0001101215-20-000132.txt : 20200623 0001101215-20-000132.hdr.sgml : 20200623 20200623160532 ACCESSION NUMBER: 0001101215-20-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200622 FILED AS OF DATE: 20200623 DATE AS OF CHANGE: 20200623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerspach John C CENTRAL INDEX KEY: 0001321140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15749 FILM NUMBER: 20981960 MAIL ADDRESS: STREET 1: C/O CORPORATE LAW DEP'T, CITIGOUP INC. STREET 2: 388 GREENWICH STREET, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP CENTRAL INDEX KEY: 0001101215 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 311429215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3075 LOYALTY CIRCLE CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: 6147294000 MAIL ADDRESS: STREET 1: 3075 LOYALTY CIRCLE CITY: COLUMBUS STATE: OH ZIP: 43219 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-06-22 0001101215 ALLIANCE DATA SYSTEMS CORP ADS 0001321140 Gerspach John C 3075 LOYALTY CIRCLE COLUMBUS OH 43219 1 0 0 0 Common Stock 2020-06-22 4 A 0 5152 A 10152 D The new grant is for 5,152 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/21/30 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 21, 2021. The total amount of securities beneficially owned includes: (a) 5,000 unrestricted shares; and (b) the new grant for 5,152 restricted stock units. Cynthia L. Hageman, Attorney in Fact 2020-06-23