0001209191-18-024615.txt : 20180411
0001209191-18-024615.hdr.sgml : 20180411
20180411151848
ACCESSION NUMBER: 0001209191-18-024615
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180409
FILED AS OF DATE: 20180411
DATE AS OF CHANGE: 20180411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Unterberger Rolf
CENTRAL INDEX KEY: 0001736324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 18749921
MAIL ADDRESS:
STREET 1: C/O DASAN ZHONE SOLUTIONS, INC.
STREET 2: 7195 OAKPORT ST.
CITY: OAKLAND
STATE: CA
ZIP: 94621
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
BUSINESS PHONE: 5107777000
MAIL ADDRESS:
STREET 1: 7195 OAKPORT STREET
CITY: OAKLAND
STATE: CA
ZIP: 94621
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-04-09
0
0001101680
DASAN ZHONE SOLUTIONS INC
DZSI
0001736324
Unterberger Rolf
C/O DASAN ZHONE SOLUTIONS, INC.
7195 OAKPORT ST.
OAKLAND
CA
94621
1
0
0
0
Common Stock
2018-04-09
4
A
0
4525
0.00
A
4525
D
Represents restricted stock units issued to the reporting person that will vest in three equal installments on June 30, 2018, September 30, 2018 and December 31, 2018, subject to the reporting person's continued service to the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the company's common stock upon vesting.
/s/Laura Larsen-Misunas as Power of Attorney
2018-04-11