0001209191-23-000760.txt : 20230104 0001209191-23-000760.hdr.sgml : 20230104 20230104154122 ACCESSION NUMBER: 0001209191-23-000760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nam Min Woo CENTRAL INDEX KEY: 0001683547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 23505979 MAIL ADDRESS: STREET 1: C/O ZHONE TECHNOLOGIES, INC. STREET 2: 7195 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-31 0 0001101680 DZS INC. DZSI 0001683547 Nam Min Woo C/O DZS INC. 5700 TENNYSON PKWY, 4TH FLOOR PLANO TX 75024 1 0 0 0 Common Stock 2022-12-31 4 M 0 973 0.00 A 27508 D Common Stock 2022-12-31 4 M 0 547 0.00 A 28055 D Restricted Stock Units 2022-12-31 4 M 0 973 D Common Stock 973 0 D Restricted Stock Units 2022-12-31 4 M 0 547 D Common Stock 547 0 D Restricted Stock Units 2023-01-03 4 M 0 7806 A Common Stock 7806 7806 D This represents the fourth vesting on December 31, 2022 in the amount of 973 units for a total amount vested of 3,889 of the restricted stock units issued on January 3, 2022. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. This represents the second vesting on December 31, 2022 in the amount of 547 units for a total amount vested of 1,095 of the restricted stock units issued on July 1, 2022. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and will vest in four equal installments on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to the reporting person's continued service to the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the company's common stock upon vesting. /s/Laura Larsen-Misunas as Power of Attorney 2023-01-04