SD 1 dzsi-sd.htm SD dzsi-sd.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM SD

 

Specialized Disclosure Report

 

DZS INC.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

 

Delaware

000-32743

22-3509099

(State or Other Jurisdiction

of Incorporation)

(Commission

File No.)

(I.R.S. Employer

Identification No.)

 

5700 Tennyson Parkway, Suite 400

Plano, TX 75024

(Address of Principal Executive Offices, Including Zip Code)

 

Justin Ferguson

Chief Legal Officer

(469) 327-1531

(Name and Telephone Number, Including Area Code, of the Person to Contact in Connection with

this Report)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed,

and provide the period to which the information in this form applies:

 

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to      December 31, 2020.

 


 

 Section 1 – Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure Report

 

CONFLICT MINERALS DISCLOSURE

 

This Specialized Disclosure Report (“Form SD”) for DZS Inc. (the “Company”) is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the year ended December 31, 2020.  A copy of the Conflict Minerals Report is attached hereto as Exhibit 1.01 to this Form SD and, along with this Form SD, is publicly available at the Company’s website:  https://investor.dzsi.com/financials/sec-filings/default.aspx.

 

Item 1.02 Exhibit

 

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.

 

Section 2 – Exhibits

 

Item 2.01 Exhibits

 

The following exhibit is filed as part of this Form SD:

 

 

 

 

 

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

 

 

 

 

 

 

 

 

 

Date: May 28, 2021

 

DZS Inc.

 

 

 

 

 

 

 

By:

 

/s/ Justin Ferguson

 

 

 

 

Justin Ferguson

 

 

 

 

Chief Legal Officer