NPORT-EX 2 NPORT_8698242931728332.htm iShares Cybersecurity and Tech ETF

Schedule of Investments  (unaudited) 

April 30, 2020

   

iShares® Cybersecurity and Tech ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    

Israel — 7.3%

    

Check Point Software Technologies Ltd.(a)

    12,794     $ 1,352,837  

CyberArk Software Ltd.(a)

    9,262       914,715  

Radware Ltd.(a)

    10,030       237,611  
   

 

 

  
        2,505,163  
Japan — 4.5%            

Digital Arts Inc.

     2,600       158,526  

Trend Micro Inc.

     27,000       1,381,120  
   

 

 

  
      1,539,646  
Malaysia — 0.4%            

My EG Services Bhd

     532,600       157,303  
   

 

 

  
South Korea — 0.2%            

Ahnlab Inc.

     1,440       68,546  
   

 

 

  
Taiwan — 2.2%            

Accton Technology Corp.

     104,000       760,681  
   

 

 

  
United Kingdom — 3.7%            

Avast PLC(b)

    134,919       779,766  

Micro Focus International PLC

     80,119       486,797  
   

 

 

  
      1,266,563  
United States — 81.6%            

A10 Networks Inc.(a)

    13,982       95,497  

Akamai Technologies Inc.(a)

    16,948       1,655,989  

Alarm.com Holdings Inc.(a)

    8,912       398,634  

Booz Allen Hamilton Holding Corp.

     20,039       1,471,664  

CACI International Inc., Class A(a)

    6,095       1,524,603  

Calix Inc.(a)

    11,804       135,746  

Citrix Systems Inc.

     13,061       1,893,976  

Crowdstrike Holdings Inc., Class A(a)

    4,616       312,319  

DocuSign Inc.(a)

    19,119       2,002,715  

Everbridge Inc.(a)(c)

    8,278       922,004  

FireEye Inc.(a)

    51,883       597,173  

ForeScout Technologies Inc.(a)

    8,988       285,459  

Fortinet Inc.(a)

    13,948       1,502,757  

Juniper Networks Inc.

     60,276       1,301,962  

ManTech International Corp./VA, Class A

     6,614       493,140  

Mimecast Ltd.(a)

    13,829       565,606  

NIC Inc.

     15,855       384,167  

NortonLifeLock Inc.

     56,749       1,207,051  
Security   Shares     Value  
United States (continued)            

Okta Inc.(a)

    12,212     $ 1,847,676  

Palo Alto Networks Inc.(a)

    6,382       1,254,127  

Perspecta Inc.

     34,051       734,480  

Ping Identity Holding Corp.(a)

    3,838       95,643  

Proofpoint Inc.(a)

    12,534       1,525,764  

Qualys Inc.(a)(c)

    8,044       848,159  

Rapid7 Inc.(a)(c)

    10,720       488,296  

SailPoint Technologies Holding Inc.(a)(c)

    20,818       387,007  

Science Applications International Corp.

     12,820       1,046,881  

Tenable Holdings Inc.(a)

    9,786       255,023  

Varonis Systems Inc.(a)

    7,244       485,710  

VMware Inc., Class A(a)

    9,823       1,291,921  

Zix Corp.(a)

    13,317       72,977  

Zscaler Inc.(a)

    16,291       1,092,800  
   

 

 

  
      28,176,926  
   

 

 

  

Total Common Stocks — 99.9%
(Cost: $33,546,348)

       34,474,828  
   

 

 

  

Short-Term Investments

    

Money Market Funds — 2.5%

    

BlackRock Cash Funds: Institutional,
SL Agency Shares,
    0.89%(d)(e)(f)

    879,897       880,864  
   

 

 

  

Total Short-Term Investments — 2.5%
(Cost: $880,027)

       880,864  
   

 

 

  

Total Investments in Securities — 102.4%
(Cost: $34,426,375)

       35,355,692  

Other Assets, Less Liabilities — (2.4)%

       (839,556 ) 
   

 

 

  

Net Assets — 100.0%

     $   34,516,136  
   

 

 

  

 

(a) 

Non-income producing security.

(b) 

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors.

(c) 

All or a portion of this security is on loan.

(d) 

Affiliate of the Fund.

(e) 

Annualized 7-day yield as of period-end.

(f) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

 

Affiliates

Investments in issuers considered to be affiliates of the Fund during the nine months ended April 30, 2020, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer     

 Shares
Held at
07/31/19		  
 
 		      Net Activity       

 Shares
Held at
04/30/20		  
 
 		     
 Value at
04/30/20		  
 		      Income       
 Net Realized
Gain (Loss)		  
(a) 		     


 Change in
Unrealized
Appreciation
(Depreciation)		  
 
 
 

BlackRock Cash Funds: Institutional,
SL Agency Shares

      83,898        795,999        879,897      $ 880,864      $ 3,610 (b)     $ 870      $ 837  

BlackRock Cash Funds: Treasury,
SL Agency Shares

      3,000        (3,000 )       —        —        127        —        —  
           

 

 

     

 

 

     

 

 

     

 

 

  
            $ 880,864      $ 3,737      $ 870      $ 837  
           

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a) 

Includes realized capital gain distributions from an affiliated fund, if any.

 
  (b) 

Includes securities lending income earned from the reinvestment of cash collateral from loaned securities (excluding collateral investment fees), net of fees and other payments to and from borrowers of securities, and less fees paid to BTC as securities lending agent.

 

 

 

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Schedule of Investments  (unaudited) (continued)

April 30, 2020

   

iShares® Cybersecurity and Tech ETF

 

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of April 30, 2020. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

                                                                               
      Level 1      Level 2      Level 3      Total  

Investments

            

Assets

            

Common Stocks

    $ 34,474,828      $ —      $ —      $ 34,474,828  

Money Market Funds

      880,864        —        —        880,864  
  

 

 

     

 

 

     

 

 

     

 

 

  
   $ 35,355,692      $ —      $ —      $ 35,355,692  
  

 

 

     

 

 

     

 

 

     

 

 

  

 

 

 

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