2/0695127AB6119768500000PRNSOLE-850000000PALO ALTO NETWORKS INCCOM6974351053132500SHCallSOLE-250000PALO ALTO NETWORKS INCNOTE 7/0697435AB125082000000PRNSOLE-200000000PANDORA MEDIA INCCOM69835410778260000SHCallSOLE-6000000PANDORA MEDIA INCCOM6983541075433416800SHPutSOLE-41680000PANDORA MEDIA INCCOM69835410713610400SHSOLE-1040000PANDORA MEDIA INCNOTE 1.750%12/0698354AB372027000000PRNSOLE-700000000PATTERSON UTI ENERGY INCCOM70348110156521000SHCallSOLE-2100000PDC ENERGY INCCOM69327R1016609100SHPutSOLE-910000PDL BIOPHARMA INCCOM69329Y104178068SHSOLE-806800PDL BIOPHARMA INCCOM69329Y1042913600SHPutSOLE-1360000PENNANTPARK FLOATING RATE CACOM70806A106135495954SHSOLE-9595400PENNEY J C INCCOM70816010645855000SHSOLE-5500000PIMCO INCOME STRATEGY FUND ICOM72201J10448551152SHSOLE-5115200PINNACLE ENTMT INC NEWCOM72348Y10537425783SHSOLE-2578300PNC FINL SVCS GROUP INC*W EXP 12/31/2016934751219160185717SHSOLE-18571700PRICELINE GRP INCNOTE 1.000% 3/1741503AQ92086713255000PRNSOLE-1325500000PROCTER AND GAMBLE COCOM74271810997311573SHSOLE-1157300PROCTER AND GAMBLE COCOM742718109135316100SHPutSOLE-1610000PRUDENTIAL BANCORP INC NEWCOM74431A101245023543SHSOLE-2354300PUTNAM PREMIER INCOME TRSH BEN INT7468531007314747SHSOLE-1474700QEP RES INCCOM74733V10030716700SHSOLE-1670000QEP RES INCCOM74733V1001387500SHPutSOLE-750000QUALITY SYS INCCOM74758210413410200SHSOLE-1020000RADNET INCCOM7504911027411522SHSOLE-1152200RANGE RES CORPCOM75281A109103130000SHCallSOLE-3000000RANGE RES CORPCOM75281A1093169200SHPutSOLE-920000RANGE RES CORPCOM75281A1092998705SHSOLE-870500RAYONIER ADVANCED MATLS INCCOM75508B10435523000SHPutSOLE-2300000RAYONIER ADVANCED MATLS INCPFD CV SER A75508B203840372362SHSOLE-7236200RELX NVSPONSORED ADR75955B10226916072SHSOLE-1607200RENT A CTR INC NEWCOM76009N10011510200SHSOLE-1020000RENTECH INCCOM NEW760112201339136825SHSOLE-13682500REPLIGEN CORPNOTE 2.125% 6/0759916AA7103018830000PRNSOLE-883000000RESTORATION HARDWARE HLDGS ICOM76128310030710000SHSOLE-1000000RESTORATION HARDWARE 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INT-FINL81369Y605102944273SHSOLE-4427300SELECT SECTOR SPDR TRSBI MATERIALS81369Y100501000SHSOLE-100000SERITAGE GROWTH PPTYSCL A81752R1003277662SHSOLE-766200SERVICENOW INCCOM81762P10278110500SHCallSOLE-1050000SHIRE PLCPUT82481R9563582100SHPutSOLE-210000SHIRE PLCSPONSORED ADR82481R106158929SHSOLE-92900SHUTTERFLY INCNOTE 0.250% 5/182568PAB21186411812000PRNSOLE-1181200000SIGNATURE BK NEW YORK N Y*W EXP 12/12/20182669G112238319863SHSOLE-1986300SILVER STD RES