X0304 4 2011-08-19 0001005817 TOMPKINS FINANCIAL CORP TMP 0001102634 FULMER JAMES W TOMPKINS FINANCIAL CORPORATION P O BOX 460 ITHACA NY 14851 1 1 Vice Chairman Common Stock 2011-08-19 4 A 0 1650 0 A 55572 D Stock Appreciation Rights (SAR) 37.00 2011-08-19 4 A 0 5250 0 A 2021-08-19 Common Stock 5250 5250 D Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. The grant will expire ten years from the date of the grant. Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. /s/ James W. Fulmer 2011-08-23