0001101680-24-000133.txt : 20240910 0001101680-24-000133.hdr.sgml : 20240910 20240910192952 ACCESSION NUMBER: 0001101680-24-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240906 FILED AS OF DATE: 20240910 DATE AS OF CHANGE: 20240910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bross Matthew W CENTRAL INDEX KEY: 0001599956 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 241291199 MAIL ADDRESS: STREET 1: C/O 4 TECHNOLOGY PARK DRIVE CITY: WESTFORD STATE: MA ZIP: 01886 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 wk-form4_1726010985.xml FORM 4 X0508 4 2024-09-06 0 0001101680 DZS INC. DZSI 0001599956 Bross Matthew W C/O DZS INC. 5700 TENNYSON PARKWAY, 4TH FLOOR PLANO TX 75024 1 0 0 0 0 Common Stock 2024-09-06 4 M 0 50000 A 67065 D Restricted Stock Units 2024-09-06 4 A 0 100000 A Common Stock 100000 100000 D Restricted Stock Units 2024-09-06 4 M 0 50000 D Common Stock 50000 50000 D These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan. These restricted stock units are 50% vested on the grant date of September 6, 2024, and the rest of the awards will vest in two equal installments on September 30, 2024, and December 31, 2024, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. /s/Laura Larsen-Misunas as Power of Attorney 2024-09-10