0000899243-16-024761.txt : 20160707 0000899243-16-024761.hdr.sgml : 20160707 20160707180017 ACCESSION NUMBER: 0000899243-16-024761 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160707 DATE AS OF CHANGE: 20160707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIODELIVERY SCIENCES INTERNATIONAL INC CENTRAL INDEX KEY: 0001103021 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 352089858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4131 PARKLAKE AVENUE STREET 2: SUITE 225 CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 919 582 9050 MAIL ADDRESS: STREET 1: 4131 PARKLAKE AVENUE STREET 2: SUITE 225 CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: MAS ACQUISITION XXIII CORP DATE OF NAME CHANGE: 20000111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEARS SAMUEL P JR CENTRAL INDEX KEY: 0001238483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31361 FILM NUMBER: 161757378 BUSINESS ADDRESS: STREET 1: 1 FIELDSTONE DRIVE CITY: WINCHESTER STATE: MA ZIP: 01890 BUSINESS PHONE: 5083857367 MAIL ADDRESS: STREET 1: 1 FIELDSTONE DRIVE CITY: WINCHESTER STATE: MA ZIP: 01890 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-30 0 0001103021 BIODELIVERY SCIENCES INTERNATIONAL INC BDSI 0001238483 SEARS SAMUEL P JR C/O BIODELIVERY SCIENCES INTL, INC., 4131 PARKLAKE AVE., SUITE 225 RALEIGH NC 27612 1 0 0 0 Restricted Stock Units 0.00 2016-06-30 4 A 0 30000 0.00 A 2017-08-12 Common Stock 30000 30000 D Stock Options 2.34 2016-06-30 4 A 0 15000 2.34 A 2026-06-30 Common Stock 15000 15000 D The restricted stock units ("RSUs") were issued to the Reporting Person on June 30, 2016, as compensation for service on the Issuer's board of directors. The RSUs vest as follows: (i) 15,000 RSUs vest in the first open window following the Company's 2016 Annual Meeting of Stockholders and (b) 15,000 RSUs vest in the first open window following the Company's 2017 Annual Meeting of Stockholders. The stock options ("options") were issued to the Reporting Person on June 30, 2016, as compensation for service on the Issuer's board of directors. The options vest as follows: (i) 7,500 RSUs vest in the first open window following the Company's 2016 Annual Meeting of Stockholders and (b) 7,500 RSUs vest in the first open window following the Company's 2017 Annual Meeting of Stockholders. /s/ Samuel P. Sears Jr. 2016-07-07