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(as revised April 30, 2024) |
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2023 Prospectus |
| |||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses3 |
Total Annual Fund Operating Expenses |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Since Inception |
(Inception Date: |
|
|
Return Before Taxes |
- |
- |
Return After Taxes on Distributions1 |
- |
- |
Return After Taxes on Distributions and Sale of Fund Shares1 |
- |
- |
FTSE Developed ex US ex Korea Small Cap Focused Value Index (Index returns do not reflect deductions for fees, expenses, or taxes) |
- |
- |
|
iShares International Developed Small Cap Value Factor ETF | ||
|
Year Ended 03/31/23 |
Year Ended 03/31/22 |
Period From 03/23/21(a) to 03/31/21 |
Net asset value, beginning of period |
$34.20 |
$34.37 |
$34.52 |
Net investment income(b) |
1.09 |
1.59 |
0.16 |
Net realized and unrealized loss(c) |
(2.68 ) |
(0.74 ) |
(0.31 ) |
Net increase (decrease) from investment operations |
(1.59 ) |
0.85 |
(0.15 ) |
Distributions from net investment income(d) |
(1.01 ) |
(1.02 ) |
— |
Net asset value, end of period |
$31.60 |
$34.20 |
$34.37 |
Total Return(e) |
|
|
|
Based on net asset value |
(4.56 )% |
2.42 % |
(0.43 )%(f) |
Ratios to Average Net Assets(g) |
|
|
|
Total expenses |
0.40 % |
0.40 % |
0.40 %(h) |
Total expenses after fees waived |
0.30 % |
0.30 % |
0.30 %(h) |
Net investment income |
3.59 % |
4.55 % |
17.96 %(h) |
Supplemental Data |
|
|
|
Net assets, end of period (000) |
$158,001 |
$164,181 |
$6,875 |
Portfolio turnover rate(i) |
18 % |
35 % |
0 % |
(a) Commencement of operations. | |||
(b) Based on average shares outstanding. | |||
(c) The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |||
(d) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |||
(e) Where applicable, assumes the reinvestment of distributions. | |||
(f) Not annualized. | |||
(g) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | |||
(h) Annualized. | |||
(i) Portfolio turnover rate excludes in-kind transactions. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
Fund |
Ticker |
Listing Exchange |
iShares Core S&P 500 ETF (the “Fund”) |
IVV |
NYSE Arca |
|
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A-1 |
BlackRock |
Glass Lewis |
ISS |
BFA’s Proxy Voting Policy |
Benchmark Policy Guidelines |
Catholic Faith-Based Proxy Voting Guidelines |
|
Climate Policy |
Global Board-Aligned Proxy Voting Guidelines |
|
Corporate Governance Focused Policy |
Socially Responsible Investment (SRI) Proxy Voting Guidelines |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President of BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Stephen Cohen2 (1975) |
Trustee (since 2024). |
Senior Managing Director, Head of Global Product Solutions of BlackRock, Inc. (since 2024); Senior Managing Director, Head of Europe, Middle East and Africa Regions of BlackRock, Inc. (2021-2024); Head of iShares Index and Wealth in EMEA of BlackRock, Inc. (2017-2021); Global Head of Fixed Income Indexing of BlackRock, Inc. (2016-2017); Chief Investment Strategist for International Fixed Income and iShares of BlackRock, Inc. (2011- 2015). |
Director of iShares, Inc. (since 2024); Trustee of iShares U.S. ETF Trust (since 2024). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Laura F. Fergerson (1962) |
Trustee (since 2024). |
President, Franklin Templeton Services, LLC (2017-2024); Director of the Board of Crocker Art Museum Association (since 2019); President, Crocker Art Museum Foundation (2022-2023). |
Director of iShares, Inc. (since 2024); Trustee of iShares U.S. ETF Trust (since 2024). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Member of the Wyoming State Investment Funds Committee (since 2022); Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director of the Jackson Hole Center for the Arts (since 2021). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
James Lam (1961) |
Trustee (since 2024). |
President, James Lam & Associates, Inc. (since 2002); Director of the FAIR Institute (since 2020); adjunct professor at Carnegie Mellon University (since 2018); Member, Zicklin School of Business Dean's Council of Baruch College (since 2017); Director and Audit Committee Chair of RiskLens, Inc. (2018-2023); Director, Risk Oversight Committee Chair and Audit Committee Member of E*TRADE Financial and E*TRADE Bank (2012-2020). |
Director of iShares, Inc. (since 2024); Trustee of iShares U.S. ETF Trust (since 2024). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Director of WellBe Senior Medical (since 2023); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001- 2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Jessica Tan (1980) |
President (since 2024). |
Managing Director of BlackRock, Inc. (since 2015); Head of Global Product Solutions, Americas of BlackRock, Inc. (since 2024) and Head of Sustainable and Transition Solutions of BlackRock, Inc. (2022-2024); Global Head of Corporate Strategy of BlackRock, Inc. (2019-2022); Chief of Staff to the CEO of BlackRock, Inc. (2017-2019). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the Exchange- Traded Fund Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the Exchange-Traded Fund Complex (2014-2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director of BlackRock, Inc. (since 2023); Director of BlackRock, Inc. (2018-2022). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director of BlackRock, Inc. (since 2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering of BlackRock, Inc. (since 2021); Co-Head of EII’s Americas Portfolio Engineering of BlackRock, Inc. (2020-2021); Head of Developed Markets Portfolio Engineering of BlackRock, Inc. (2016- 2019). |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director of BlackRock, Inc. (since 2009); Co-Head of Index Equity of BlackRock, Inc. (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director of BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management of BlackRock, Inc. (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$1-$10,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares U.S. Energy ETF |
$1-$10,000 |
|
|
iShares U.S. Infrastructure ETF |
$1-$10,000 |
|
|
iShares U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares Morningstar Growth ETF |
Over $100,000 |
|
|
iShares Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew E. Lawton |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
Over $100,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financials ETF |
$10,001-$50,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
iShares Core MSCI International Developed Markets ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
Name |
iShares Core S&P 500 ETF |
Pension or Retirement Benefits Accrued As Part of Trust Expenses4 |
Estimated Annual Benefits Upon Retirement4 |
Total Compensation From the Fund and Fund Complex5 |
Independent Trustee: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$60,657 |
Not Applicable |
Not Applicable |
$465,000 |
Name |
iShares Core S&P 500 ETF |
Pension or Retirement Benefits Accrued As Part of Trust Expenses4 |
Estimated Annual Benefits Upon Retirement4 |
Total Compensation From the Fund and Fund Complex5 |
Richard L. Fagnani |
60,657 |
Not Applicable |
Not Applicable |
476,764 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
62,109 |
Not Applicable |
Not Applicable |
475,000 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
67,110 |
Not Applicable |
Not Applicable |
505,000 |
Drew E. Lawton |
58,721 |
Not Applicable |
Not Applicable |
461,764 |
John E. Martinez |
58,721 |
Not Applicable |
Not Applicable |
450,000 |
Madhav V. Rajan |
58,721 |
Not Applicable |
Not Applicable |
450,000 |
|
|
|
|
|
Interested Trustee: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
Not Applicable |
Not Applicable |
$0 |
Salim Ramji2 |
0 |
Not Applicable |
Not Applicable |
0 |
Stephen Cohen3 |
0 |
Not Applicable |
Not Applicable |
0 |
Name |
Percentage of Ownership |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.23% |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.78% |
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.46% |
Management Fee Net of Waivers for Fiscal Year Ended March 31, 20231 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2021 |
0.03% |
05/15/00 |
$89,077,676 |
$90,917,588 |
$69,436,582 |
Jennifer Hsui |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
288 |
$684,337,000,000 |
Other Pooled Investment Vehicles |
1 |
215,000,000 |
Other Accounts |
1 |
177,000,000 |
Greg Savage |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
220 |
$486,060,000,000 |
Other Pooled Investment Vehicles |
92 |
8,465,000,000 |
Other Accounts |
4 |
781,000,000 |
Paul Whitehead |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
294 |
$686,343,000,000 |
Other Pooled Investment Vehicles |
354 |
928,508,000,000 |
Paul Whitehead |
|
|
Types of Accounts |
Number |
Total Assets |
Other Accounts |
152 |
586,287,000,000 |
Jennifer Hsui |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Greg Savage |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Paul Whitehead |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
1 |
$2,133,000,000 |
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
|
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
|
|
|
|
|
X |
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
|
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
|
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
|
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
|
X |
|
|
|
|
|
|
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to JPMorgan from August 15, 2022 to March 31, 2023 |
05/15/00 |
$1,381,812 |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to State Street from April 1, 2022 to August 14, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
05/15/00 |
