SD 1 dzsi-sd.htm SD - CONFLICT MINERALS dzsi-sd.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM SD

Specialized Disclosure Report

DASAN ZHONE SOLUTIONS, INC.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

 

 

 

 

Delaware

 

000-32743

 

22-3509099

 

 

 

 

 

(State or Other Jurisdiction

of Incorporation)

 

(Commission File No.)

 

(I.R.S. Employer

Identification No.)

 

7195 Oakport Street

Oakland, California 94621

(Address of Principal Executive Offices, Including Zip Code)

Alex Yastremski, Esq.

General Counsel

(510) 777-7000

(Name and Telephone Number, Including Area Code, of the Person to Contact in Connection with this Report)

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018

 

 

 


 

Section 1 -

Conflict Minerals Disclosure

 

 

Item 1.01

Conflict Minerals Disclosure and Report

 

 

CONFLICT MINERALS DISCLOSURE

 

This Specialized Disclosure Report (“Form SD”) for DASAN Zhone Solutions, Inc. is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the year ended December 31, 2018.  A copy of the Conflict Minerals Report is attached hereto as Exhibit 1.01 to this Form SD and, along with this Form SD, is publicly available at the Company’s website: https://investor-dzsi.com/investor-relations/faq/.

 

Item 1.02

Exhibit

 

 

Section 2 -

Exhibits

 

 

The following exhibit is filed as part of this Form SD:

 

 

Exhibit 1.01

Conflict Minerals Report For the Reporting Period from January 1, 2018 to December 31, 2018

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

Date: May 31, 2019

 

DASAN Zhone Solutions, Inc.

 

 

 

 

 

By:

 

/s/ Michael Golomb

 

 

 

 

Michael Golomb

 

 

 

 

Chief Financial Officer, Corporate Treasurer and Corporate Secretary