0001101215-23-000182.txt : 20231018 0001101215-23-000182.hdr.sgml : 20231018 20231018160711 ACCESSION NUMBER: 0001101215-23-000182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231016 FILED AS OF DATE: 20231018 DATE AS OF CHANGE: 20231018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerspach John C CENTRAL INDEX KEY: 0001321140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15749 FILM NUMBER: 231332310 MAIL ADDRESS: STREET 1: C/O CORPORATE LAW DEP'T, CITIGOUP INC. STREET 2: 388 GREENWICH STREET, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BREAD FINANCIAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001101215 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 311429215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3095 LOYALTY CIRCLE CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: 6147294000 MAIL ADDRESS: STREET 1: 3095 LOYALTY CIRCLE CITY: COLUMBUS STATE: OH ZIP: 43219 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP DATE OF NAME CHANGE: 19991217 4 1 wk-form4_1697659617.xml FORM 4 X0508 4 2023-10-16 0 0001101215 BREAD FINANCIAL HOLDINGS, INC. BFH 0001321140 Gerspach John C 3095 LOYALTY CIRCLE COLUMBUS OH 43219 1 0 0 0 0 Common Stock 2023-10-16 4 A 0 1033 A 33319 D Common Stock 6000 I By Gerspach 2020 GST Exempt Trust The new grant is for 1,033 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) October 16, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than October 16, 2024. The total amount of securities beneficially owned includes: (a) 10,000 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; (k) 1,038 unvested restricted stock units granted 4/17/23; (l) 4,932 unvested restricted stock units granted 6/15/23; (m) 1,186 unvested restricted stock units granted 7/17/23; and (n) the new grant for 1,033 restricted stock units. The shares are held by the Gerspach 2020 GST Exempt Trust, for which the Reporting Person's spouse serves as trustee. Benjamin L. Morgan, Attorney in Fact 2023-10-18