INCCOM82823L10614015717SHSOLE-1571700SILVER STD RES INCCOM82823L106434800SHPutSOLE-480000SINA CORPORDG814771048803144805SHSOLE-14480500SINA CORPORDG8147710411137183200SHPutSOLE-18320000SLM CORPCOM78442P10620418510SHSOLE-1851000SLM CORPCOM78442P106726500SHPutSOLE-650000SM ENERGY COCOM78454L100122735600SHSOLE-3560000SOHU COM INCCOM83408W103263077590SHSOLE-7759000SOUTHWESTERN ENERGY COCOM84546710912411500SHSOLE-1150000SOUTHWESTERN ENERGY COCOM84546710947343800SHCallSOLE-4380000SOUTHWESTERN ENERGY COCOM8454671091176108800SHPutSOLE-10880000SOUTHWESTERN ENERGY CODEP SHS 1/20 B84546720814373563262SHSOLE-56326200SPDR GOLD TRUSTGOLD SHS78463V1078057350SHSOLE-735000SPDR S&P 500 ETF TRTR UNIT78462F103335315000SHPutSOLE-1500000SPDR S&P 500 ETF TRTR UNIT78462F103143639SHSOLE-63900SPDR SERIES TRUSTS&P REGL BKG78464A69836098649500SHPutSOLE-64950000SPECIAL OPPORTUNITIES FD INCCOM84741T1042582189127SHSOLE-18912700SPECTRANETICS CORPMTNF 2.625% 6/084760CAA536753550000PRNSOLE-355000000SPIRIT RLTY CAP INC NEWCOM84860W10229026700SHSOLE-2670000SPRINT CORPCOM SER 185207U10566178528SHSOLE-7852800ST JUDE MED INCCOM790849103562470128SHSOLE-7012800STAPLES INCCOM85503010210811900SHSOLE-1190000STEEL PARTNERS HLDGS L PLTD PRTRSHIP U85814R10773647509SHSOLE-4750900STILLWATER MNG CONOTE 1.750%10/186074QAL682786500000PRNSOLE-650000000SUCAMPO PHARMACEUTICALS INCCL A86490910671552700SHPutSOLE-5270000SUCAMPO PHARMACEUTICALS INCDBCV 3.250%12/1864909AA41700516000000PRNSOLE-1600000000SUNCOR ENERGY INC NEWCOM86722410746514220SHSOLE-1422000SUNCOR ENERGY INC NEWCOM867224107121637200SHCallSOLE-3720000SUNPOWER CORPCOM86765240621532406SHSOLE-3240600SUNTRUST BKS INC*W EXP 11/14/201867914111457153442423SHSOLE-344242300SUNTRUST BKS INC*W EXP 12/31/201867914129106850342SHSOLE-5034200SUNTRUST BKS INCCOM86791410331297570600SHPutSOLE-57060000SWISS HELVETIA FD INCCOM87087510176474854SHSOLE-7485400SYNERGY RES CORPCOM87164P10318721000SHSOLE-2100000SYNGENTA AGSPONSORED ADR87160A1003955000SHSOLE-500000SYNGENTA AGSPONSORED ADR87160A1003955000SHPutSOLE-500000T MOBILE US INCCOM8725901042464282SHSOLE-428200T MOBILE US INCCOM8725901041152000SHPutSOLE-200000T MOBILE US INCCONV PFD SER A872590203556SHSOLE-5600TAIWAN FD INCCOM87403610693458022SHSOLE-5802200TCF FINL CORP*W EXP 11/14/201872275128818233586SHSOLE-23358600TELEFONICA S ASPONSORED ADR87938220812613728SHSOLE-1372800TERRAVIA HLDGS INCCOM88105A1065145098SHSOLE-4509800TERRAVIA HLDGS INCCOM88105A1068272000SHPutSOLE-7200000TESARO INCCOM881569107228517000SHCallSOLE-1700000TESARO