$646,757 |
$2,707,929 |
$2,182,733 |
Fund |
iShares Core S&P 500 ETF |
Gross income from securities lending activities |
$95,279,673 |
Fees and/or compensation for securities lending activities and related services |
|
Securities lending income paid to BTC for services as securities lending agent |
1,674,965 |
Cash collateral management expenses not included in securities lending income paid to BTC |
1,141,283 |
Administrative fees not included in securities lending income paid to BTC |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
Rebates (paid to borrowers) |
85,094,307 |
Other fees not included in securities lending income paid to BTC |
0 |
Aggregate fees/compensation for securities lending activities |
$87,910,555 |
Net income from securities lending activities |
$7,369,118 |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2023 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2021 |
05/15/00 |
$1,155,238 |
$1,222,724 |
$1,409,732 |
Issuer |
Market Value of Investment |
J.P. Morgan Securities LLC |
$3,393,107,558 |
BofA Securities, Inc. |
1,772,021,937 |
Wells Fargo Securities LLC |
1,264,438,383 |
Morgan Stanley & Co. LLC |
1,018,314,848 |
Goldman Sachs & Co. LLC |
983,342,381 |
Citigroup Global Markets, Inc. |
806,221,080 |
State Street Bank & Trust Co. |
234,517,215 |
|
Fiscal Year Ended March 31, 2023 |
Fiscal Year Ended March 31, 2022 |
|
3% |
3% |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
50,000 |
$20,562,095.20 |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
$777.50 |
3.0 % |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
$777.50 |
2.0 % |
Contents |
|
A-4 | |
A-4 | |
A-4 | |
A-4 | |
A-5 | |
A-7 | |
A-8 | |
A-8 | |
A-9 | |
A-11 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-13 | |
A-14 | |
A-14 | |
A-15 |
Corporate Website |
www.glasslewis.com |
Email |
info@glasslewis.com |
Social |
@glasslewis in Glass, Lewis & Co. |
North America |
United States Headquarters 100 Pine Street, Suite 1925 San Francisco, CA 94111 +1 415 678 4110 |
|
New York, NY +1 646 606 2345 |
|
2323 Grand Boulevard Suite 1125 Kansas City, MO 64108 +1 816 945 4525 |
Asia Pacific |
Australia CGI Glass Lewis Suite 5.03, Level 5 255 George Street Sydney NSW 2000 +61 2 9299 9266 |
|
Japan Shinjuku Mitsui Building 11th floor 2-1-1, Nishi-Shinjuku, Shinjuku-ku, Tokyo 163-0411, Japan |
Europe |
Ireland 15 Henry Street Limerick V94 V9T4 +353 61 534 343 |
|
United Kingdom 80 Coleman Street Suite 4.02 London EC2R 5BJ +44 20 7653 8800 |
|
France Proxinvest 6 Rue d’Uzès 75002 Paris +33 ()1 45 51 50 43 |
|
Germany IVOX Glass Lewis Kaiserallee 23a 76133 Karlsruhe +49 721 35 49622 |
Insider |
Affiliate |
Independent |
˃ Someone who serves as a director and as an employee of the Company |
˃A director who has a material financial, familial or other relationship with the company, or its executives, but is NOT an employee of the company |
˃No material financial, familial or other current relationships with the company, it's executives or other board members except for service |
˃May also include executive chairs (who act as an employee of the company or is paid as an employee of the company) |
˃A director who owns or controls, directly or indirectly 20% or more of the company's voting stock (except where local regulations or best practices set a different threshold). |
˃ A director who owns, directly or indirectly less than 10% of the company's voting stock (local regulations and best practices may set a different threshold) |
|
˃A director who has been employed by the company within the past 5 calendar years |
˃A director who has not been employed by the company for a minimum of 5 calendar years |
|
˃A director who performs material consulting, legal, advisory, accounting or other professional services for the company |
˃A director who is not involved in any Related Party Transactions (RPT) with the company (most common RPT’s - Consulting, Legal, and Accounting/Advisory services) |
|
˃A director who is involved in an “Interlocking Directorship” |
|
1.Stock Split |
Three Metrics: a. Historical stock pre-split price (if any) b. Current price relative to the company’s most common trading price over the past 52 weeks c. Some absolute limits on stock price (that will either make the split appropriate or would produce an unreasonable price) |
2.Shareholder Defenses |
Additional authorized shares could be used to bolster takeover defenses such as a poison pill. The proxy filings often discuss the usefulness of additional shares in defending against a hostile takeover. |
3.Financing for Acquisitions |
Examine whether the company has a history of using stock for acquisitions and attempts to determine what levels of stock have generally been required to accomplish such transactions. |
4.Financing for Operations |
Review the company’s cash position and its ability to secure financing through borrowing or other means. |
Corporate Website |
www.glasslewis.com |
Email |
info@glasslewis.com |
Social |
@glasslewis in Glass, Lewis & Co. |
North America |
United States Headquarters 100 Pine Street, Suite 1925 San Francisco, CA 94111 +1 415 678 4110 |
|
New York, NY +1 646 606 2345 |
|
2323 Grand Boulevard Suite 1125 Kansas City, MO 64108 +1 816 945 4525 |
Asia Pacific |
Australia CGI Glass Lewis Suite 5.03, Level 5 255 George Street Sydney NSW 2000 +61 2 9299 9266 |
|
Japan Shinjuku Mitsui Building 11th floor 2-1-1, Nishi-Shinjuku, Shinjuku-ku, Tokyo 163-0411, Japan |
Europe |
Ireland 15 Henry Street Limerick V94 V9T4 +353 61 534 343 |
|
United Kingdom 80 Coleman Street Suite 4.02 London EC2R 5BJ +44 20 7653 8800 |
|
France Proxinvest 6 Rue d’Uzès 75002 Paris +33 ()1 45 51 50 43 |
|
Germany IVOX Glass Lewis Kaiserallee 23a 76133 Karlsruhe +49 721 35 49622 |
Insider |
Affiliate |
Independent |
˃ Someone who serves as a director and as an employee of the Company |
˃A director who has a material financial, familial or other relationship with the company, or its executives, but is NOT an employee of the company |
˃No material financial, familial or other current relationships with the company, it's executives or other board members except for service |
˃May also include executive chairs (who act as an employee of the company or is paid as an employee of the company) |
˃A director who owns or controls, directly or indirectly 20% or more of the company's voting stock (except where local regulations or best practices set a different threshold). |
˃ A director who owns, directly or indirectly less than 10% of the company's voting stock (local regulations and best practices may set a different threshold) |
|
˃A director who has been employed by the company within the past 5 calendar years |
˃A director who has not been employed by the company for a minimum of 5 calendar years |
Insider |
Affiliate |
Independent |
|
˃A director who performs material consulting, legal, advisory, accounting or other professional services for the company |
˃A director who is not involved in any Related Party Transactions (RPT) with the company (most common RPT’s - Consulting, Legal, and Accounting/Advisory services) |
|
˃A director who is involved in an “Interlocking Directorship” |
|
Corporate Website |
www.glasslewis.com |
Email |
info@glasslewis.com |
Social |
@glasslewis in Glass, Lewis & Co. |
North America |
United States Headquarters 100 Pine Street, Suite 1925 San Francisco, CA 94111 +1 415 678 4110 |
|
New York, NY +1 646 606 2345 |
|
2323 Grand Boulevard Suite 1125 Kansas City, MO 64108 +1 816 945 4525 |
Asia Pacific |
Australia CGI Glass Lewis Suite 5.03, Level 5 255 George Street Sydney NSW 2000 +61 2 9299 9266 |
|
Japan Shinjuku Mitsui Building 11th floor 2-1-1, Nishi-Shinjuku, Shinjuku-ku, Tokyo 163-0411, Japan |
Europe |
Ireland 15 Henry Street Limerick V94 V9T4 +353 61 534 343 |
|
United Kingdom 80 Coleman Street Suite 4.02 London EC2R 5BJ +44 20 7653 8800 |
|
France Proxinvest 6 Rue d’Uzès 75002 Paris +33 ()1 45 51 50 43 |
|
Germany IVOX Glass Lewis Kaiserallee 23a 76133 Karlsruhe +49 721 35 49622 |
|
Current |
New |
Fund Name |
iShares Factors US Growth Style ETF |
iShares MSCI USA Quality GARP ETF |
Ticker |
STLG |
GARP |
Underlying Index |
Russell US Large Cap Factors Growth Style Index |
MSCI USA Quality GARP Select Index |
Investment Objective |
The Fund seeks to track the investment results of an index composed of U.S. large- and mid-capitalization stocks with favorable exposure to target style factors subject to constraints. |
The Fund seeks to track the investment results of an index composed of U.S. large- and mid-capitalization growth stocks exhibiting favorable value and quality characteristics. |
Management Fee |
0.25% |
0.15% |
Annual Fund Operating Expenses (ongoing expenses that you pay each year as a percentage of the value of your investments)1,2 | ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses3 |
Total Annual Fund Operating Expenses |
|
0.15% |
None |
0.00% |
0.15% |
|
1 Year |
3 Years |
5 Years |
10 Years |
$15 |
$48 |
$85 |
$192 |
Fund |
Ticker |
Listing Exchange |
iShares Biotechnology ETF |
IBB |
Nasdaq |
iShares Core S&P Mid-Cap ETF |
IJH |
NYSE Arca |
iShares Core S&P Small-Cap ETF |
IJR |
NYSE Arca |
iShares Core S&P Total U.S. Stock Market ETF |
ITOT |
NYSE Arca |
iShares Core S&P U.S. Growth ETF |
IUSG |
Nasdaq |
iShares Core S&P U.S. Value ETF |
IUSV |
Nasdaq |
iShares ESG Screened S&P 500 ETF |
XVV |
Cboe BZX |
iShares ESG Screened S&P Mid-Cap ETF |
XJH |
Cboe BZX |
iShares ESG Screened S&P Small-Cap ETF |
XJR |
Cboe BZX |
iShares Europe ETF |
IEV |
NYSE Arca |
iShares Expanded Tech Sector ETF |
IGM |
NYSE Arca |
iShares Expanded Tech-Software Sector ETF |
IGV |
Cboe BZX |
iShares Factors US Growth Style ETF |
STLG |
Cboe BZX |
iShares Focused Value Factor ETF |
FOVL |
NYSE Arca |
iShares International Developed Small Cap Value Factor ETF |
ISVL |
Cboe BZX |
iShares JPX-Nikkei 400 ETF |
