0001144204-11-028296.txt : 20110511 0001144204-11-028296.hdr.sgml : 20110511 20110511210045 ACCESSION NUMBER: 0001144204-11-028296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110509 FILED AS OF DATE: 20110511 DATE AS OF CHANGE: 20110511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNS STEVEN CENTRAL INDEX KEY: 0001232995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30141 FILM NUMBER: 11833555 MAIL ADDRESS: STREET 1: C/O MDC PARTNERS STREET 2: 950 THIRD AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIVEPERSON INC CENTRAL INDEX KEY: 0001102993 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133861628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 462 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126094200 MAIL ADDRESS: STREET 1: 462 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 4 1 v222122_ex.xml X0303 4 2011-05-09 1 0001102993 LIVEPERSON INC LPSN 0001232995 BERNS STEVEN C/O LIVEPERSON, INC. 462 SEVENTH AVENUE 3RD FLOOR NEW YORK NY 10018 1 0 0 1 Former Director Common Stock 2011-05-09 4 M 0 15000 6.97 A 15000 D Common Stock 2011-05-09 4 S 0 15000 11.09 D 0 D Stock Option (Right to Buy) 6.97 2011-05-09 4 M 0 15000 0 D 2020-06-14 Common Stock 15000 0 D Sales effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. The range of prices for the shares of Common Stock sold on this day is from $11.07 to $11.10. Mr. Berns undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. The option was immediately exercisable pursuant to resolutions approved by the Board of Directors of the Issuer. The resolutions, among other things, approved the full acceleration of the vesting of the Option in connection with Mr. Berns' resignation as director of the Issuer effective as of April 12, 2011. /s/ Monica L. Greenberg, attorney-in-fact 2011-05-11