INCCOM88156910712109000SHPutSOLE-900000TESARO INCNOTE 3.000%10/0881569AA510793527820000PRNSOLE-2782000000TESLA MTRS INCCOM88160R101429920116SHSOLE-2011600TESLA MTRS INCCOM88160R10118448622SHCallSOLE-862200TESLA MTRS INCCOM88160R10132328151261SHPutSOLE-15126100TESLA MTRS INCNOTE 1.250% 3/088160RAC517332000000PRNSOLE-200000000TETRA TECHNOLOGIES INC DELCOM88162F10512925600SHSOLE-2560000THAI FD INCCOM88290410537549306SHSOLE-4930600THERAVANCE BIOPHARMA INCCOMG8807B10631910000SHPutSOLE-1000000THERAVANCE BIOPHARMA INCNOTE 3.250%11/088339KAA045944000000PRNSOLE-400000000TIME WARNER INCCOM NEW887317303193320020SHSOLE-2002000TIME WARNER INCCOM NEW8873173031451500SHCallSOLE-150000TIME WARNER INCCOM NEW8873173031932000SHPutSOLE-200000TIMKENSTEEL CORPCOM88739910315993SHSOLE-99300TIMKENSTEEL CORPNOTE 6.000% 6/0887399AA173555000000PRNSOLE-500000000TRI POINTE GROUP INCCOM87265H1092193191026SHSOLE-19102600TRINA SOLAR LIMITEDDBCV 3.500% 6/189628EAC8948210000000PRNSOLE-1000000000TRINA SOLAR LIMITEDSPON ADR89628E104505400SHCallSOLE-540000TRINA SOLAR LIMITEDSPON ADR89628E10499001064500SHPutSOLE-106450000TURKISH INVT FD INCCOM90014510324135566SHSOLE-3556600TURQUOISE HILL RES LTDCOM90043510812137601SHSOLE-3760100TWITTER INCCOM90184L10293857500SHCallSOLE-5750000TWITTER INCCOM90184L10292156500SHPutSOLE-5650000TWITTER INCNOTE 0.250% 9/190184LAB818772000000PRNSOLE-200000000TWO HBRS INVT CORPCOM90187B10117420000SHSOLE-2000000TYSON FOODS INCUNIT 99/99/999990249430115161223547SHSOLE-22354700UNITED CONTL HLDGS INCCOM9100471096819343SHSOLE-934300USA TECHNOLOGIES INCCOM NO PAR90328S5004610689SHSOLE-1068900VALERO ENERGY CORP NEWCOM91913Y100177225937SHSOLE-2593700VALERO ENERGY CORP NEWCOM91913Y100146921500SHPutSOLE-2150000VALLEY NATL BANCORP*W EXP 11/14/20191979413148266075SHSOLE-26607500VERIZON COMMUNICATIONS INCCOM92343V104110620722SHSOLE-2072200VIPSHOP HLDGS LTDSPONSORED ADR92763W103918265SHSOLE-826500VIPSHOP HLDGS LTDSPONSORED ADR92763W1031579143500SHPutSOLE-14350000VIRTUS TOTAL RETURN FDCOM92829A10317238526SHSOLE-3852600VMWARE INCCL A COM9285634023945000SHCallSOLE-500000VMWARE INCCL A COM9285634026308000SHPutSOLE-800000W & T OFFSHORE INCCOM92922P1062810000SHCallSOLE-1000000W & T OFFSHORE INCCOM92922P1060100SHPutSOLE-10000WASHINGTON FED INC*W EXP 11/14/2019388241173538216281SHSOLE-21628100WASHINGTON PRIME GROUP NEWCOM93964W10845543730SHSOLE-4373000WATSCO INCCL B CONV9426221015463671SHSOLE-367100WEATHERFORD INTL PLCORD SHSG4883310014128090SHSOLE-2809000WEBMD HEALTH CORPCOM94770V1029529192226SHSOLE-19222600WEBMD