0001209191-21-059262.txt : 20211005 0001209191-21-059262.hdr.sgml : 20211005 20211005125236 ACCESSION NUMBER: 0001209191-21-059262 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOGT CHARLES D CENTRAL INDEX KEY: 0001283689 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 211305776 MAIL ADDRESS: STREET 1: TEKELEC STREET 2: 26580 WEST AGOURA ROAD CITY: CALABASAS STATE: CA ZIP: 91302 FORMER NAME: FORMER CONFORMED NAME: VOGT CHARLES DATE OF NAME CHANGE: 20040315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-07-01 2021-07-06 0 0001101680 DZS INC. DZSI 0001283689 VOGT CHARLES D C/O DZS INC. 5700 TENNYSON PKWY, 4TH FLOOR PLANO TX 75024 1 1 0 0 President & CEO Restricted Stock Units 2021-07-01 4 A 0 200000 A Common Stock 200000 200000 D The original Form 4, filed on July 6, 2021, is being amended by this Form 4 amendment solely to correct an administrative error, which inadvertently misreported that the restricted stock units granted pursuant to the issuers 2017 Incentive Award Plan will vest in four equal installments on July 1, 2022, 2023, 2024 and 2025, subject to the reporting person's continued employment with the issuer on each vesting date, when in fact the restricted stock units will vest in three equal installments on July 1, 2022, 2023 and 2024, subject to the reporting persons continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuers common stock upon vesting. /s/Laura Larsen-Misunas as Power of Attorney 2021-10-05