-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RekUfRzR66eOisbCCBpsM8oSLRetsGQZmXs9hnfGdPjgdZ9K+4opUmcsJrzFFCMC 8y3kQCYkh0WCXRNMb858EA== 0000950116-04-003236.txt : 20041103 0000950116-04-003236.hdr.sgml : 20041103 20041103215614 ACCESSION NUMBER: 0000950116-04-003236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041101 FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCO GROUP INC CENTRAL INDEX KEY: 0001102542 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870662823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 355 S 520 W, SUITE 100 CITY: LINDON STATE: UT ZIP: 84042 BUSINESS PHONE: 8017654999 FORMER COMPANY: FORMER CONFORMED NAME: CALDERA INTERNATIONAL INC/UT DATE OF NAME CHANGE: 20001101 FORMER COMPANY: FORMER CONFORMED NAME: CALDERA SYSTEMS INC DATE OF NAME CHANGE: 20000104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAYSTAR CAPITAL II LP CENTRAL INDEX KEY: 0001233041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29911 FILM NUMBER: 041117875 BUSINESS ADDRESS: STREET 1: 80 E SIR FRANCIS DRAKE BLVD STREET 2: SUITE 2B CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4158344620 4 1 p402020_ex.xml FORM 4 X0202 4 2004-11-01 0 0001102542 SCO GROUP INC SCOX 0001233041 BAYSTAR CAPITAL II LP C/O BAYSTAR CAPITAL MANAGEMENT, LLC 80 EAST SIR FRANCIS DRAKE BLVD., SUITE 2 LARKSPUR CA 94939 0 0 1 0 Common Stock 2004-11-01 4 S 0 2000 2.9205 D 2035653 D Common Stock 2004-11-01 4 S 0 2000 2.9205 D 2035653 I See Footnote Common Stock 2004-11-01 4 S 0 2000 2.9205 D 2035653 I See Footnote Common Stock 2004-11-01 4 S 0 2000 2.9205 D 2035653 I See Footnote Common Stock 2004-11-01 4 S 0 2000 2.9205 D 2035653 I See Footnote Common Stock 2004-11-01 4 S 0 13000 2.90 D 2022653 D Common Stock 2004-11-01 4 S 0 13000 2.90 D 2022653 I See Footnote Common Stock 2004-11-01 4 S 0 13000 2.90 D 2022653 I See Footnote Common Stock 2004-11-01 4 S 0 13000 2.90 D 2022653 I See Footnote Common Stock 2004-11-01 4 S 0 13000 2.90 D 2022653 I See Footnote Common Stock 2004-11-01 4 S 0 10000 2.92 D 2012653 D Common Stock 2004-11-01 4 S 0 10000 2.92 D 2012653 I See Footnote Common Stock 2004-11-01 4 S 0 10000 2.92 D 2012653 I See Footnote Common Stock 2004-11-01 4 S 0 10000 2.92 D 2012653 I See Footnote Common Stock 2004-11-01 4 S 0 10000 2.92 D 2012653 I See Footnote Common Stock 2004-11-02 4 S 0 10000 2.90 D 2002653 D Common Stock 2004-11-02 4 S 0 10000 2.90 D 2002653 I See Footnote Common Stock 2004-11-02 4 S 0 10000 2.90 D 2002653 I See Footnote Common Stock 2004-11-02 4 S 0 10000 2.90 D 2002653 I See Footnote Common Stock 2004-11-02 4 S 0 10000 2.90 D 2002653 I See Footnote Common Stock 2004-11-02 4 S 0 4053 2.92 D 1998600 D Common Stock 2004-11-02 4 S 0 4053 2.92 D 1998600 I See Footnote Common Stock 2004-11-02 4 S 0 4053 2.92 D 1998600 I See Footnote Common Stock 2004-11-02 4 S 0 4053 2.92 D 1998600 I See Footnote Common Stock 2004-11-02 4 S 0 4053 2.92 D 1998600 I See Footnote Common Stock 2004-11-02 4 S 0 600 2.94 D 1998000 D Common Stock 2004-11-02 4 S 0 600 2.94 D 1998000 I See Footnote Common Stock 2004-11-02 4 S 0 600 2.94 D 1998000 I See Footnote Common Stock 2004-11-02 4 S 0 600 2.94 D 1998000 I See Footnote Common Stock 2004-11-02 4 S 0 600 2.94 D 1998000 I See Footnote These securities are beneficially owned by Baystar Capital II, L.P. (the "Partnership"). These securities are held by the Partnership, for whom Baystar Capital Management, LLC ("Manager") is the investment manager. Pursuant to investment agreements, Manager shares all investment and voting power with respect to the securities held by the Partnership. The entire amount of the Issuer's securities held by the Partnership is reported herein. Manager disclaims any beneficial ownership of any of the Issuer's securities to which this report relates, except to the extent of its indirect pecuniary interest therein, and this report shall not be deemed an admission that Manager is the beneficial owner of such securities. These securities are held by the Partnership. Lawrence Goldfarb is a managing member of Manager and, as such, shares all investment and voting power with respect to the securities held by the Partnership Mr. Goldfarb disclaims any beneficial ownership of any of the Issuer's securities to which this report relates, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Goldfarb is the beneficial owner of such securities. These securities are held by the Partnership. Steven M. Lamar is a managing member of Manager, and as such, shares all investment and voting power with respect to the securities held by the Partnership. Mr. Lamar disclaims any beneficial ownership of any of the Issuer's securities to which this report relates, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Lamar is the beneficial owner of such securities. These securities are held by the Partnership. Bay East, L.P. is a managing member of Manager, of which Steven Derby is the general partner and sole owner of outstanding partnership interests. Accordingly, Mr. Derby shares all investment and voting power with respect to the securities held by the Partnership. Mr. Derby disclaims any beneficial ownership of any of the Issuer's securities to which this report relates, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Derby is the beneficial owner of such securities. Exhibit 99 - Joint Filer Information /s/ * 2004-11-03 EX-99 2 ex99.txt EXHIBIT 99 EXHIBIT 99 FORM 4 JOINT FILER INFORMATION 1. NAME: Baystar Capital Management, LLC ADDRESS: 80 East Sir Francis Drake Blvd., Suite 2B Larkspur, CA 94939 DESIGNATED FILER: Baystar Capital II, L.P. ISSUER & TICKER SYMBOL: The SCO Group, Inc. (SCOX) DATE OF EVENT REQUIRING STATEMENT: 11/01/04 SIGNATURE: By: /s/ Lawrence Goldfarb Name: Lawrence Goldfarb Title: Managing Member 2. NAME: Lawrence Goldfarb ADDRESS: c/o Baystar Capital Management, LLC 80 East Sir Francis Drake Blvd., Suite 2B Larkspur, CA 94939 DESIGNATED FILER: Baystar Capital II, L.P. ISSUER & TICKER SYMBOL: The SCO Group, Inc. (SCOX) DATE OF EVENT REQUIRING STATEMENT: 11/01/04 SIGNATURE: /s/ Lawrence Goldfarb 3. NAME: Steven M. Lamar ADDRESS: c/o Baystar Capital Management, LLC 80 East Sir Francis Drake Blvd., Suite 2B Larkspur, CA 94939 DESIGNATED FILER: Baystar Capital II, L.P. ISSUER & TICKER SYMBOL: The SCO Group, Inc. (SCOX) DATE OF EVENT REQUIRING STATEMENT: 11/01/04 SIGNATURE: /s/ Steven M. Lamar 4. NAME: Steven Derby ADDRESS: 53 Forest Avenue, 2nd Floor Old Greenwich, CT 06870 DESIGNATED FILER: Baystar Capital II, L.P. ISSUER & TICKER SYMBOL: The SCO Group, Inc. (SCOX) DATE OF EVENT REQUIRING STATEMENT: 11/01/04 SIGNATURE: /s/ Steven Derby * BY: BAYSTAR CAPITAL II, L.P. By: Baystar Capital Management, LLC, its General Partner By: /s/ Lawrence Goldfarb Name: Lawrence Goldfarb Title: Managing Member -----END PRIVACY-ENHANCED MESSAGE-----