-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FVhbuZ3FUs5x6rzhkdNCnz0dk1libifx1ewyabz8iw3o9q4R2NQwZJrevI2CRw37 bfV0025mCBiJniFItAjqsw== 0001181431-10-009149.txt : 20100216 0001181431-10-009149.hdr.sgml : 20100215 20100216153941 ACCESSION NUMBER: 0001181431-10-009149 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090811 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOSHAYEDI MEHRDAD CENTRAL INDEX KEY: 0001193507 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-31623 FILM NUMBER: 10607246 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOSHAYEDI SEMIFA CENTRAL INDEX KEY: 0001254601 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-31623 FILM NUMBER: 10607244 MAIL ADDRESS: STREET 1: 3001 DAIMLER ST CITY: SANTA ANA STATE: CA ZIP: 92705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 CENTRAL INDEX KEY: 0001254603 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-31623 FILM NUMBER: 10607245 MAIL ADDRESS: STREET 1: 3001 DAIMLER ST CITY: SANTA ANA STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEC, INC. CENTRAL INDEX KEY: 0001102741 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 330399154 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3001 DAIMLER ST CITY: SANTA ANA STATE: CA ZIP: 92705-5812 BUSINESS PHONE: 8003677330 MAIL ADDRESS: STREET 1: 3001 DAIMLER ST CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER COMPANY: FORMER CONFORMED NAME: SIMPLETECH INC DATE OF NAME CHANGE: 20010507 FORMER COMPANY: FORMER CONFORMED NAME: SIMPLE TECHNOLOGY INC DATE OF NAME CHANGE: 20000106 4/A 1 rrd265861.xml F4/A X0303 4/A 2009-08-11 2009-08-13 0 0001102741 STEC, INC. STEC 0001193507 MOSHAYEDI MEHRDAD C/O STEC, INC. 3001 DAIMLER STREET SANTA ANA CA 92705-5812 1 1 0 0 PRESIDENT, COO, CTO, SECRETARY 0001254603 M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 C/O STEC, INC. 3001 DAIMLER STREET SANTA ANA CA 92705-5812 0 0 0 1 FORMER 10% BENEFICIAL OWNER 0001254601 MOSHAYEDI SEMIFA C/O STEC, INC. 3001 DAIMLER STREET SANTA ANA CA 92705-5812 0 0 0 1 CO-TRUSTEE Common Stock 2009-08-11 4 S 0 3359040 29.76 D 3739885 I BY TRUST On August 11, 2009, pursuant to an underwriting agreement dated August 5, 2009, among STEC, Inc. (the "Company"), the selling shareholders named therein (Manouch Moshayedi and Mark Moshayedi, both officers and directors of the Company) (the "Selling Shareholders"), and J.P. Morgan Securities Inc. and Deutsche Bank Securities Inc., as representatives of the several underwriters named therein (the "Underwriters"), the Selling Shareholders sold 9,000,000 of their outstanding shares of the Company's common stock to the Underwriters at a per share price of $29.76 (for aggregate proceeds, before expenses, of $267,840,000). Due to the transposition of numbers, the aggregate holdings reported in Table I, Box 5 for this reported transaction were incorrect. This amended Form 4 is filed solely for the purpose of correcting the aggregate holdings for the referenced line item. As reported in Form 4 filed on August 13, 2009, these shares were owned directly by the M. and S. Moshayedi Revocable Trust, dated 9/25/98, and indirectly by Mark Moshayedi and Semira Moshayedi as co-trustees of this trust. Each of the co-trustees disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein. Due to the sale described in footnote (1) above, the M. and S. Moshayedi Revocable Trust, dated 9/28/98 (of which Semira Moshayedi is co-trustee) is no longer a 10% beneficial owner of the Company's common stock, and thereby is no longer subject to Section 16. The checked box in the top left corner of the Form 4 filed on August 13, 2009 related solely to the M. and S. Moshayedi Revocable Trust, dated 9/25/98, and Semira Moshayedi. Mark Moshayedi remains subject to Section 16. /s/ MEHRDAD (MARK) MOSHAYEDI 2010-02-16 /s/ M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 2010-02-16 /s/ SEMIRA MOSHAYEDI 2010-02-16 -----END PRIVACY-ENHANCED MESSAGE-----