0001101680-23-000020.txt : 20230404 0001101680-23-000020.hdr.sgml : 20230404 20230404165548 ACCESSION NUMBER: 0001101680-23-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230404 DATE AS OF CHANGE: 20230404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carbone Barbara CENTRAL INDEX KEY: 0001822841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 23798838 MAIL ADDRESS: STREET 1: 120 BROADWAY STREET 2: SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DZS INC. CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 4693271531 MAIL ADDRESS: STREET 1: 5700 TENNYSON PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC DATE OF NAME CHANGE: 20160912 FORMER COMPANY: FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC DATE OF NAME CHANGE: 20031114 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 4 1 wf-form4_168064171788565.xml FORM 4 X0407 4 2023-03-31 0 0001101680 DZS INC. DZSI 0001822841 Carbone Barbara C/O DZS INC. 5700 TENNYSON PARKWAY, 4TH FLOOR PLANO TX 75024 1 0 0 0 0 Common Stock 2023-03-31 4 M 0 1951 A 11210 D Restricted Stock Units 2023-03-31 4 M 0 1951 D Common Stock 1951.0 5855 D This represents the first vesting on March 31, 2023 in the amount of 1,951 units for a total amount vested of 1,951 of the restricted stock units issued on January 3, 2023. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. /s/Laura Larsen-Misunas as Power of Attorney 2023-04-04