0001829126-23-004653.txt : 20230712
0001829126-23-004653.hdr.sgml : 20230712
20230712173419
ACCESSION NUMBER: 0001829126-23-004653
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20230712
DATE AS OF CHANGE: 20230712
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Celsius Holdings, Inc.
CENTRAL INDEX KEY: 0001341766
STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086]
IRS NUMBER: 202745790
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-34611
FILM NUMBER: 231085387
BUSINESS ADDRESS:
STREET 1: 2424 N. FEDERAL HWY
STREET 2: SUITE 208
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: 786-202-1265
MAIL ADDRESS:
STREET 1: 2424 N. FEDERAL HWY
STREET 2: SUITE 208
CITY: BOCA RATON
STATE: FL
ZIP: 33431
FORMER COMPANY:
FORMER CONFORMED NAME: VECTOR VENTURES CORP.
DATE OF NAME CHANGE: 20051018
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: DESANTIS CARL
CENTRAL INDEX KEY: 0001102948
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: C/O CDS INTERNATIONAL HOLDINGS
STREET 2: 3299 NW SECOND AVE
CITY: BOCA RATON
STATE: FL
ZIP: 33431
144
1
primary_doc.xml
144
0001102948
XXXXXXXX
LIVE
0001341766
Celsius Holdings, Inc.
001-34611
2422 N. Federal Highway
Suite 208
Boca Raton
FL
33431
561-276-2239
CD Financial, LLC
Affiliate1
Common Stock2
Citigroup Global Markets Inc.
388 Greenwich St.
New York,
NY
10013
500000
74615000.00
76789201
07/12/2023
NASDAQ
Common Stock acquired upon conversion of note issued by Celsius Holdings, Inc.
12/14/2018
Convertible Loan to Celsius Holdings, Inc.
Celsius Holdings, Inc. upon conversion of Note
N
3000000
09/19/2019
Conversion of Note
N
CD Financial, LLC
109 S.E. 5th Avenue
Suite 200
Delray Beach,
FL
33483
Celsius Holdings, Inc. Common Stock3,4,5
04/12/2023
201542
2390288.12
The Carl Angus DeSantis Foundation, Inc.
109 S.E. 5th Avenue
Suite 200
Delray Beach,
FL
33483
Celsius Holdings, Inc. Common Stock6,7,8
04/20/2023
710000
6313675.00
CD Financial, LLC
109 S.E. 5th Avenue
Suite 200
Delray Beach,
FL
33483
Celsius Holdings, Inc. Common Stock9,10,11
06/06/2023
1000000
113987.93
FN 1: Mr. Carl DeSantis owns a controlling interest in CD Financial, LLC ("CD"). Mr. DeSantis's son is a director of the issuer. FN 2: In accordance with the procedures described in the interpretive letters (the "NALs") from the staff of the SEC to Goldman Sachs & Co., dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on the date hereof, CD entered into a call option transaction with Citibank, N.A., whereby CD Financial sold call options referencing up to 500,000 shares of the Issuer and pledged the underlying shares to Citi. FN 3: In accordance with the NALs, CD entered into a call option transaction with Jefferies Financial Services, Inc. on April 12, 2023, and a forward contract with Citi on June 6, 2023; and on April 20, 2023, The Carl Angus DeSantis Foundation, Inc. entered into a call option transaction Bank of America, N.A.
07/12/2023
/s/ Carl DeSantis