Onvia Inc.
|
(Name of Issuer)
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Common Stock, $.0001 par value per share
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(Title of Class of Securities)
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68338T403
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(CUSIP Number)
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December 31, 2011
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No.
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68338T403
|
1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
ROGER FELDMAN
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
(a) £
|
|
(b) £
|
|
3
|
SEC USE ONLY
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
United States Citizen
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH:
|
5
|
SOLE VOTING POWER
|
69,435
|
||
6
|
SHARED VOTING POWER
|
|
428,754
|
||
7
|
SOLE DISPOSITIVE POWER
|
|
69,435
|
||
8
|
SHARED DISPOSITIVE POWER
|
|
428,754
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
498,189
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
£
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
5.8%
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
IN
|
CUSIP No.
|
68338T403
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
HARVEY HANERFELD
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
(a) £
|
|
(b) £
|
|
3
|
SEC USE ONLY
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
United States Citizen
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH:
|
5
|
SOLE VOTING POWER
|
22,230
|
||
6
|
SHARED VOTING POWER
|
|
428,754
|
||
7
|
SOLE DISPOSITIVE POWER
|
|
22,230
|
||
8
|
SHARED DISPOSITIVE POWER
|
|
428,754
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
450,984
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
£
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
5.3%
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
IN
|
|
(a)
|
Name of Issuer
|
|
(b)
|
Address of Issuer’s Principal Executive Offices
|
|
(a)
|
Name of Person Filing
|
|
(b)
|
Address of Principal Business Office or, if none, Residence
|
|
(c)
|
Citizenship
|
|
(d)
|
Title of Class of Securities
|
|
(e)
|
CUSIP Number
|
Item 3.
|
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
|
(a)
|
£
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
(b)
|
£
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
£
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. £78c).
|
|
(d)
|
£
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
|
|
(e)
|
£
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
£
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
£
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
£
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
£
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
(j)
|
£
|
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
|
Item 4.
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Ownership.
|
|
(a)
|
Amount beneficially owned: See Attachment A
|
|
(b)
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Percent of class: See Attachment A
|
|
(c)
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Number of shares as to which the person has:
|
|
(i)
|
Sole power to vote or to direct the vote: See Attachment A
|
|
(ii)
|
Shared power to vote or to direct the vote: See Attachment A
|
|
(iii)
|
Sole power to dispose or to direct the disposition of: See Attachment A
|
|
(iv)
|
Shared power to dispose or to direct the disposition of: See Attachment A
|
Item 5.
|
Ownership of Five Percent or Less of a Class
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
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Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
|
Item 8.
|
Identification and Classification of Members of the Group
|
Item 9.
|
Notice of Dissolution of Group
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Item 10.
|
Certification
|
Date: February 01, 2012
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By:
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/s/ Roger Feldman
|
|
|
Name: Roger Feldman
|
Date: February 01, 2012
|
By:
|
/s/ Harvey Hanerfeld
|
|
|
Name: Harvey Hanerfeld
|
Attention:
|
Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
|