0001101680-23-000008.txt : 20230302
0001101680-23-000008.hdr.sgml : 20230302
20230302161728
ACCESSION NUMBER: 0001101680-23-000008
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230220
FILED AS OF DATE: 20230302
DATE AS OF CHANGE: 20230302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Won Deok Yeon
CENTRAL INDEX KEY: 0001967874
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32743
FILM NUMBER: 23699180
MAIL ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DZS INC.
CENTRAL INDEX KEY: 0001101680
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 223509099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 4693271531
MAIL ADDRESS:
STREET 1: 5700 TENNYSON PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: DASAN ZHONE SOLUTIONS INC
DATE OF NAME CHANGE: 20160912
FORMER COMPANY:
FORMER CONFORMED NAME: ZHONE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20031114
FORMER COMPANY:
FORMER CONFORMED NAME: TELLIUM INC
DATE OF NAME CHANGE: 20000911
3
1
wf-form3_167779182469262.xml
FORM 3
X0206
3
2023-02-20
0
0001101680
DZS INC.
DZSI
0001967874
Won Deok Yeon
C/O DZS INC.
5700 TENNYSON PARKWAY, 4TH FLOOR
PLANO
TX
75024
0
1
0
0
Chief Customer Officer, Asia
Common Stock
3750
D
Stock Options (Right to Buy)
4.75
2027-01-11
Common Stock
1250.0
D
Stock Options (Right to Buy)
9.63
2028-08-09
Common Stock
16676.0
D
Restricted Stock Units
Common Stock
11250.0
D
Restricted Stock Units
Common Stock
30000.0
D
These stock options were granted pursuant to the issuer's 2017 Incentive Award Plan and have fully vested.
These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and will vest in three equal installments on July 1, 2023, 2024, and 2025, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
/s/Laura Larsen-Misunas as Power of Attorney
2023-03-02