0001101680-23-000119.txt : 20231003
0001101680-23-000119.hdr.sgml : 20231003
20231003161651
ACCESSION NUMBER: 0001101680-23-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231001
FILED AS OF DATE: 20231003
DATE AS OF CHANGE: 20231003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferguson Justin K.
CENTRAL INDEX KEY: 0001655819
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 231303857
MAIL ADDRESS:
STREET 1: C/O DZS INC.
STREET 2: 5700 TENNYSON PARKWAY SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DZS INC.
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 4693271531
MAIL ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
DATE OF NAME CHANGE: 20160912
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
wk-form4_1696364179.xml
FORM 4
X0508
4
2023-10-01
0
0001101680
DZS INC.
DZSI
0001655819
Ferguson Justin K.
C/O DZS INC.
5700 TENNYSON PKWY, 4TH FLOOR
PLANO
TX
75024
0
1
0
0
Chief Legal Officer
0
Common Stock
2023-10-01
4
M
0
6666
A
52567
D
Common Stock
2023-10-01
4
F
0
1824
2.10
D
50743
D
Restricted Stock Units
2023-10-01
4
M
0
6666
D
Common Stock
6666
6668
D
This represents the second vesting on October 1, 2023 in the amount of 6,666 units for a total amount vested of 13,332 of the restricted stock units issued on October 1, 2021. The remaining equal vesting will occur on October 1, 2024, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units.
/s/Laura Larsen-Misunas as Power of Attorney
2023-10-03