-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HFGbMmBDf/Gh4Eo577zqGf5ZjhSBn2koaA5VbifjfqTvPZ8fM/ITP2EInBuxZgep bpdw97lw5eiogNNzyj5BmQ== 0001302287-04-000023.txt : 20041208 0001302287-04-000023.hdr.sgml : 20041208 20041208181421 ACCESSION NUMBER: 0001302287-04-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041203 FILED AS OF DATE: 20041208 DATE AS OF CHANGE: 20041208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCO GROUP INC CENTRAL INDEX KEY: 0001102542 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870662823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 355 S 520 W, SUITE 100 CITY: LINDON STATE: UT ZIP: 84042 BUSINESS PHONE: 8017654999 FORMER COMPANY: FORMER CONFORMED NAME: CALDERA INTERNATIONAL INC/UT DATE OF NAME CHANGE: 20001101 FORMER COMPANY: FORMER CONFORMED NAME: CALDERA SYSTEMS INC DATE OF NAME CHANGE: 20000104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DERBY STEVEN CENTRAL INDEX KEY: 0001257402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29911 FILM NUMBER: 041191710 BUSINESS ADDRESS: BUSINESS PHONE: 2039675875 MAIL ADDRESS: STREET 1: 53 FOREST AVENUE 2ND FL CITY: OLD GREENWICH STATE: CT ZIP: 06870 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lamar Steven M CENTRAL INDEX KEY: 0001302284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29911 FILM NUMBER: 041191711 BUSINESS ADDRESS: BUSINESS PHONE: (212) 967-5880 MAIL ADDRESS: STREET 1: 80 EAST SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 2B CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldfarb Lawrence CENTRAL INDEX KEY: 0001302287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29911 FILM NUMBER: 041191712 BUSINESS ADDRESS: BUSINESS PHONE: (212) 967-5880 MAIL ADDRESS: STREET 1: 80 EAST SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 2B CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baystar Capital Management, LLC CENTRAL INDEX KEY: 0001302288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29911 FILM NUMBER: 041191713 BUSINESS ADDRESS: STREET 1: 80 EAST SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 2B CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: (212) 967-5880 MAIL ADDRESS: STREET 1: 80 EAST SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 2B CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAYSTAR CAPITAL II LP CENTRAL INDEX KEY: 0001233041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29911 FILM NUMBER: 041191714 BUSINESS ADDRESS: STREET 1: 80 E SIR FRANCIS DRAKE BLVD STREET 2: SUITE 2B CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4158344620 4 1 baystarform4_ex.xml X0202 4 2004-12-03 0 0001102542 SCO GROUP INC SCOX 0001233041 BAYSTAR CAPITAL II LP C/O BAYSTAR CAPITAL MANAGEMENT, LLC 80 E SIR FRANCIS DRAKE BLVD, SUITE 2B LARKSPUR CA 94939 0 0 1 0 0001302288 Baystar Capital Management, LLC 80 EAST SIR FRANCIS DRAKE BLVD. SUITE 2B LARKSPUR CA 94939 0 0 1 0 0001302287 Goldfarb Lawrence C/O BAYSTAR CAPITAL MANAGEMENT, LLC 80 EAST SIR FRANCIS DRAKE BLVD., SUITE 2 LARKSPUR CA 94939 0 0 1 0 0001302284 Lamar Steven M C/O BAYSTAR CAPITAL MANAGEMENT, LLC 80 EAST SIR FRANCIS DRAKE BLVD., SUITE 2 LARKSPUR CA 94939 0 0 1 0 0001257402 DERBY STEVEN 53 FOREST AVENUE 2ND FL OLD GREENWICH CT 06870 0 0 1 0 Common Stock 2004-12-03 4 S 0 6000 4.5 D 1805553 D Common Stock 2004-12-03 4 S 0 6000 4.5 D 1805553 I (2) Common Stock 2004-12-03 4 S 0 6000 4.5 D 1805553 I (3) Common Stock 2004-12-03 4 S 0 6000 4.5 D 1805553 I (4) Common Stock 2004-12-03 4 S 0 6000 4.5 D 1805553 I (5) Common Stock 2004-12-03 4 S 0 14000 4.6 D 1791553 D Common Stock 2004-12-03 4 S 0 14000 4.6 D 1791553 I (2) Common Stock 2004-12-03 4 S 0 14000 4.6 D 1791553 