4 1 doc1.txt ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: 01-31-2005 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Williams David G. ________________________________________________________________________________ (Last) (First) (Middle) 1718 Fry Road, Suite 450 ________________________________________________________________________________ (Street) Houston TX 77084 ________________________________________________________________________________ (City) (State) (Zip) HumaTech, Inc. -- HUMT ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) November 21, 2002 ________________________________________________________________________________ 4. Statement for Month/Day/Year ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) President/Chief Executive Officer ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by 1 Reporting Person [ ] Form filed by more than 1 Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. 2A. Deemed Code --------------------------- Owned follow- (D) or Indirect 1. Transaction Execution (Instr. 8) ing reported Indirect Beneficial Title of Security Date Date, if ------------ transaction(s) (I) Ownership (Instr. 3) (mm/dd/yy) any (Instr. 3 (Instr.4) (Instr.4) (mm/dd/yy) (A) or and 4) Code V Amount (D) Price ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 11/21/02 J (1) 4,043,255 D 77,375 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 11/21/02 J (1) 4,043,255 A 4,043,255 I By Willow Capital, L.P. ---------------------------------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ===================================================================================================================================
Explanation of Responses: (1) On November 21, 2002, 4,043,255 shares were transferred from David G. Williams to Willow Capital, L.P. Mr. Williams does not have voting or disposition power over the shares, however, he does have a pecuniary interest in that he is the beneficiary of proceeds that may be received from the sale of the shares. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) SEC 1475(08-02) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
2. Conver- sion or Exer- size Price 3.Trans- 1. of action 3A. Deemed 5.Number of Derivative Title of Deriv- Date Execution 4. Transaction Code Securities Acquired (A) 6.Date Exercisable and Derivative ative (Month/ Date if any (Instr. 8) or Disposed of (D) Expiration Date Security Secur- dd/year) (Month/ ------------------- (Instr.3,4 and 5) Date Expiration (Instr. 3) ity dd/year) Code V (A) (D) Exercisable Date ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- None ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ===================================================================================================================================
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned Continued (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
7. Title and Amount of Underlying Securities 8. Price of 9. Number of 10. Ownership (Instr. 3 and 4) Derivitive Derivative Securities Form of Derivitive --------------------------- Security Beneficially Owned Securities:Direct 11. Nature of Indirect Amount or (Instr.5) Following Reported (D)or Indirect(I) Beneficial Ownership Title Number of shares Transaction(s)(Instr.4) (Instr. 4) (Instr. 4) ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ===================================================================================================================================
Explanation of Responses: /s/ David G. Williams 11/21/02 --------------------------------------------- ----------------------- **Signature of Reporting Person Date * If the form is filed by more than one person, see Instruction 4(b)(v) ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2