0001101680-23-000056.txt : 20230601 0001101680-23-000056.hdr.sgml : 20230601 20230601165737 ACCESSION NUMBER: 0001101680-23-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230530 FILED AS OF DATE: 20230601 DATE AS OF CHANGE: 20230601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alonso Miguel CENTRAL INDEX KEY: 0001967321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 23985461 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 wk-form4_1685653048.xml FORM 4 X0407 4 2023-05-30 0 0001101680 DZS INC. DZSI 0001967321 Alonso Miguel C/O DZS INC. 5700 TENNYSON PARKWAY, 4TH FLOOR PLANO TX 75024 0 1 0 0 Chief Product Officer 0 Common Stock 2023-05-30 4 M 0 4138 0 A 14141 D Common Stock 2023-05-30 4 F 0 1352 6.39 D 12789 D Restricted Stock Units 2023-05-30 4 M 0 4138 D Common Stock 4138 0 D This represents the vesting on May 30, 2023 in the amount of 4,138 units for a total amount vested of 4,138 of the restricted stock units issued on May 30, 2022. Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock. /s/Laura Larsen-Misunas as Power of Attorney 2023-06-01