0001101680-23-000118.txt : 20231003 0001101680-23-000118.hdr.sgml : 20231003 20231003161557 ACCESSION NUMBER: 0001101680-23-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231001 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alonso Miguel CENTRAL INDEX KEY: 0001967321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 231303829 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 wk-form4_1696364134.xml FORM 4 X0508 4 2023-10-01 0 0001101680 DZS INC. DZSI 0001967321 Alonso Miguel C/O DZS INC. 5700 TENNYSON PARKWAY, 4TH FLOOR PLANO TX 75024 0 1 0 0 Chief Product Officer 0 Common Stock 2023-10-01 4 M 0 1250 A 29934 D Common Stock 2023-10-01 4 F 0 420 2.10 D 29514 D Restricted Stock Units 2023-10-01 4 M 0 1250 D Common Stock 1250 2500 D This represents the second vesting on October 1, 2023 in the amount of 1,250 units for a total amount vested of 2,500 of the restricted stock units issued on October 1, 2021. Two remaining equal vesting will occur on October 1, 2024 and 2025 subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units. /s/Laura Larsen-Misunas as Power of Attorney 2023-10-03