0001101215-23-000182.txt : 20231018
0001101215-23-000182.hdr.sgml : 20231018
20231018160711
ACCESSION NUMBER: 0001101215-23-000182
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231016
FILED AS OF DATE: 20231018
DATE AS OF CHANGE: 20231018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gerspach John C
CENTRAL INDEX KEY: 0001321140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15749
FILM NUMBER: 231332310
MAIL ADDRESS:
STREET 1: C/O CORPORATE LAW DEP'T, CITIGOUP INC.
STREET 2: 388 GREENWICH STREET, 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BREAD FINANCIAL HOLDINGS, INC.
CENTRAL INDEX KEY: 0001101215
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 311429215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3095 LOYALTY CIRCLE
CITY: COLUMBUS
STATE: OH
ZIP: 43219
BUSINESS PHONE: 6147294000
MAIL ADDRESS:
STREET 1: 3095 LOYALTY CIRCLE
CITY: COLUMBUS
STATE: OH
ZIP: 43219
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP
DATE OF NAME CHANGE: 19991217
4
1
wk-form4_1697659617.xml
FORM 4
X0508
4
2023-10-16
0
0001101215
BREAD FINANCIAL HOLDINGS, INC.
BFH
0001321140
Gerspach John C
3095 LOYALTY CIRCLE
COLUMBUS
OH
43219
1
0
0
0
0
Common Stock
2023-10-16
4
A
0
1033
A
33319
D
Common Stock
6000
I
By Gerspach 2020 GST Exempt Trust
The new grant is for 1,033 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) October 16, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than October 16, 2024.
The total amount of securities beneficially owned includes: (a) 10,000 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; (k) 1,038 unvested restricted stock units granted 4/17/23; (l) 4,932 unvested restricted stock units granted 6/15/23; (m) 1,186 unvested restricted stock units granted 7/17/23; and (n) the new grant for 1,033 restricted stock units.
The shares are held by the Gerspach 2020 GST Exempt Trust, for which the Reporting Person's spouse serves as trustee.
Benjamin L. Morgan, Attorney in Fact
2023-10-18