JPXN |
NYSE Arca |
iShares Micro-Cap ETF |
IWC |
NYSE Arca |
iShares Mortgage Real Estate ETF |
REM |
Cboe BZX |
iShares North American Natural Resources ETF |
IGE |
Cboe BZX |
iShares Preferred and Income Securities ETF |
PFF |
Nasdaq |
iShares Residential and Multisector Real Estate ETF |
REZ |
NYSE Arca |
iShares Russell 1000 ETF |
IWB |
NYSE Arca |
iShares Russell 1000 Growth ETF |
IWF |
NYSE Arca |
iShares Russell 1000 Value ETF |
IWD |
NYSE Arca |
iShares Russell 2000 ETF |
IWM |
NYSE Arca |
iShares Russell 2000 Growth ETF |
IWO |
NYSE Arca |
iShares Russell 2000 Value ETF |
IWN |
NYSE Arca |
iShares Russell 3000 ETF |
IWV |
NYSE Arca |
iShares Russell Mid-Cap ETF |
IWR |
NYSE Arca |
iShares Russell Mid-Cap Growth ETF |
IWP |
NYSE Arca |
iShares Russell Mid-Cap Value ETF |
IWS |
NYSE Arca |
iShares Russell Top 200 ETF |
IWL |
NYSE Arca |
iShares Russell Top 200 Growth ETF |
IWY |
NYSE Arca |
iShares Russell Top 200 Value ETF |
IWX |
NYSE Arca |
iShares S&P 100 ETF |
OEF |
NYSE Arca |
iShares S&P 500 Growth ETF |
IVW |
NYSE Arca |
iShares S&P 500 Value ETF |
IVE |
NYSE Arca |
iShares S&P Mid-Cap 400 Growth ETF |
IJK |
NYSE Arca |
iShares S&P Mid-Cap 400 Value ETF |
IJJ |
NYSE Arca |
iShares S&P Small-Cap 600 Growth ETF |
IJT |
Nasdaq |
iShares S&P Small-Cap 600 Value ETF |
IJS |
NYSE Arca |
iShares Semiconductor ETF |
SOXX |
Nasdaq |
Fund |
Ticker |
Listing Exchange |
iShares U.S. Aerospace & Defense ETF |
ITA |
Cboe BZX |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
IAI |
NYSE Arca |
iShares U.S. Digital Infrastructure and Real Estate ETF |
IDGT |
NYSE Arca |
iShares U.S. Healthcare Providers ETF |
IHF |
NYSE Arca |
iShares U.S. Home Construction ETF |
ITB |
Cboe BZX |
iShares U.S. Infrastructure ETF |
IFRA |
Cboe BZX |
iShares U.S. Insurance ETF |
IAK |
NYSE Arca |
iShares U.S. Medical Devices ETF |
IHI |
NYSE Arca |
iShares U.S. Oil & Gas Exploration & Production ETF |
IEO |
Cboe BZX |
iShares U.S. Oil Equipment & Services ETF |
IEZ |
NYSE Arca |
iShares U.S. Pharmaceuticals ETF |
IHE |
NYSE Arca |
iShares U.S. Real Estate ETF |
IYR |
NYSE Arca |
iShares U.S. Regional Banks ETF |
IAT |
NYSE Arca |
iShares U.S. Telecommunications ETF |
IYZ |
Cboe BZX |
iShares US Small Cap Value Factor ETF |
SVAL |
Cboe BZX |
|
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166 | |
166 | |
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167 | |
167 | |
168 |
Diversified Funds |
Non-Diversified Funds |
iShares Core S&P Mid-Cap ETF |
iShares Biotechnology ETF |
iShares Core S&P Small-Cap ETF |
iShares ESG Screened S&P 500 ETF |
iShares Core S&P Total U.S. Stock Market ETF |
iShares Expanded Tech Sector ETF |
iShares Core S&P U.S. Growth ETF* |
iShares Expanded Tech-Software Sector ETF |
iShares Core S&P U.S. Value ETF |
iShares Factors US Growth Style ETF |
iShares Europe ETF |
iShares Mortgage Real Estate ETF |
iShares ESG Screened S&P Mid-Cap ETF |
iShares Residential and Multisector Real Estate ETF |
iShares ESG Screened S&P Small-Cap ETF |
iShares Semiconductor ETF |
iShares Focused Value Factor ETF |
iShares U.S. Aerospace & Defense ETF |
Diversified Funds |
Non-Diversified Funds |
iShares International Developed Small Cap Value Factor ETF |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
iShares JPX-Nikkei 400 ETF |
iShares U.S. Digital Infrastructure and Real Estate ETF |
iShares Micro-Cap ETF |
iShares U.S. Healthcare Providers ETF |
iShares North American Natural Resources ETF |
iShares U.S. Home Construction ETF |
iShares Preferred and Income Securities ETF |
iShares U.S. Insurance ETF |
iShares Russell 1000 ETF |
iShares U.S. Medical Devices ETF |
iShares Russell 1000 Growth ETF* |
iShares U.S. Oil & Gas Exploration & Production ETF |
iShares Russell 1000 Value ETF |
iShares U.S. Oil Equipment & Services ETF |
iShares Russell 2000 ETF |
iShares U.S. Pharmaceuticals ETF |
iShares Russell 2000 Growth ETF |
iShares U.S. Regional Banks ETF |
iShares Russell 2000 Value ETF |
iShares U.S. Telecommunications ETF |
iShares Russell 3000 ETF |
|
iShares Russell Mid-Cap ETF |
|
iShares Russell Mid-Cap Growth ETF |
|
iShares Russell Mid-Cap Value ETF |
|
iShares Russell Top 200 ETF |
|
iShares Russell Top 200 Growth ETF* |
|
iShares Russell Top 200 Value ETF |
|
iShares S&P 100 ETF* |
|
iShares S&P 500 Growth ETF* |
|
iShares S&P 500 Value ETF |
|
iShares S&P Mid-Cap 400 Growth ETF |
|
iShares S&P Mid-Cap 400 Value ETF |
|
iShares S&P Small-Cap 600 Growth ETF |
|
iShares S&P Small-Cap 600 Value ETF |
|
iShares U.S. Infrastructure ETF |
|
iShares U.S. Real Estate ETF |
|
iShares US Small Cap Value Factor ETF |
|
|
|
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President of BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Stephen Cohen2 (1975) |
Trustee (since 2024). |
Senior Managing Director, Head of Global Product Solutions of BlackRock, Inc. (since 2024); Senior Managing Director, Head of Europe, Middle East and Africa Regions of BlackRock, Inc. (2021-2024); Head of iShares Index and Wealth in EMEA of BlackRock, Inc. (2017-2021); Global Head of Fixed Income Indexing of BlackRock, Inc. (2016-2017); Chief Investment Strategist for International Fixed Income and iShares of BlackRock, Inc. (2011- 2015). |
Director of iShares, Inc. (since 2024); Trustee of iShares U.S. ETF Trust (since 2024). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Laura F. Fergerson (1962) |
Trustee (since 2024). |
President, Franklin Templeton Services, LLC (2017-2024); Director of the Board of Crocker Art Museum Association (since 2019); President, Crocker Art Museum Foundation (2022-2023). |
Director of iShares, Inc. (since 2024); Trustee of iShares U.S. ETF Trust (since 2024). |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Member of the Wyoming State Investment Funds Committee (since 2022); Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director of the Jackson Hole Center for the Arts (since 2021). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
James Lam (1961) |
Trustee (since 2024). |
President, James Lam & Associates, Inc. (since 2002); Director of the FAIR Institute (since 2020); adjunct professor at Carnegie Mellon University (since 2018); Member, Zicklin School of Business Dean's Council of Baruch College (since 2017); Director and Audit Committee Chair of RiskLens, Inc. (2018-2023); Director, Risk Oversight Committee Chair and Audit Committee Member of E*TRADE Financial and E*TRADE Bank (2012-2020). |
Director of iShares, Inc. (since 2024); Trustee of iShares U.S. ETF Trust (since 2024). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Director of WellBe Senior Medical (since 2023); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001- 2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Jessica Tan (1980) |
President (since 2024). |
Managing Director of BlackRock, Inc. (since 2015); Head of Global Product Solutions, Americas of BlackRock, Inc. (since 2024) and Head of Sustainable and Transition Solutions of BlackRock, Inc. (2022-2024); Global Head of Corporate Strategy of BlackRock, Inc. (2019-2022); Chief of Staff to the CEO of BlackRock, Inc. (2017-2019). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021). |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the Exchange- Traded Fund Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the Exchange-Traded Fund Complex (2014-2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director of BlackRock, Inc. (since 2023); Director of BlackRock, Inc. (2018-2022). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director of BlackRock, Inc. (since 2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering of BlackRock, Inc. (since 2021); Co-Head of EII’s Americas Portfolio Engineering of BlackRock, Inc. (2020-2021); Head of Developed Markets Portfolio Engineering of BlackRock, Inc. (2016- 2019). |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director of BlackRock, Inc. (since 2009); Co-Head of Index Equity of BlackRock, Inc. (since 2022). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director of BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management of BlackRock, Inc. (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$1-$10,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares U.S. Energy ETF |
$1-$10,000 |
|
|
iShares U.S. Infrastructure ETF |
$1-$10,000 |
|
|
iShares U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares Morningstar Growth ETF |
Over $100,000 |
|
|
iShares Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew E. Lawton |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
Over $100,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
iShares Core MSCI International Developed Markets ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
Name |
iShares Biotechnology ETF |
iShares Core S&P Mid-Cap ETF |
iShares Core S&P Small-Cap ETF |
iShares Core S&P Total U.S. Stock Market ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,698 |
$0 |
$0 |
$8,301 |
Richard L. Fagnani |
1,698 |
0 |
0 |
8,301 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
1,739 |
0 |
0 |
8,500 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
1,879 |
0 |
0 |
9,184 |
Drew E. Lawton |
1,644 |
0 |
0 |
8,036 |
John E. Martinez |
1,644 |
0 |
0 |
8,036 |
Madhav V. Rajan |
1,644 |
0 |
0 |
8,036 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
iShares ESG Screened S&P 500 ETF |
iShares ESG Screened S&P Mid-Cap ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$2,608 |
$2,811 |
$27 |
$22 |
Richard L. Fagnani |
2,608 |
2,811 |
27 |
22 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
2,670 |
2,879 |
28 |
22 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
2,885 |
3,110 |
30 |
24 |
Drew E. Lawton |
2,525 |
2,722 |
27 |
21 |
John E. Martinez |
2,525 |
2,722 |
27 |
21 |
Madhav V. Rajan |
2,525 |
2,722 |
27 |
21 |
Name |
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
