Chief Compliance Officer

0000950123-13-003778.txt : 20130529 0000950123-13-003778.hdr.sgml : 20130529 20130529142148 ACCESSION NUMBER: 0000950123-13-003778 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20130529 DATE AS OF CHANGE: 20130529 EFFECTIVENESS DATE: 20130529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001102598 IRS NUMBER: 135657669 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04037 FILM NUMBER: 13877812 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174224947 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001102598 XXXXXXXX 09-30-2012 09-30-2012 true 2 NEW HOLDINGS PIONEER INVESTMENT MANAGEMENT INC

60 STATE STREET 13TH FLOOR BOSTON MA 02109

13F COMBINATION REPORT 028-04037 028-6668 OakRidge Investments, LLC N Jean M. Bradley Chief Compliance Officer 617-422-4524 /s/ Jean M. Bradley Boston MA 05-28-2013 4 37 343851 false 1 028-05167 MetLife Advisers, LLC 2 028-06538 AEW Capital Management LP 3 028-13329 Pioneer Institutional Asset Management, Inc. 4 028-04547 ING Investments LLC INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ASML Holding NV DEPRECPT N07059210 632 11773 SH DFND 4 0 0 11773 ASML Holding NV DEPRECPT N07059210 6341 118125 SH DFND 3 0 0 118125 ASML Holding NV DEPRECPT N07059210 7120 132632 SH DFND 1 0 0 132632 ASML Holding NV DEPRECPT N07059210 123460 2299928 SH SOLE 0 2299928 0 0 Eaton Corp COMMSTCK G29183103 111 2350 SH DFND 3 0 0 2350 Eaton Corp COMMSTCK G29183103 6503 137600 SH DFND 4 0 0 137600 Eaton Corp COMMSTCK G29183103 17921 379200 SH SOLE 0 379200 0 0 EPR Properties COMMSTCK 26884U109 3581 80600 SH DFND 2 80600 0 0 Fidelity National Financia CNVRTBND 31620RAE5 1036 850000 PRN DFND 1 0 0 850000 Fidelity National Financia CNVRTBND 31620RAE5 1433 1175000 PRN DFND 3 0 0 1175000 Fidelity National Financia CNVRTBND 31620RAE5 9725 7975000 PRN SOLE 0 7975000 0 0 Forest City Enterprises In CNVRTBND 345550AP2 382 365000 PRN DFND 4 0 0 365000 Forest City Enterprises In CNVRTBND 345550AP2 10462 10000000 PRN SOLE 0 10000000 0 0 Georgia Gulf Corp COMMSTCK 05463D100 717 19795 SH DFND 4 0 0 19795 Georgia Gulf Corp COMMSTCK 05463D100 17478 482561 SH SOLE 0 482561 0 0 Greenbrier Cos Inc 3.5% CNVRTBND 393657AH4 108 120000 PRN DFND 4 0 0 120000 Greenbrier Cos Inc 3.5% CNVRTBND 393657AH4 1075 1190000 PRN DFND 1 0 0 1190000 Greenbrier Cos Inc 3.5% CNVRTBND 393657AH4 1621 1795000 PRN DFND 3 0 0 1795000 Greenbrier Cos Inc 3.5% CNVRTBND 393657AH4 17968 19895000 PRN SOLE 0 19895000 0 0 Intel Corp 3.25% CNVRTBND 458140AF7 891 723000 PRN DFND 3 0 0 723000 Intel Corp 3.25% CNVRTBND 458140AF7 1114 904000 PRN DFND 1 0 0 904000 Intel Corp 3.25% CNVRTBND 458140AF7 9087 7373000 PRN SOLE 0 7373000 0 0 Natural Grocers by Vitamin COMMSTCK 63888U108 4062 181589 SH SOLE 0 181589 0 0 NXP Semiconductor NV COMMSTCK N6596X109 2501 100000 SH SOLE 0 100000 0 0 Prospect Capital Corp 5.5% CNVRTBND 74348TAD4 2050 2000000 PRN SOLE 0 2000000 0 0 Standard Pacific Corp 1.25 CNVRTBND 85375CBC4 259 235000 PRN DFND 4 0 0 235000 Standard Pacific Corp 1.25 CNVRTBND 85375CBC4 3041 2765000 PRN SOLE 0 2765000 0 0 Vantage Drilling Co 7.875% CORPBOND G93205AA3 429 375000 SH DFND 3 0 0 375000 Vantage Drilling Co 7.875% CORPBOND G93205AA3 8195 7125000 SH SOLE 0 7125000 0 0 Watson Pharmaceuticals Inc COMMSTCK 00507K103 275 3225 SH DFND 3 0 0 3225 Watson Pharmaceuticals Inc COMMSTCK 00507K103 4246 49859 SH DFND 1 0 0 49859 Watson Pharmaceuticals Inc COMMSTCK 00507K103 8469 99446 SH DFND 4 0 0 99446 Watson Pharmaceuticals Inc COMMSTCK 00507K103 56372 661937 SH SOLE 0 661937 0 0 WebMD Health Corp 2.5% CNVRTBND 94770VAF9 400 485000 PRN DFND 1 0 0 485000 WebMD Health Corp 2.5% CNVRTBND 94770VAF9 524 635000 PRN DFND 4 0 0 635000 WebMD Health Corp 2.5% CNVRTBND 94770VAF9 673 815000 PRN DFND 3 0 0 815000 WebMD Health Corp 2.5% CNVRTBND 94770VAF9 13589 16345000 PRN SOLE 0 16345000 0 0