-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KohtzrPbb9siiW3wj81vKaivelDBFpnSy+8jOJfT3Nxbd8iwylFEfBFED1ZLOV73 H5KIo+i0cR1s4QnkyiPG/g== 0000897069-04-000013.txt : 20040102 0000897069-04-000013.hdr.sgml : 20040101 20040102155826 ACCESSION NUMBER: 0000897069-04-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031230 FILED AS OF DATE: 20040102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCHEN HENRI CENTRAL INDEX KEY: 0001101517 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31332 FILM NUMBER: 04501357 BUSINESS ADDRESS: STREET 1: C/O AMERICOM USA INC STREET 2: 1303 GRAND AVENUE CITY: ARROYO GRANDE STATE: CA ZIP: 93420 MAIL ADDRESS: STREET 1: C/O AMERICOM USA INC STREET 2: 1303 GRAND AVENUE CITY: ARROYO STATE: CA ZIP: 93420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001141240 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 330264467 BUSINESS ADDRESS: STREET 1: 25800 COMMERCENTRE DRIVE STREET 2: SUITE 100 CITY: LAKE FOREST STATE: CA ZIP: 92630 BUSINESS PHONE: 800-511-3651 FORMER COMPANY: FORMER CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES DATE OF NAME CHANGE: 20010523 4 1 sks4_ex.xml X0201 4 2003-12-30 0 0001141240 LIQUIDMETAL TECHNOLOGIES INC LQMT 0001101517 TCHEN HENRI 17150 NEWHOPE STREET, SUITE 503 FOUNTAIN VALLEY CA 92708 1 0 0 0 Option to purchase common stock 2.43 2003-12-30 4 A 0 50000 0 A 2013-12-30 Common Stock 50000 50000 D Option to purchase common stock 2.63 2004-01-01 4 A 0 10000 0 A 2014-01-01 Common Stock 10000 10000 D 16,666 shares exercisable on each of December 30, 2004 and 2005, and 16,668 shares exercisable on December 30, 2006. Option grant made in connection with retention option grant program. 2,000 shares exercisable on each of January 1, 2005, 2006, 2007, 2008, and 2009. Option grants made automatically on each January 1 under 2002 Non-employee Director Stock Option Plan. Curt P. Creely as attorney-in-fact for Henri Tchen 2004-01-01 -----END PRIVACY-ENHANCED MESSAGE-----