0001101680-23-000060.txt : 20230613
0001101680-23-000060.hdr.sgml : 20230613
20230613145616
ACCESSION NUMBER: 0001101680-23-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230610
FILED AS OF DATE: 20230613
DATE AS OF CHANGE: 20230613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOGT CHARLES D
CENTRAL INDEX KEY: 0001283689
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 231011044
MAIL ADDRESS:
STREET 1: TEKELEC
STREET 2: 26580 WEST AGOURA ROAD
CITY: CALABASAS
STATE: CA
ZIP: 91302
FORMER NAME:
FORMER CONFORMED NAME: VOGT CHARLES
DATE OF NAME CHANGE: 20040315
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DZS INC.
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 4693271531
MAIL ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
DATE OF NAME CHANGE: 20160912
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
4
1
wk-form4_1686682567.xml
FORM 4
X0407
4
2023-06-10
0
0001101680
DZS INC.
DZSI
0001283689
VOGT CHARLES D
C/O DZS INC.
5700 TENNYSON PKWY, 4TH FLOOR
PLANO
TX
75024
1
1
0
0
President & CEO
0
Common Stock
2023-06-10
4
M
0
14816
0
A
109068
D
Common Stock
2023-06-10
4
F
0
6116
3.49
D
102952
D
Restricted Stock Units
2023-06-10
4
M
0
14816
D
Common Stock
14816
0
D
This represents the third vesting on June 10, 2023 in the amount of 14,816 units for a total amount vested of 44,444 of the restricted stock units issued on August 1, 2020. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock.
/s/Laura Larsen-Misunas as Power of Attorney
2023-06-10