HEALTH CORPCOM94770V10249610000SHPutSOLE-1000000WEBMD HEALTH CORPCOM94770V1023477000SHCallSOLE-700000WEBMD HEALTH CORPNOTE 1.500%12/094770VAK857825112000PRNSOLE-511200000WEIBO CORPPUT94859695174418320SHPutSOLE-1832000WEIGHT WATCHERS INTL INC NEWCOM94862610616114100SHSOLE-1410000WELLS FARGO & CO NEW*W EXP 10/28/2019497461191647700SHSOLE-770000WELLS FARGO & CO NEWPERP PFD CNV A949746804262220SHSOLE-22000WELLS FARGO MULTI SECTOR INCCOM94987D10134927230SHSOLE-2723000WELLTOWER INC6.50% PFD PREPET95040Q20314388239756SHSOLE-23975600WENDYS COCOM95058W10019114102SHSOLE-1410200WESTAR ENERGY INCCOM95709T100236742000SHSOLE-4200000WESTERN ASSET CLYM INFL OPPCOM95766R10414813300SHSOLE-1330000WESTERN ASSET EMRG MKT DEBTCOM95766A10149133384SHSOLE-3338400WESTERN DIGITAL CORPCOM9581021051882760SHSOLE-276000WESTERN DIGITAL CORPCOM95810210568910143SHPutSOLE-1014300WESTERN REFNG INCCOM95931910477320429SHSOLE-2042900WHITING PETE CORP NEWCOM96638710257547864SHSOLE-4786400WHITING PETE CORP NEWCOM9663871022110175500SHPutSOLE-17550000WILLIAMS COS INC DELCOM96945710061019600SHSOLE-1960000WILLIAMS COS INC DELCOM9694571002347500SHPutSOLE-750000WILLIAMS PARTNERS L P NEWCOM UNIT LTD PAR96949L1053128191SHSOLE-819100WINDSTREAM HLDGS INCCOM NEW97382A20026135557SHSOLE-3555700WINTRUST FINL CORP*W EXP 12/19/20197650W15714664295229SHSOLE-29522900WORKDAY INCCL A98138H1012974500SHCallSOLE-450000WORKDAY INCCL A98138H10126400SHPutSOLE-40000WORKDAY INCNOTE 0.750% 7/198138HAC552445000000PRNSOLE-500000000WPX ENERGY INCCOM98212B1031379409SHSOLE-940900WPX ENERGY INCPFD SER A CV98212B202389459067SHSOLE-5906700WRIGHT MED GROUP N VORD SHS 0.03 PARN9661711888638574SHSOLE-3857400WRIGHT MED GROUP N VRIGHT 03/01/2019N966171267354980SHSOLE-5498000XEROX CORPCOM98412110311613300SHSOLE-1330000XILINX INCNOTE 2.625% 6/1983919AF8105235000000PRNSOLE-500000000YAHOO INCCOM984332106496101282894SHSOLE-128289400YAMANA GOLD INCCOM98462Y10013246900SHSOLE-4690000YY INCADS REPCOM CLA98426T10639410000SHCallSOLE-1000000ZEDGE INCCL B98923T1046520896SHSOLE-2089600ZILLOW GROUP INCCL A98954M10151114017SHSOLE-1401700ZILLOW GROUP INCCL C CAP STK98954M2001283515SHSOLE-351500ZION OIL & GAS INCCOM9896961094129760SHSOLE-2976000ZIONS BANCORPORATION*W EXP 05/22/202989701115571614975159SHSOLE-497515900ZIONS BANCORPORATION*W EXP 11/14/201989701131125841454782SHSOLE-145478200ZIONS BANCORPORATIONCOM9897011076073141100SHPutSOLE-14110000ZWEIG FDCOM NEW9898342051605132749SHSOLE-13274900ZYNGA INCCL A98986T1087328400SHSOLE-2840000