iShares ESG Screened S&P 500 ETF |
iShares ESG Screened S&P Mid-Cap ETF |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares ESG Screened S&P Small-Cap ETF |
iShares Europe ETF |
iShares Expanded Tech Sector ETF |
iShares Expanded Tech-Software Sector ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$9 |
$274 |
$592 |
$1,140 |
Richard L. Fagnani |
9 |
274 |
592 |
1,140 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
10 |
280 |
607 |
1,167 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
10 |
303 |
656 |
1,261 |
Drew E. Lawton |
9 |
265 |
574 |
1,104 |
John E. Martinez |
9 |
265 |
574 |
1,104 |
Madhav V. Rajan |
9 |
265 |
574 |
1,104 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares Factors US Growth Style ETF |
iShares Focused Value Factor ETF |
iShares International Developed Small Cap Value Factor ETF |
iShares JPX-Nikkei 400 ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$0 |
$4 |
$33 |
$12 |
Richard L. Fagnani |
0 |
4 |
33 |
12 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
0 |
4 |
34 |
12 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
0 |
5 |
37 |
13 |
Drew E. Lawton |
0 |
4 |
32 |
11 |
John E. Martinez |
0 |
4 |
32 |
11 |
Madhav V. Rajan |
0 |
4 |
32 |
11 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares Micro-Cap ETF |
iShares Mortgage Real Estate ETF |
iShares North American Natural Resources ETF |
iShares Preferred and Income Securities ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$190 |
$123 |
$170 |
$2,735 |
Richard L. Fagnani |
190 |
123 |
170 |
2,735 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
194 |
126 |
174 |
2,801 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
210 |
136 |
188 |
3,026 |
Drew E. Lawton |
184 |
119 |
164 |
2,648 |
John E. Martinez |
184 |
119 |
164 |
2,648 |
Madhav V. Rajan |
184 |
119 |
164 |
2,648 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares Residential and Multisector Real Estate ETF |
iShares Russell 1000 ETF |
iShares Russell 1000 Growth ETF |
iShares Russell 1000 Value ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$133 |
$6,003 |
$13,449 |
$10,707 |
Richard L. Fagnani |
133 |
6,003 |
13,449 |
10,707 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
136 |
6,147 |
13,771 |
10,963 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
147 |
6,642 |
14,880 |
11,846 |
Drew E. Lawton |
129 |
5,811 |
13,020 |
10,365 |
John E. Martinez |
129 |
5,811 |
13,020 |
10,365 |
Madhav V. Rajan |
129 |
5,811 |
13,020 |
10,365 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares Russell 2000 ETF |
iShares Russell 2000 Growth ETF |
iShares Russell 2000 Value ETF |
iShares Russell 3000 ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$10,384 |
$1,984 |
$2,422 |
$2,270 |
Richard L. Fagnani |
10,384 |
1,984 |
2,422 |
2,270 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
10,633 |
2,031 |
2,480 |
2,325 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
11,489 |
2,195 |
2,679 |
2,512 |
Name |
iShares Russell 2000 ETF |
iShares Russell 2000 Growth ETF |
iShares Russell 2000 Value ETF |
iShares Russell 3000 ETF |
Drew E. Lawton |
10,053 |
1,921 |
2,344 |
2,198 |
John E. Martinez |
10,053 |
1,921 |
2,344 |
2,198 |
Madhav V. Rajan |
10,053 |
1,921 |
2,344 |
2,198 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares Russell Mid-Cap ETF |
iShares Russell Mid-Cap Growth ETF |
iShares Russell Mid-Cap Value ETF |
iShares Russell Top 200 ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$5,866 |
$2,583 |
$2,682 |
$170 |
Richard L. Fagnani |
5,866 |
2,583 |
2,682 |
170 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
6,007 |
2,645 |
2,746 |
174 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
6,490 |
2,858 |
2,968 |
188 |
Drew E. Lawton |
5,679 |
2,500 |
2,597 |
165 |
John E. Martinez |
5,679 |
2,500 |
2,597 |
165 |
Madhav V. Rajan |
5,679 |
2,500 |
2,597 |
165 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares Russell Top 200 Growth ETF |
iShares Russell Top 200 Value ETF |
iShares S&P 100 ETF |
iShares S&P 500 Growth ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,256 |
$330 |
$1,597 |
$6,383 |
Richard L. Fagnani |
1,256 |
330 |
1,597 |
6,383 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
1,286 |
337 |
1,636 |
6,536 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
1,389 |
365 |
1,767 |
7,063 |
Drew E. Lawton |
1,216 |
319 |
1,546 |
6,180 |
John E. Martinez |
1,216 |
319 |
1,546 |
6,180 |
Madhav V. Rajan |
1,216 |
319 |
1,546 |
6,180 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Name |
iShares Russell Top 200 Growth ETF |
iShares Russell Top 200 Value ETF |
iShares S&P 100 ETF |
iShares S&P 500 Growth ETF |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares S&P 500 Value ETF |
iShares S&P Mid-Cap 400 Growth ETF |
iShares S&P Mid-Cap 400 Value ETF |
iShares S&P Small-Cap 600 Growth ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$5,180 |
$0 |
$0 |
$0 |
Richard L. Fagnani |
5,180 |
0 |
0 |
0 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
5,304 |
0 |
0 |
0 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
5,731 |
0 |
0 |
0 |
Drew E. Lawton |
5,014 |
0 |
0 |
0 |
John E. Martinez |
5,014 |
0 |
0 |
0 |
Madhav V. Rajan |
5,014 |
0 |
0 |
0 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares S&P Small-Cap 600 Value ETF |
iShares Semiconductor ETF |
iShares U.S. Aerospace & Defense ETF |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,485 |
$1,648 |
$1,234 |
$161 |
Richard L. Fagnani |
1,485 |
1,648 |
1,234 |
161 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
1,520 |
1,687 |
1,264 |
165 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
1,642 |
1,823 |
1,365 |
178 |
Drew E. Lawton |
1,437 |
1,595 |
1,195 |
156 |
John E. Martinez |
1,437 |
1,595 |
1,195 |
156 |
Madhav V. Rajan |
1,437 |
1,595 |
1,195 |
156 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares U.S. Digital Infrastructure and Real Estate ETF |
iShares U.S. Healthcare Providers ETF |
iShares U.S. Home Construction ETF |
iShares U.S. Infrastructure ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Name |
iShares U.S. Digital Infrastructure and Real Estate ETF |
iShares U.S. Healthcare Providers ETF |
iShares U.S. Home Construction ETF |
iShares U.S. Infrastructure ETF |
Jane D. Carlin |
$170 |
$246 |
$347 |
$0 |
Richard L. Fagnani |
170 |
246 |
347 |
0 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
174 |
252 |
355 |
0 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
188 |
272 |
384 |
0 |
Drew E. Lawton |
164 |
238 |
336 |
0 |
John E. Martinez |
164 |
238 |
336 |
0 |
Madhav V. Rajan |
164 |
238 |
336 |
0 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares U.S. Insurance ETF |
iShares U.S. Medical Devices ETF |
iShares U.S. Oil & Gas Exploration & Production ETF |
iShares U.S. Oil Equipment & Services ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$95 |
$1,271 |
$154 |
$47 |
Richard L. Fagnani |
95 |
1,271 |
154 |
47 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
97 |
1,301 |
158 |
48 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
105 |
1,406 |
171 |
52 |
Drew E. Lawton |
92 |
1,230 |
150 |
46 |
John E. Martinez |
92 |
1,230 |
150 |
46 |
Madhav V. Rajan |
92 |
1,230 |
150 |
46 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares U.S. Pharmaceuticals ETF |
iShares U.S. Real Estate ETF |
iShares U.S. Regional Banks ETF |
iShares U.S. Telecommunications ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$80 |
$684 |
$169 |
$64 |
Richard L. Fagnani |
80 |
684 |
169 |
64 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
82 |
701 |
173 |
65 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
88 |
757 |
187 |
71 |
Name |
iShares U.S. Pharmaceuticals ETF |
iShares U.S. Real Estate ETF |
iShares U.S. Regional Banks ETF |
iShares U.S. Telecommunications ETF |
Drew E. Lawton |
77 |
663 |
164 |
62 |
John E. Martinez |
77 |
663 |
164 |
62 |
Madhav V. Rajan |
77 |
663 |
164 |
62 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji2 |
0 |
0 |
0 |
0 |
Stephen Cohen3 |
0 |
0 |
0 |
0 |
Name |
iShares US Small Cap Value Factor |
Independent Trustees: |
|
|
|
Jane D. Carlin |
$21 |
Richard L. Fagnani |
21 |
Laura F. Fergerson1 |
Not Applicable |
Cecilia H. Herbert |
21 |
James Lam1 |
Not Applicable |
John E. Kerrigan |
23 |
Drew E. Lawton |
20 |
John E. Martinez |
20 |
Madhav V. Rajan |
20 |
|
|
Interested Trustees: |
|
|
|
Robert S. Kapito |
$0 |
Salim Ramji2 |
0 |
Stephen Cohen3 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses4 |
Estimated Annual Benefits Upon Retirement4 |
Total Compensation From the Funds and Fund Complex5 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
$465,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
476,764 |
Laura F. Fergerson1 |
Not Applicable |
Not Applicable |
Not Applicable |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
James Lam1 |
Not Applicable |
Not Applicable |
Not Applicable |
John E. Kerrigan |
Not Applicable |
Not Applicable |
505,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
461,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
450,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
450,000 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Salim Ramji2 |
Not Applicable |
Not Applicable |
$0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses4 |
Estimated Annual Benefits Upon Retirement4 |
Total Compensation From the Funds and Fund Complex5 |
Stephen Cohen3 |
Not Applicable |
Not Applicable |
$0 |
Fund |
Name |
Percentage of Ownership |
iShares Biotechnology ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
16.26 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.81 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.60 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.69 % |
|
|
|
iShares Core S&P Mid-Cap ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.81 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.72 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.64 % |
