0001209191-23-000758.txt : 20230104
0001209191-23-000758.hdr.sgml : 20230104
20230104153959
ACCESSION NUMBER: 0001209191-23-000758
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carbone Barbara
CENTRAL INDEX KEY: 0001822841
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 23505974
MAIL ADDRESS:
STREET 1: 120 BROADWAY
STREET 2: SUITE 200
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DZS INC.
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 4693271531
MAIL ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
DATE OF NAME CHANGE: 20160912
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-12-31
0
0001101680
DZS INC.
DZSI
0001822841
Carbone Barbara
C/O DZS INC.
5700 TENNYSON PARKWAY, 4TH FLOOR
PLANO
TX
75024
1
0
0
0
Common Stock
2022-12-31
4
M
0
973
0.00
A
8712
D
Common Stock
2022-12-31
4
M
0
547
0.00
A
9259
D
Restricted Stock Units
2022-12-31
4
M
0
973
D
Common Stock
973
0
D
Restricted Stock Units
2022-12-31
4
M
0
547
D
Common Stock
547
0
D
Restricted Stock Units
2023-01-03
4
M
0
7806
A
Common Stock
7806
7806
D
This represents the fourth vesting on December 31, 2022 in the amount of 973 units for a total amount vested of 3,889 of the restricted stock units issued on January 3, 2022. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
This represents the second vesting on December 31, 2022 in the amount of 547 units for a total amount vested of 1,095 of the restricted stock units issued on July 1, 2022. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and will vest in four equal installments on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to the reporting person's continued service to the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the company's common stock upon vesting.
/s/Laura Larsen-Misunas as Power of Attorney
2023-01-04