X0508 4 2021-06-02 1 0001101026 Zivo Bioscience, Inc. ZIVO 0000919484 STROME MARK E 1688 MERIDIAN AVENUE SUITE 727 MIAMI BEACH FL 33139 0 0 1 0 0001713153 STROME MEZZANINE FUND, LP 1688 MERIDIAN AVENUE SUITE 727 MIAMI BEACH FL 33139 0 0 1 0 0001324539 Strome Alpha Fund L P 1688 MERIDIAN AVENUE SUITE 727 MIAMI BEACH FL 33139 0 0 1 0 0000936711 STROME INVESTMENT MANAGEMENT LP 1688 MERIDIAN AVENUE SUITE 727 MIAMI BEACH FL 33139 0 0 1 0 0001724136 STROME GROUP, INC. 1688 MERIDIAN AVENUE SUITE 727 MIAMI BEACH FL 33139 0 0 1 0 0 Common Stock 2021-06-02 4 C 0 326286 8 A 326286 I By entity Common Stock 2021-06-02 4 P 0 40000 4.99 A 203601 I By trust Common Stock Purchase Warrant 5.5 2021-06-02 4 P 0 40000 0.01 A 2021-06-02 2026-06-02 Common Stock 40000 40000 I By trust Convertible Debt 8 2021-06-02 4 C 0 2191187 0 D Common Stock 326286 0 I By entity Common Stock Purchase Warrant 8 2022-07-24 4 J 0 3125 0 D 2017-07-24 2022-07-24 Common Stock 3125 0 I By entity Common Stock Purchase Warrant 8 2022-09-25 4 J 0 3125 0 D 2017-09-25 2022-09-25 Common Stock 3125 0 I By entity Common Stock Purchase Warrant 8 2022-11-20 4 J 0 208333 0 D 2017-11-20 2022-11-20 Common Stock 208333 0 I By entity Common Stock Purchase Warrant 8 2022-11-20 4 J 0 8333 0 D 2017-11-20 2022-11-20 Common Stock 8333 0 I By entity Common Stock Purchase Warrant 8 2022-11-20 4 J 0 3125 0 D 2017-11-20 2022-11-20 Common Stock 3125 0 I By entity Common Stock Purchase Warrant 8 2022-11-20 4 J 0 104166 0 D 2017-11-20 2022-11-20 Common Stock 104166 0 I By entity Common Stock Purchase Warrant 8 2022-11-20 4 J 0 4166 0 D 2017-11-20 2022-11-20 Common Stock 4166 0 I By entity The reported transaction resulted from the conversion of convertible debt into shares of common stock at $8.00. This filing is made on behalf of Strome Mezzanine Fund, L.P ("Strome Mezzanine"), Strome Alpha Fund LP ("Strome Alpha"), Strome Investment Management, LP, Strome Group, Inc., and Mark Strome (together, the "Reporting Persons"). Strome Investment Management, LP is the general partner of Strome Mezzanine. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark Strome is the President and CEO of Strome Group, Inc. Strome Investment Management, LP, Strome Group, Inc., and Mark Strome may be deemed to share voting and investment power for the shares held by Strome Mezzanine and Strome Alpha. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. The convertible debt was convertible at any time prior to, and did not expire until, the repayment or conversion of the convertible debt in full. Expiration of long derivative position (warrant) without value received. Mark E. Strome 2023-10-30 Mark E. Strome, as President of General Partner, on behalf of Strome Mezzanine Fund, LP 2023-10-30 Mark E. Strome, as President of General Partner, on behalf of Strome Alpha Fund, L.P. 2023-10-30 Mark E. Strome, as President of General Partner, on behalf of Strome Investment Management, LP 2023-10-30 Mark E. Strome, as President, on behalf of Strome Alpha Fund, L.P. 2023-10-30