0001101680-23-000060.txt : 20230613 0001101680-23-000060.hdr.sgml : 20230613 20230613145616 ACCESSION NUMBER: 0001101680-23-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230610 FILED AS OF DATE: 20230613 DATE AS OF CHANGE: 20230613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOGT CHARLES D CENTRAL INDEX KEY: 0001283689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 231011044 MAIL ADDRESS: STREET 1: TEKELEC STREET 2: 26580 WEST AGOURA ROAD CITY: CALABASAS STATE: CA ZIP: 91302 FORMER NAME: FORMER CONFORMED NAME: VOGT CHARLES DATE OF NAME CHANGE: 20040315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 wk-form4_1686682567.xml FORM 4 X0407 4 2023-06-10 0 0001101680 DZS INC. DZSI 0001283689 VOGT CHARLES D C/O DZS INC. 5700 TENNYSON PKWY, 4TH FLOOR PLANO TX 75024 1 1 0 0 President & CEO 0 Common Stock 2023-06-10 4 M 0 14816 0 A 109068 D Common Stock 2023-06-10 4 F 0 6116 3.49 D 102952 D Restricted Stock Units 2023-06-10 4 M 0 14816 D Common Stock 14816 0 D This represents the third vesting on June 10, 2023 in the amount of 14,816 units for a total amount vested of 44,444 of the restricted stock units issued on August 1, 2020. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock. /s/Laura Larsen-Misunas as Power of Attorney 2023-06-10