|
|
|
iShares Core S&P Small-Cap ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.53 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.35 % |
Fund |
Name |
Percentage of Ownership |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.32 % |
|
|
|
iShares Core S&P Total U.S. Stock Market ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
27.68 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
8.58 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.08 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.30 % |
|
|
|
iShares Core S&P U.S. Growth ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
29.38 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.47 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
11.78 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
9.87 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.07 % |
|
|
|
iShares Core S&P U.S. Value ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
34.24 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.98 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
7.73 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.69 % |
Fund |
Name |
Percentage of Ownership |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.19 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
5.10 % |
|
|
|
iShares ESG Screened S&P 500 ETF |
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
18.10 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.39 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
14.54 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.96 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
9.90 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
9.07 % |
|
|
|
iShares ESG Screened S&P Mid-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
30.16 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.56 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
11.36 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
10.31 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
6.42 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.66 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares ESG Screened S&P Small-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
39.99 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.01 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
9.31 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.10 % |
|
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
7.86 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.49 % |
|
|
|
iShares Europe ETF |
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
30.62 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
9.12 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.41 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.01 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.19 % |
|
|
|
iShares Expanded Tech Sector ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.32 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
13.14 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
10.55 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.56 % |
Fund |
Name |
Percentage of Ownership |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.31 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.09 % |
|
|
|
iShares Expanded Tech-Software Sector ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.01 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
13.08 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.01 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.56 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.22 % |
|
|
|
iShares Factors US Growth Style ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
52.35 % |
|
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
22.16 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.94 % |
|
|
|
iShares Focused Value Factor ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
13.49 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
11.74 % |
|
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
11.15 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.74 % |
Fund |
Name |
Percentage of Ownership |
|
ABN AMRO Clearing Chicago LLC 175 West Jackson Boulevard Chicago, IL 60604 |
9.69 % |
|
Scotia Capital Inc. Scotia Plaza 40 King Street West 23rd Floor Toronto, ON M5W 2X6 CA |
8.87 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.97 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.93 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.28 % |
|
|
|
iShares International Developed Small Cap Value Factor ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
90.09 % |
|
|
|
iShares JPX-Nikkei 400 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
23.15 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.03 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.66 % |
|
Jane Street Capital, LLC 250 Vesey Street 5th Floor New York, NY 10281 |
6.20 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.75 % |
|
|
|
iShares Micro-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
28.59 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
20.57 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.02 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
6.73 % |
|
|
|
iShares Mortgage Real Estate ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.04 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.55 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.71 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.93 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.31 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.13 % |
|
|
|
iShares North American Natural Resources ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.70 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.36 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.03 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.57 % |
|
|
|
iShares Preferred and Income Securities ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.22 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.88 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.42 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.21 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.35 % |
|
|
|
iShares Residential and Multisector Real Estate ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.17 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.51 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
10.14 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
7.67 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.49 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.02 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.74 % |
|
|
|
iShares Russell 1000 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
20.92 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.38 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
7.34 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.53 % |
Fund |
Name |
Percentage of Ownership |
|
|
|
iShares Russell 1000 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.80 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
13.24 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.82 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.20 % |
|
|
|
iShares Russell 1000 Value ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
15.84 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
12.58 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.20 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
6.39 % |
|
|
|
iShares Russell 2000 ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.86 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
10.87 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.56 % |
|
Bank of America, National Association GWIM TRUST OPERATIONS 411 N. Akard Street 5th Floor Dallas, TX 75201 |
5.52 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.04 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares Russell 2000 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.55 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.60 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
9.47 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.23 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.15 % |
|
|
|
iShares Russell 2000 Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.85 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.59 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.03 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.51 % |
|
|
|
iShares Russell 3000 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.08 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.52 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
5.98 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.88 % |
Fund |
Name |
Percentage of Ownership |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.38 % |
|
|
|
iShares Russell Mid-Cap ETF |
Bank of America, National Association GWIM TRUST OPERATIONS 411 N. Akard Street 5th Floor Dallas, TX 75201 |
13.54 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
8.98 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.73 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
6.39 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
6.16 % |
|
|
|
iShares Russell Mid-Cap Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.99 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.69 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
10.40 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.22 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
5.24 % |
|
|
|
iShares Russell Mid-Cap Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.64 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
12.33 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
