0001101680-23-000062.txt : 20230613 0001101680-23-000062.hdr.sgml : 20230613 20230613145750 ACCESSION NUMBER: 0001101680-23-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230610 FILED AS OF DATE: 20230613 DATE AS OF CHANGE: 20230613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferguson Justin K. CENTRAL INDEX KEY: 0001655819 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 231011047 MAIL ADDRESS: STREET 1: C/O DZS INC. STREET 2: 5700 TENNYSON PARKWAY SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 wk-form4_1686682659.xml FORM 4 X0407 4 2023-06-10 0 0001101680 DZS INC. DZSI 0001655819 Ferguson Justin K. C/O DZS INC. 5700 TENNYSON PKWY, 4TH FLOOR PLANO TX 75024 0 1 0 0 Chief Legal Officer 0 Common Stock 2023-06-10 4 M 0 12500 0 A 38797 D Common Stock 2023-06-10 4 F 0 5374 3.49 D 33423 D Restricted Stock Units 2023-06-10 4 M 0 12500 D Common Stock 12500 0 D This represents the third vesting on June 10, 2023 in the amount of 12,500 units for a total amount vested of 37,500 of the restricted stock units issued on September 28, 2020. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units. /s/Laura Larsen-Misunas as Power of Attorney 2023-06-13