0000899243-19-008012.txt : 20190315 0000899243-19-008012.hdr.sgml : 20190315 20190315193416 ACCESSION NUMBER: 0000899243-19-008012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190315 FILED AS OF DATE: 20190315 DATE AS OF CHANGE: 20190315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEN3 Capital Partners, LLC CENTRAL INDEX KEY: 0001681392 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37851 FILM NUMBER: 19686457 BUSINESS ADDRESS: STREET 1: C/O AIRGAIN, INC. STREET 2: 3611 VALLEY CENTRE DRIVE, SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (760) 579-0200 MAIL ADDRESS: STREET 1: C/O AIRGAIN, INC. STREET 2: 3611 VALLEY CENTRE DRIVE, SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEN3 Capital I L P CENTRAL INDEX KEY: 0001324643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37851 FILM NUMBER: 19686458 BUSINESS ADDRESS: STREET 1: TEN POST OFFICE SQUARE 9TH FL CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-728-7000 MAIL ADDRESS: STREET 1: TEN POST OFFICE SQUARE 9TH FL CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEN 3 PARTNERS INC CENTRAL INDEX KEY: 0001102545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37851 FILM NUMBER: 19686459 BUSINESS ADDRESS: STREET 1: 45 MILK STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIRGAIN INC CENTRAL INDEX KEY: 0001272842 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 954523882 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3611 VALLEY CENTRE DRIVE STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (760) 579-0200 MAIL ADDRESS: STREET 1: 3611 VALLEY CENTRE DRIVE STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-15 1 0001272842 AIRGAIN INC AIRG 0001681392 GEN3 Capital Partners, LLC C/O AIRGAIN, INC. 3611 VALLEY CENTRE DRIVE SUITE 150 SAN DIEGO CA 92130 0 0 1 0 0001324643 GEN3 Capital I L P C/O AIRGAIN, INC. 3611 VALLEY CENTRE DRIVE, SUITE 150 SAN DIEGO CA 92130 0 0 1 0 0001102545 GEN 3 PARTNERS INC C/O AIRGAIN, INC. 3611 VALLEY CENTRE DRIVE, SUITE 150 SAN DIEGO CA 92130 0 0 1 0 Common Stock 2019-03-15 4 J 0 1030935 0.00 D 17493 I See Footnotes Represents a pro rata distribution in-kind to the limited partners of GEN3 Capital I, LP ("GEN3 Capital") for no value Represents 12,529 shares of common stock held by GEN3 Capital and 4,964 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners"). The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. GEN3 Capital Partners, LLC, By: /s/ Haydar Diab, Vice President 2019-03-15 GEN3 Capital I, LP, By: GEN3 Capital Partners, LLC, By: /s/ Haydar Diab, Vice President 2019-03-15 Gen 3 Partners, Inc., By: /s/ Haydar Diab, Vice President 2019-03-15