9.16 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.42 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
8.06 % |
|
|
|
iShares Russell Top 200 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.20 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.04 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
14.56 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.27 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.13 % |
|
BMO Harris Bank N.A. 111 West Monroe Street, Floor 6E Chicago, IL 60690 |
5.31 % |
|
|
|
iShares Russell Top 200 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.71 % |
|
SEI Private Trust Company/C/O GWP 1 Freedom Valley Drive Oaks, PA 19456 |
13.32 % |
|
Reliance Trust Company, FIS TrustDesk MKE 11277 West Park Place, Suite 300 Milwaukee, WI 53224 |
12.22 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.43 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.77 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.21 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
5.30 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares Russell Top 200 Value ETF |
SEI Private Trust Company/C/O GWP 1 Freedom Valley Drive Oaks, PA 19456 |
31.76 % |
|
Reliance Trust Company, FIS TrustDesk MKE 11277 West Park Place, Suite 300 Milwaukee, WI 53224 |
27.29 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.08 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.73 % |
|
|
|
iShares S&P 100 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.34 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.46 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
10.00 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.66 % |
|
Bank of America, National Association GWIM TRUST OPERATIONS 411 N. Akard Street 5th Floor Dallas, TX 75201 |
7.21 % |
|
Fifth Third Bank (The) 5001 Kingsley Drive Cincinnati, OH 45263 |
5.04 % |
|
|
|
iShares S&P 500 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.99 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
9.34 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.64 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
7.45 % |
Fund |
Name |
Percentage of Ownership |
|
|
|
iShares S&P 500 Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.08 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
10.99 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
9.85 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.13 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.90 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.90 % |
|
|
|
iShares S&P Mid-Cap 400 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.81 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.08 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
9.23 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.61 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.51 % |
|
Wells Fargo Bank, National Association 733 Marquette Ave 4th Floor Minneapolis, MN 55402 |
5.22 % |
|
|
|
iShares S&P Mid-Cap 400 Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.86 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.45 % |
Fund |
Name |
Percentage of Ownership |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.44 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
5.35 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.26 % |
|
|
|
iShares S&P Small-Cap 600 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.41 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.55 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.32 % |
|
|
|
iShares S&P Small-Cap 600 Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
22.02 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
19.41 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.96 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.58 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.09 % |
|
|
|
iShares Semiconductor ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.80 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
11.52 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.06 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
7.66 % |
Fund |
Name |
Percentage of Ownership |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.72 % |
|
|
|
iShares U.S. Aerospace & Defense ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
18.03 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
10.87 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.96 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.54 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.77 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
5.24 % |
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.64 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
15.38 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.06 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
9.04 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.16 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.39 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.35 % |
Fund |
Name |
Percentage of Ownership |
|
|
|
iShares U.S. Digital Infrastructure and Real Estate ETF |
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
18.68 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
11.96 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.20 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.53 % |
|
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
8.68 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
7.91 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.98 % |
|
|
|
iShares U.S. Healthcare Providers ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.01 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.44 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
8.58 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.89 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.24 % |
|
|
|
iShares U.S. Home Construction ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
24.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.99 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.70 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
5.68 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.02 % |
|
|
|
iShares U.S. Infrastructure ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
25.95 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.82 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
9.38 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.00 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.26 % |
|
|
|
iShares U.S. Insurance ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.06 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
11.59 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.42 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
8.62 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
7.61 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.14 % |
Fund |
Name |
Percentage of Ownership |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.27 % |
|
RBC Capital Markets, LLC 3 World Financial Center 200 Vesey Street New York, NY 10281-8098 |
5.07 % |
|
|
|
iShares U.S. Medical Devices ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.94 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.92 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.96 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.36 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.21 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
5.03 % |
|
|
|
iShares U.S. Oil & Gas Exploration & Production ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.91 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.17 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.90 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.00 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.23 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.52 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares U.S. Oil Equipment & Services ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.99 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
14.66 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.63 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.56 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.13 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.12 % |
|
|
|
iShares U.S. Pharmaceuticals ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.84 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.43 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.23 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.56 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.69 % |
|
|
|
iShares U.S. Real Estate ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
13.04 % |
|
Interactive Brokers Retail Equity Clearing 8 Greenwich Office Park Greenwich, CT 06831 |
12.55 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.83 % |
Fund |
Name |
Percentage of Ownership |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.13 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.01 % |
|
|
|
iShares U.S. Regional Banks ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
21.52 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.73 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.93 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.59 % |
|
|
|
iShares U.S. Telecommunications ETF |
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
18.92 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.65 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.23 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.00 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.37 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.39 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.23 % |
|
|
|