I (3) Common Stock 2004-12-03 4 S 0 14000 4.6 D 1791553 I (4) Common Stock 2004-12-03 4 S 0 14000 4.6 D 1791553 I (5) Common Stock 2004-12-06 4 S 0 1500 4.5 D 1790053 D Common Stock 2004-12-06 4 S 0 1500 4.5 D 1790053 I (2) Common Stock 2004-12-06 4 S 0 1500 4.5 D 1790053 I (3) Common Stock 2004-12-06 4 S 0 1500 4.5 D 1790053 I (4) Common Stock 2004-12-06 4 S 0 1500 4.6 D 1790053 I (5) Common Stock 2004-12-06 4 S 0 4000 4.6 D 1786053 D Common Stock 2004-12-06 4 S 0 4000 4.6 D 1786053 I (2) Common Stock 2004-12-06 4 S 0 4000 4.6 D 1786053 I (3) Common Stock 2004-12-06 4 S 0 4000 4.6 D 1786053 I (4) Common Stock 2004-12-06 4 S 0 4000 4.6 D 1786053 I (5) Common Stock 2004-12-06 4 S 0 4000 4.65 D 1782053 D Common Stock 2004-12-06 4 S 0 4000 4.65 D 1782053 I (2) Common Stock 2004-12-06 4 S 0 4000 4.65 D 1782053 I (3) Common Stock 2004-12-06 4 S 0 4000 4.65 D 1782053 I (4) Common Stock 2004-12-06 4 S 0 4000 4.65 D 1782053 I (5) Common Stock 2004-12-06 4 S 0 2000 4.67 D 1780053 D Common Stock 2004-12-06 4 S 0 2000 4.67 D 1780053 I (2) Common Stock 2004-12-06 4 S 0 2000 4.67 D 1780053 I (3) Common Stock 2004-12-06 4 S 0 2000 4.67 D 1780053 I (4) Common Stock 2004-12-06 4 S 0 2000 4.67 D 1780053 I (5) These securities are beneficially owned by Baystar Capital II, L.P. (the "Partnership"). These securities are held by the Partnership, for whom Baystar Capital Management, LLC ("Manager") is the investment manager. Pursuant to investment agreements, Manager shares all investment and voting power with respect to the securities held by the Partnership. The entire amount of the Issuer's securities held by the Partnership is reported herein. Manager disclaims any beneficial ownership of any of the Issuer's securities to which this report relates, except to the extent of its indirect pecuniary interest therein, and this report shall not be deemed an admission that Manager is the beneficial owner of such securities. These securities are held by the Partnership. Lawrence Goldfarb is a managing member of Manager and, as such, shares all investment and voting power with respect to the securities held by the Partnership Mr. Goldfarb disclaims any beneficial ownership of any of the Issuer's securities to which this report relates, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Goldfarb is the beneficial owner of such securities. These securities are held by the Partnership. Steven M. Lamar is a managing member of Manager, and as such, shares all investment and voting power with respect to the securities held by the Partnership. Mr. Lamar disclaims any beneficial ownership of any of the Issuer's securities to which this report relates, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Lamar is the beneficial owner of such securities. These securities are held by the Partnership. Bay East, L.P. is a managing member of Manager, of which Steven Derby is the general partner and sole owner of outstanding partnership interests. Accordingly, Mr. Derby shares all investment and voting power with respect to the securities held by the Partnership. Mr. Derby disclaims any beneficial ownership of any of the Issuer's securities to which this report relates, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Derby is the beneficial owner of such securities. Baystar Capital II L.P. By: /s/ Scott Derby, by Power of Attorney 2004-12-08 Baystar Capital Management, LLC By: /s/ Scott Derby, by Power of Attorney 2004-12-08 Lawrence Goldfarb /s/ Scott Derby, by Power of Attorney 2004-12-08 Steven Lamar /s/ Scott Derby, by Power of Attorney 2004-12-08 Steve Derby /s/ Scott Derby, by Power of Attorney 2004-12-08 -----END PRIVACY-ENHANCED MESSAGE-----