NPORT-EX 2 NPORT_941966578720328.htm iShares US Oil Equipment & Services ETF

Schedule of Investments (unaudited)

December 31, 2020

   

iShares® U.S. Oil Equipment & Services ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    

Oil & Gas Drilling — 11.5%

    

Helmerich & Payne Inc.

     143,376     $ 3,320,588  

Nabors Industries Ltd.

     11,389       663,181  

Patterson-UTI Energy Inc.

     383,802       2,018,799  

Transocean Ltd.(a)(b)

    1,182,900       2,732,499  
   

 

 

  
      8,735,067  
Oil & Gas Equipment & Services — 88.2%  

Archrock Inc.

     262,903       2,276,740  

Baker Hughes Co.

     155,437       3,240,861  

Bristow Group Inc.(a)

    47,491       1,249,963  

Cactus Inc., Class A

     97,287       2,536,272  

ChampionX Corp.(a)

    262,250       4,012,425  

Core Laboratories NV(b)

    91,040       2,413,470  

DMC Global Inc.

     30,280       1,309,610  

Dril-Quip Inc.(a)(b)

    71,827       2,127,516  

Halliburton Co.

     890,408       16,828,711  

Helix Energy Solutions Group Inc.(a)(b)

    289,429       1,215,602  

Liberty Oilfield Services Inc., Class A

     131,096       1,351,600  

NexTier Oilfield Solutions Inc.(a)(b)

    329,676       1,134,085  

NOV Inc.

     244,675       3,359,388  

Oceaneering International Inc.(a)(b)

    203,346       1,616,601  

Oil States International Inc.(a)(b)

    125,595       630,487  

ProPetro Holding Corp.(a)

    165,500       1,223,045  

Schlumberger Ltd.

     755,003         16,481,716  

Select Energy Services Inc., Class A(a)(b)

    128,776       527,982  

TechnipFMC PLC

     361,213       3,395,402  
   

 

 

  
      66,931,476  
   

 

 

  

Total Common Stocks — 99.7%
(Cost: $85,468,804)

 

     75,666,543  
   

 

 

  
Security   Shares     Value  

 

  

Short-Term Investments

    

Money Market Funds — 7.8%

    

BlackRock Cash Funds: Institutional, SL Agency Shares, 0.18%(c)(d)(e)

    5,773,262     $ 5,776,726  

BlackRock Cash Funds: Treasury, SL Agency Shares, 0.00%(c)(d)

    170,000       170,000  
   

 

 

  
      5,946,726  
   

 

 

  

Total Short -Term Investments — 7.8%
(Cost: $5,944,339)

 

     5,946,726  
   

 

 

  

Total Investments in Securities — 107.5%
(Cost: $91,413,143)

 

     81,613,269  

Other Assets, Less Liabilities — (7.5)%

 

     (5,683,507 ) 
   

 

 

  

Net Assets — 100.0%

     $   75,929,762  
   

 

 

  

 

(a)

Non-income producing security.

(b)

All or a portion of this security is on loan.

(c)

Affiliate of the Fund.

(d)

Annualized 7-day yield as of period-end.

(e)

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

 

Affiliates

Investments in issuers considered to be affiliate(s) of the Fund during the period ended December 31, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

 

  
Affiliated Issuer  

Value at

03/31/20

    Purchases
at Cost 		   

Proceeds

from Sales

    

Net Realized

Gain (Loss)

   

Change in

Unrealized

Appreciation

(Depreciation)

    

Value at

12/31/20

   

Shares

Held at

12/31/20

    Income    

Capital

Gain

Distributions

from

Underlying

Funds

 

 

  

BlackRock Cash Funds: Institutional, SL Agency Shares

   $ 2,792,356     $ 2,982,956 (a)    $ —     $ (265 )    $ 1,679     $ 5,776,726       5,773,262     $ 90,243 (b)    $ —  

BlackRock Cash Funds: Treasury, SL Agency Shares

     —       170,000 (a)       —       —       —       170,000       170,000       199       —  
       

 

 

    

 

 

    

 

 

      

 

 

    

 

 

  
        $ (265 )    $ 1,679     $ 5,946,726       $ 90,442     $ —  
       

 

 

    

 

 

    

 

 

      

 

 

    

 

 

  
  (a) 

Represents net amount purchased (sold).

 
  (b) 

All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities.

 

 

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Schedule of Investments (unaudited) (continued)

December 31, 2020

    iShares® U.S. Oil Equipment & Services ETF

 

Futures Contracts

 

 

  
Description   

Number of

Contracts

     

Expiration

Date

     

Notional

Amount

(000)

     

Value/

Unrealized

Appreciation

(Depreciation)

  

 

  

Long Contracts

            

S&P Select Sector Energy E-Mini Index

      6        03/19/21      $ 235      $ (15,817 ) 
           

 

 

  

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of December 31, 2020. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

                                                                               

 

  
     Level 1      Level 2      Level 3      Total  

 

  

Investments

            

Assets

            

Common Stocks

    $ 75,666,543      $ —      $ —      $ 75,666,543  

Money Market Funds

      5,946,726        —        —        5,946,726  
  

 

 

     

 

 

     

 

 

     

 

 

  
   $ 81,613,269      $ —      $ —      $ 81,613,269  
  

 

 

     

 

 

     

 

 

     

 

 

  

Derivative financial instruments(a)

           

Liabilities

            

Futures Contracts

    $ (15,817 )     $ —      $ —      $ (15,817 ) 
  

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a)

Shown at the unrealized appreciation (depreciation) on the contracts.

 

 

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