iShares US Small Cap Value Factor ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.60 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
13.72 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.77 % |
|
National Bank Financial Inc. 1155 Metcalfe Street Montreal, QC H3B 4S9 Canada |
10.86 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.81 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.96 % |
|
|
|
Fund |
Management Fee Net of Waivers for the Fiscal Year Ended March 31, 2023 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2021 |
iShares Biotechnology ETF |
0.45% |
02/05/01 |
$36,617,628 |
$44,204,613 |
$43,022,522 |
iShares Core S&P Mid-Cap ETF1 |
0.05% |
05/22/00 |
31,349,904 |
32,285,677 |
24,781,969 |
iShares Core S&P Small-Cap ETF2 |
0.06% |
05/22/00 |
39,729,962 |
42,511,216 |
29,516,775 |
iShares Core S&P Total U.S. Stock Market ETF |
0.03% |
01/20/04 |
12,169,788 |
12,700,660 |
8,566,779 |
iShares Core S&P U.S. Growth ETF |
0.04% |
07/24/00 |
4,561,492 |
4,924,748 |
3,779,834 |
iShares Core S&P U.S. Value ETF |
0.04% |
07/24/00 |
4,869,856 |
4,349,511 |
2,764,320 |
iShares ESG Screened S&P 500 ETF |
0.08% |
09/22/20 |
158,396 |
153,634 |
4,340 |
iShares ESG Screened S&P Mid-Cap ETF |
0.12% |
09/22/20 |
105,437 |
57,273 |
7,032 |
iShares ESG Screened S&P Small-Cap ETF |
0.12% |
09/22/20 |
41,829 |
20,075 |
4,603 |
Fund |
Management Fee Net of Waivers for the Fiscal Year Ended March 31, 2023 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2021 |
iShares Europe ETF |
0.59% |
07/25/00 |
10,031,041 |
11,631,732 |
8,644,209 |
iShares Expanded Tech Sector ETF |
0.41% |
03/13/01 |
12,961,118 |
14,682,392 |
11,758,120 |
iShares Expanded Tech-Software Sector ETF |
0.41% |
07/10/01 |
19,045,707 |
21,906,998 |
21,759,846 |
iShares Factors US Growth Style ETF3 |
0.25% |
01/14/20 |
7,385 |
14,080 |
12,194 |
iShares Focused Value Factor ETF |
0.25% |
03/19/19 |
61,195 |
95,718 |
60,220 |
iShares International Developed Small Cap Value Factor ETF4 |
0.30% |
03/23/21 |
441,484 |
77,438 |
397 |
iShares JPX-Nikkei 400 ETF |
0.48% |
10/23/01 |
270,592 |
413,342 |
431,089 |
iShares Micro-Cap ETF |
0.60% |
08/12/05 |
5,626,941 |
7,587,317 |
5,201,740 |
iShares Mortgage Real Estate ETF |
0.48% |
05/01/07 |
3,473,169 |
6,704,784 |
5,232,076 |
iShares North American Natural Resources ETF |
0.41% |
10/22/01 |
3,821,284 |
2,023,331 |
1,561,611 |
iShares Preferred and Income Securities ETF |
0.46% |
03/26/07 |
67,252,112 |
87,859,472 |
78,580,680 |
iShares Residential and Multisector Real Estate ETF |
0.48% |
05/01/07 |
4,001,380 |
4,603,175 |
1,826,559 |
iShares Russell 1000 ETF |
0.15% |
05/15/00 |
41,496,038 |
45,278,998 |
35,516,656 |
iShares Russell 1000 Growth ETF |
0.19% |
05/22/00 |
113,807,003 |
132,037,407 |
109,342,698 |
iShares Russell 1000 Value ETF |
0.19% |
05/22/00 |
99,238,656 |
102,639,510 |
73,057,751 |
iShares Russell 2000 ETF |
0.19% |
05/22/00 |
102,162,225 |
125,380,918 |
90,697,637 |
iShares Russell 2000 Growth ETF |
0.24% |
07/24/00 |
22,705,207 |
27,421,280 |
23,925,121 |
iShares Russell 2000 Value ETF |
0.24% |
07/24/00 |
29,120,003 |
37,417,586 |
23,543,815 |
iShares Russell 3000 ETF |
0.20% |
05/22/00 |
21,207,142 |
24,003,897 |
19,785,315 |
iShares Russell Mid-Cap ETF |
0.19% |
07/17/01 |
51,904,847 |
54,833,143 |
41,419,168 |
iShares Russell Mid-Cap Growth ETF |
0.23% |
07/17/01 |
28,021,337 |
35,394,530 |
31,531,084 |
iShares Russell Mid-Cap Value ETF |
0.23% |
07/17/01 |
30,920,472 |
33,380,326 |
24,870,342 |
iShares Russell Top 200 ETF |
0.15% |
09/22/09 |
1,297,201 |
1,449,030 |
1,134,570 |
iShares Russell Top 200 Growth ETF |
0.20% |
09/22/09 |
9,252,268 |
8,490,013 |
5,931,864 |
iShares Russell Top 200 Value ETF |
0.20% |
09/22/09 |
2,834,991 |
2,401,346 |
1,497,672 |
iShares S&P 100 ETF |
0.20% |
10/23/00 |
15,351,016 |
16,601,888 |
13,525,268 |
iShares S&P 500 Growth ETF |
0.18% |
05/22/00 |
53,418,961 |
64,471,797 |
53,306,907 |
iShares S&P 500 Value ETF |
0.18% |
05/22/00 |
44,024,320 |
41,714,684 |
30,589,520 |
iShares S&P Mid-Cap 400 Growth ETF5 |
0.17% |
07/24/00 |
11,718,004 |
13,470,303 |
14,082,702 |
iShares S&P Mid-Cap 400 Value ETF6 |
0.18% |
07/24/00 |
13,499,951 |
15,624,157 |
10,954,940 |
iShares S&P Small-Cap 600 Growth ETF7 |
0.18% |
07/24/00 |
9,371,600 |
11,023,841 |
10,104,212 |
iShares S&P Small-Cap 600 Value ETF8 |
0.18% |
07/24/00 |
13,345,671 |
16,180,935 |
11,995,641 |
iShares Semiconductor ETF |
0.39% |
07/10/01 |
26,548,407 |
31,481,764 |
17,190,459 |
iShares U.S. Aerospace & Defense ETF |
0.40% |
05/01/06 |
16,931,619 |
10,931,883 |
11,919,557 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
0.40% |
05/01/06 |
2,472,441 |
3,261,343 |
647,588 |
iShares U.S. Digital Infrastructure and Real Estate ETF |
0.41% |
07/10/01 |
459,340 |
490,208 |
243,993 |
iShares U.S. Healthcare Providers ETF |
0.40% |
05/01/06 |
5,943,522 |
4,802,016 |
4,161,177 |
iShares U.S. Home Construction ETF |
0.40% |
05/01/06 |
5,504,696 |
10,020,736 |
7,732,555 |
iShares U.S. Infrastructure ETF9 |
0.30% |
04/03/18 |
4,872,327 |
2,397,182 |
292,940 |
iShares U.S. Insurance ETF |
0.40% |
05/01/06 |
1,657,253 |
415,047 |
271,933 |
iShares U.S. Medical Devices ETF |
0.40% |
05/01/06 |
25,961,632 |
32,526,290 |
32,322,722 |
iShares U.S. Oil & Gas Exploration & Production ETF |
0.40% |
05/01/06 |
3,899,461 |
1,523,527 |
778,748 |
iShares U.S. Oil Equipment & Services ETF |
0.40% |
05/01/06 |
1,176,966 |
584,682 |
504,616 |
iShares U.S. Pharmaceuticals ETF |
0.40% |
05/01/06 |
1,647,079 |
1,491,817 |
1,465,895 |
Fund |
Management Fee Net of Waivers for the Fiscal Year Ended March 31, 2023 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2021 |
iShares U.S. Real Estate ETF |
0.40% |
06/12/00 |
15,930,149 |
25,003,003 |
16,342,186 |
iShares U.S. Regional Banks ETF |
0.40% |
05/01/06 |
3,318,242 |
4,575,432 |
1,180,280 |
iShares U.S. Telecommunications ETF |
0.40% |
05/22/00 |
1,519,550 |
1,773,147 |
1,562,055 |
iShares US Small Cap Value Factor ETF10 |
0.20% |
10/27/20 |
268,439 |
279,024 |
43,166 |
Jennifer Hsui |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
290 |
$1,295,237,000,000 |
Other Pooled Investment Vehicles |
1 |
215,000,000 |
Other Accounts |
1 |
177,000,000 |
Greg Savage |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
222 |
$1,096,960,000,000 |
Other Pooled Investment Vehicles |
92 |
8,465,000,000 |
Other Accounts |
4 |
781,000,000 |
Paul Whitehead |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
296 |
$1,297,243,000,000 |
Other Pooled Investment Vehicles |
354 |
928,508,000,000 |
Other Accounts |
152 |
586,287,000,000 |
Jennifer Hsui |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Greg Savage |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Paul Whitehead |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
1 |
$2,133,000,000 |
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Biotechnology ETF |
X |
|
|
|
|
|
|
iShares Core S&P Mid-Cap ETF |
|
|
|
X |
|
|
|
iShares Core S&P Small-Cap ETF |
|
|
|
|
X |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Growth ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Value ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P 500 ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Small-Cap ETF |
X |
|
|
|
|
|
|
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Europe ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech Sector ETF |
|
|
|
X |
|
|
|
iShares Expanded Tech-Software Sector ETF |
X |
|
|
|
|
|
|
iShares Factors US Growth Style ETF |
X |
|
|
|
|
|
|
iShares Focused Value Factor ETF |
X |
|
|
|
|
|
|
iShares International Developed Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
iShares JPX-Nikkei 400 ETF |
X |
|
|
|
|
|
|
iShares Micro-Cap ETF |
X |
|
|
|
|
|
|
iShares Mortgage Real Estate ETF |
X |
|
|
|
|
|
|
iShares North American Natural Resources ETF |
X |
|
|
|
|
|
|
iShares Preferred and Income Securities ETF |
X |
|
|
|
|
|
|
iShares Residential and Multisector Real Estate ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 3000 ETF |
|
|
|
|
X |
|
|
iShares Russell Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Value ETF |
X |
|
|
|
|
|
|
iShares S&P 100 ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Value ETF |
|
X |
|
|
|
|
|
iShares S&P Mid-Cap 400 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Value ETF |
X |
|
|
|
|
|
|
iShares Semiconductor ETF |
X |
|
|
|
|
|
|
iShares U.S. Aerospace & Defense ETF |
X |
|
|
|
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
X |
|
|
|
|
|
|
iShares U.S. Digital Infrastructure and Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Healthcare Providers ETF |
X |
|
|
|
|
|
|
iShares U.S. Home Construction ETF |
X |
|
|
|
|
|
|
iShares U.S. Infrastructure ETF |
X |
|
|
|
|
|
|
iShares U.S. Insurance ETF |
X |
|
|
|
|
|
|
iShares U.S. Medical Devices ETF |
X |
|
|
|
|
|
|
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares U.S. Oil & Gas Exploration & Production ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil Equipment & Services ETF |
X |
|
|
|
|
|
|
iShares U.S. Pharmaceuticals ETF |
X |
|
|
|
|
|
|
iShares U.S. Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Regional Banks ETF |
X |
|
|
|
|
|
|
iShares U.S. Telecommunications ETF |
X |
|
|
|
|
|
|
iShares US Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Biotechnology ETF |
X |
|
|
|
|
|
|
iShares Core S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Core S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Core S&P Total U.S. Stock Market ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Growth ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Value ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P 500 ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Europe ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech Sector ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech-Software Sector ETF |
X |
|
|
|
|
|
|
