-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ks6iWNbDZqYJdz7D0BYrCLSgb7k4OV9HihLWlfA6K2PlFTcWn0tad/b2eBm8GRoL 6jTdmEIH5pUzrVkXW5Fouw== 0001140361-08-003643.txt : 20080212 0001140361-08-003643.hdr.sgml : 20080212 20080212133026 ACCESSION NUMBER: 0001140361-08-003643 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080212 DATE AS OF CHANGE: 20080212 GROUP MEMBERS: HARVEY HANERFELD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONVIA INC CENTRAL INDEX KEY: 0001100917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 911859172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58749 FILM NUMBER: 08597155 BUSINESS ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-373-9404 MAIL ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: ONVIA COM INC DATE OF NAME CHANGE: 19991213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FELDMAN ROGER CENTRAL INDEX KEY: 0001098385 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 700 ELEVENTH ST. STREET 2: SUITE 640 CITY: WASHINGTON STATE: DC ZIP: 20201 MAIL ADDRESS: STREET 1: 1260 MERCER STREET STREET 2: C/O ONVIA COM CITY: SEATTLE STATE: WA ZIP: 98109 SC 13G/A 1 formsc13ga.htm ONVIA INC SC13GA 12-31-2007 formsc13ga.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 05 )*

 
Onvia, Inc.
(Name of Issuer)
 
Common Stock, par value $.0001 per share
(Title of Class of Securities)
 
68338T403
(CUSIP Number)

 
December 31, 2007
(Date of Event which Requires Filing of this Statement)

 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
£  Rule 13d-1(b)
  
 
T  Rule 13d-1(c)
  
 
£  Rule 13d-1(d)
  
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
SCHEDULE 13G
CUSIP No. 68338T403

1.
  
Names of Reporting Persons.
   
Roger Feldman
   
I.R.S. Identification Nos. of above persons (entities only).
     
     
2.
  
Check the Appropriate Box if a Member of a Group (See Instructions)
   
(a)  £       (b)  £
     
     
3.
  
SEC USE ONLY
     
     
4.
  
Citizenship or Place of Organization
   
United States citizen
     
       
   
5.
Sole Voting Power
     
44,149
       
       
Number of
  
6.
Shared Voting Power
Shares
    
654,572
Beneficially
      
Owned by      
Each Reporting
  
7.
Sole Dispositive Power
Person With:
    
44,149
     
       
   
8.
Shared Dispositive Power
     
654,572
       
     
9.
  
Aggregate Amount Beneficially Owned by Each Reporting Person
   
698,721
     
     
10.
  
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  £
     
     
11.
  
Percent of Class Represented by Amount in Row (9)
   
8.5%
     
     
12.
  
Type of Reporting Person
   
IN
 
2
 
SCHEDULE 13G
CUSIP No. 68338T403

1.
  
Names of Reporting Persons.
   
Harvey Hanerfeld
   
I.R.S. Identification Nos. of above persons (entities only).
     
     
2.
  
Check the Appropriate Box if a Member of a Group (See Instructions)
   
(a)  £       (b)  £
     
     
3.
  
SEC USE ONLY
     
     
4.
  
Citizenship or Place of Organization
   
United States citizen
     
       
   
5.
Sole Voting Power
     
22,230
       
       
Number of
  
6.
Shared Voting Power
Shares
    
654,572
Beneficially
      
Owned by      
Each Reporting
  
7.
Sole Dispositive Power
Person With:
    
22,230
     
   
8.
Shared Dispositive Power
     
654,572
       
     
9.
  
Aggregate Amount Beneficially Owned by Each Reporting Person
   
676,802
     
     
10.
  
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  £
     
     
11.
  
Percent of Class Represented by Amount in Row (9)
   
8.3%
     
     
12.
  
Type of Reporting Person
   
IN
 
3
 
Item 1.
 
(a)
Name of Issuer

Onvia, Inc.
 
(b)
Address of Issuer's Principal Executive Offices

509 Olive Way
Ste. 400
Seattle, WA 98101

Item 2.
 
(a)
Name of Person Filing

This schedule 13G is being filed jointly by Roger Feldman and Harvey Hanerfeld (the "Reporting Persons").
 
(b)
Address of Principal Business Office or, if none, Residence

The address of each of the Reporting Persons is 1919 Pennsylvania Avenue, NW, Suite 725, Washington, DC 20006
 
(c)
Citizenship

Each of the Reporting Persons is a United States citizen
 
(d)
Title of Class of Securities

Common Stock, $.0001 par value
 
(e)
CUSIP Number

68338T403

Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
(a)
£
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
(b)
£
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
(c)
£
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
(d)
£
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
 
(e)
£
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
(f)
£
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
(g)
£
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
(h)
£
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
(i)
£
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
(j)
£
Group, in accordance with §240.13d-1(b)(1)(ii)(J).

Item 4.
Ownership.
 
(a)
Amount beneficially owned:

* See Attachment A
 
(b)
Percent of class:

* See Attachment A
 
(c)
Number of shares as to which the person has:
 
(i)
Sole power to vote or to direct the vote

* See Attachment A
 
(ii)
Shared power to vote or to direct the vote

* See Attachment A
 
(iii)
Sole power to dispose or to direct the disposition of

* See Attachment A
 
(iv)
Shared power to dispose or to direct the disposition of

* See Attachment A
 
4
 
Item 5.
Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following £.

Instruction: Dissolution of a group requires a response to this item.

Not Applicable

Item 6.
Ownership of More than Five Percent on Behalf of Another Person
Not Applicable

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
Not Applicable

Item 8.
Identification and Classification of Members of the Group
Not Applicable

Item 9.
Notice of Dissolution of Group


Item 10.
Certifications


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date:   February 11, 2008
 
Roger Feldman
     
 
By:
/s/ Roger Feldman
   
      Roger Feldman
     
 
Harvey Hanerfeld
     
 
By:
/s/ Harvey Hanerfeld
   
  Harvey Hanerfeld
 
5
 
ATTACHMENT A
 
As of December 31, 2007, Roger Feldman is the beneficial owner of 698,721 shares of Common Stock, constituting 8.5% of the issued and outstanding shares of Common Stock (assuming the exercise of 29,399 options into Common Stock).  Harvey Hanerfeld is the beneficial owner of 676,802 shares of Common Stock, constituting 8.3% of the issued and outstanding shares of Common Stock.  Roger Feldman has the sole power to vote or direct the voting of and to dispose and to direct the disposition of the 44,149 shares beneficially owned by him as an individual (assuming the exercise of 29,399 options beneficially held by him).  Harvey Hanerfeld has the sole power to vote or direct the voting of and to dispose and to direct the disposition of the 22,230 shares beneficially owned by him as an individual.  As the sole managing members of West Creek Capital, LLC, a Delaware limited liability company (formerly West Creek Capital, L.P., a Delaware limited partnership) that is the investment adviser to (i) West Creek Partners Fund L.P., a Delaware limited partnership ("Partners Fund"), and (ii) Cumberland Investment Partners, L.L.C., a Delaware limited liability company ("Cumberland"), Mr. Feldman and Mr. Hanerfeld may be deemed to have the shared power to direct the voting and disposition of the 407,502 shares of Common Stock owned by Partners Fund, and the 247,070 shares of Common Stock owned by Cumberland.
 
 
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