iShares Factors US Growth Style ETF |
X |
|
|
|
|
|
|
iShares Focused Value Factor ETF |
X |
|
|
|
|
|
|
iShares International Developed Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
iShares JPX-Nikkei 400 ETF |
X |
|
|
|
|
|
|
iShares Micro-Cap ETF |
X |
|
|
|
|
|
|
iShares Mortgage Real Estate ETF |
X |
|
|
|
|
|
|
iShares North American Natural Resources ETF |
X |
|
|
|
|
|
|
iShares Preferred and Income Securities ETF |
X |
|
|
|
|
|
|
iShares Residential and Multisector Real Estate ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 3000 ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Russell Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Value ETF |
X |
|
|
|
|
|
|
iShares S&P 100 ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Value ETF |
X |
|
|
|
|
|
|
iShares Semiconductor ETF |
X |
|
|
|
|
|
|
iShares U.S. Aerospace & Defense ETF |
|
|
|
X |
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
X |
|
|
|
|
|
|
iShares U.S. Digital Infrastructure and Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Healthcare Providers ETF |
X |
|
|
|
|
|
|
iShares U.S. Home Construction ETF |
X |
|
|
|
|
|
|
iShares U.S. Infrastructure ETF |
X |
|
|
|
|
|
|
iShares U.S. Insurance ETF |
X |
|
|
|
|
|
|
iShares U.S. Medical Devices ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil & Gas Exploration & Production ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil Equipment & Services ETF |
X |
|
|
|
|
|
|
iShares U.S. Pharmaceuticals ETF |
X |
|
|
|
|
|
|
iShares U.S. Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Regional Banks ETF |
X |
|
|
|
|
|
|
iShares U.S. Telecommunications ETF |
X |
|
|
|
|
|
|
iShares US Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Biotechnology ETF |
X |
|
|
|
|
|
|
iShares Core S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Core S&P Small-Cap ETF |
|
X |
|
|
|
|
|
iShares Core S&P Total U.S. Stock Market ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Growth ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Value ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P 500 ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Europe ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Expanded Tech Sector ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech-Software Sector ETF |
X |
|
|
|
|
|
|
iShares Factors US Growth Style ETF |
X |
|
|
|
|
|
|
iShares Focused Value Factor ETF |
X |
|
|
|
|
|
|
iShares International Developed Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
iShares JPX-Nikkei 400 ETF |
X |
|
|
|
|
|
|
iShares Micro-Cap ETF |
X |
|
|
|
|
|
|
iShares Mortgage Real Estate ETF |
X |
|
|
|
|
|
|
iShares North American Natural Resources ETF |
X |
|
|
|
|
|
|
iShares Preferred and Income Securities ETF |
X |
|
|
|
|
|
|
iShares Residential and Multisector Real Estate ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 ETF |
|
X |
|
|
|
|
|
iShares Russell 1000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 3000 ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Value ETF |
X |
|
|
|
|
|
|
iShares S&P 100 ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Value ETF |
X |
|
|
|
|
|
|
iShares Semiconductor ETF |
X |
|
|
|
|
|
|
iShares U.S. Aerospace & Defense ETF |
X |
|
|
|
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
X |
|
|
|
|
|
|
iShares U.S. Digital Infrastructure and Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Healthcare Providers ETF |
X |
|
|
|
|
|
|
iShares U.S. Home Construction ETF |
X |
|
|
|
|
|
|
iShares U.S. Infrastructure ETF |
X |
|
|
|
|
|
|
iShares U.S. Insurance ETF |
X |
|
|
|
|
|
|
iShares U.S. Medical Devices ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil & Gas Exploration & Production ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
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|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares U.S. Oil Equipment & Services ETF |
X |
|
|
|
|
|
|
iShares U.S. Pharmaceuticals ETF |
X |
|
|
|
|
|
|
iShares U.S. Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Regional Banks ETF |
X |
|
|
|
|
|
|
iShares U.S. Telecommunications ETF |
X |
|
|
|
|
|
|
iShares US Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2023 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Europe ETF |
07/25/00 |
$114,002 |
144,364 |
108,508 |
iShares International Developed Small Cap Value Factor ETF |
03/23/21 |
64,443 |
69,668 |
17,310 |
iShares JPX-Nikkei 400 ETF |
10/23/01 |
25,689 |
27,409 |
25,121 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to Citibank from July 11, 2022 to March 31, 2023 |
iShares Focused Value Factor ETF |
03/19/19 |
$19,048 |
iShares Russell 1000 ETF |
05/15/00 |
707,157 |
iShares Russell 1000 Growth ETF |
05/22/00 |
789,475 |
iShares Russell 1000 Value ETF |
05/22/00 |
875.717 |
iShares U.S. Aerospace & Defense ETF |
05/01/06 |
82,565 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
05/01/06 |
23,492 |
iShares Healthcare Providers ETF |
05/01/06 |
35,613 |
iShares U.S. Home Construction ETF |
05/01/06 |
58,457 |
iShares U.S. Infrastructure ETF |
04/03/18 |
59,864 |
iShares U.S. Insurance ETF |
05/01/06 |
23,898 |
iShares U.S. Medical Devices ETF |
05/01/06 |
121,526 |
iShares U.S. Oil & Gas Exploration & Production ETF |
05/01/06 |
31,938 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to Citibank from July 11, 2022 to March 31, 2023 |
iShares U.S. Oil Equipment & Services ETF |
05/01/06 |
27,098 |
iShares U.S. Pharmaceuticals ETF |
05/01/06 |
20,968 |
iShares U.S. Real Estate ETF |
06/12/00 |
139,752 |
iShares U.S. Regional Banks ETF |
05/01/06 |
26,671 |
iShares U.S. Telecommunications ETF |
05/22/00 |
29,485 |
iShares US Small Cap Value Factor ETF |
10/27/20 |
17,520 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid from April 1, 2022 to July 10, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Focused Value Factor ETF |
03/19/19 |
$9,051 |
$21,325 |
$20,200 |
iShares Russell 1000 ETF |
05/15/00 |
173,363 |
401,564 |
331,747 |
iShares Russell 1000 Growth ETF |
05/22/00 |
230,530 |
908,241 |
773,811 |
iShares Russell 1000 Value ETF |
05/22/00 |
240,253 |
721,670 |
528,366 |
iShares U.S. Aerospace & Defense ETF |
05/01/06 |
21,641 |
43,914 |
46,219 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
05/01/06 |
9,273 |
25,242 |
19,927 |
iShares U.S. Healthcare Providers ETF |
05/01/06 |
12,166 |
28,538 |
27,063 |
iShares U.S. Home Construction ETF |
05/01/06 |
16,186 |
40,611 |
34,373 |
iShares U.S. Infrastructure ETF |
04/03/18 |
19,329 |
32,659 |
28,579 |
iShares U.S. Insurance ETF |
05/01/06 |
10,344 |
22,042 |
20,440 |
iShares U.S. Medical Devices ETF |
05/01/06 |
37,476 |
113,082 |
110,311 |
iShares U.S. Oil & Gas Exploration & Production ETF |
05/01/06 |
11,745 |
23,968 |
20,870 |
iShares U.S. Oil Equipment & Services ETF |
05/01/06 |
9,558 |
20,256 |
20,982 |
iShares U.S. Pharmaceuticals ETF |
05/01/06 |
8,881 |
22,646 |
22,516 |
iShares U.S. Real Estate ETF |
06/12/00 |
36,529 |
91,534 |
63,809 |
iShares U.S. Regional Banks ETF |
05/01/06 |
11,348 |
28,588 |
23,707 |
iShares U.S. Telecommunications ETF |
05/22/00 |
10,561 |
22,803 |
23,091 |
iShares US Small Cap Value Factor ETF |
10/27/20 |
14,568 |
46,592 |
23,242 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to JPMorgan from August 15, 2022 to March 31, 2023 |
iShares Biotechnology ETF |
02/05/01 |
$249,747 |
iShares Core S&P Total U.S. Stock Market ETF |
01/20/04 |
716,421 |
iShares Expanded Tech Sector ETF |
03/13/01 |
60,939 |
iShares Expanded Tech-Software Sector ETF |
07/10/01 |
121,060 |
iShares Micro-Cap ETF |
08/12/05 |
59,277 |
iShares North American Natural Resources ETF |
10/22/01 |
35,925 |
iShares Russell 2000 ETF |
05/22/00 |
2,063,820 |
iShares Russell 2000 Growth ETF |
07/24/00 |
326,757 |
iShares Russell 2000 Value ETF |
07/24/00 |
408,060 |
iShares Russell Mid-Cap ETF |
07/17/01 |
464,303 |
iShares Russell Mid-Cap Growth ETF |
07/17/01 |
256,095 |
iShares S&P Mid-Cap 400 Growth ETF |
07/24/00 |
131,033 |
iShares S&P Mid-Cap 400 Value ETF |
07/24/00 |
186,042 |
iShares S&P Small-Cap 600 Growth ETF |
07/24/00 |
117,052 |
iShares Semiconductor ETF |
07/10/01 |
100,549 |
iShares U.S. Digital Infrastructure and Real Estate ETF |
07/10/01 |
16,495 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to State Street from April 1, 2022 to August 14, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Biotechnology ETF |
02/05/01 |
$155,641 |
$312,780 |
$261,294 |
iShares Core S&P Total U.S. Stock Market ETF |
01/20/04 |
369,709 |
542,609 |
391,023 |
iShares Expanded Tech Sector ETF |
03/13/01 |
29,255 |
60,619 |
48,703 |
iShares Expanded Tech-Software Sector ETF |
07/10/01 |
40,790 |
78,165 |
76,294 |
iShares Micro-Cap ETF |
08/12/05 |
24,902 |
68,968 |
56,803 |
iShares North American Natural Resources ETF |
10/22/01 |
18,945 |
27,255 |
24,622 |
iShares Russell 2000 ETF |
05/22/00 |
432,916 |
873,208 |
664,749 |
iShares Russell 2000 Growth ETF |
07/24/00 |
123,058 |
176,145 |
160,841 |
iShares Russell 2000 Value ETF |
07/24/00 |
122,233 |
238,788 |
177,515 |
iShares Russell Mid-Cap ETF |
07/17/01 |
184,438 |
393,034 |
310,416 |
iShares Russell Mid-Cap Growth ETF |
07/17/01 |
93,395 |
211,034 |
191,951 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to State Street from April 1, 2022 to August 14, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares S&P Mid-Cap 400 Growth ETF |
07/24/00 |
47,727 |
131,133 |
123,900 |
iShares S&P Mid-Cap 400 Value ETF |
07/24/00 |
58,562 |
139,635 |
95,799 |
iShares S&P Small-Cap 600 Growth ETF |
07/24/00 |
35,954 |
121,578 |
106,967 |
iShares Semiconductor ETF |
07/10/01 |
45,430 |
107,554 |
60,977 |
iShares U.S. Digital Infrastructure and Real Estate ETF |
07/10/01 |
10,842 |
18,959 |
18,691 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to BNY Mellon from September 12, 2022 to March 31, 2023 |
iShares Core S&P Mid-Cap ETF |
05/22/00 |
$419,693 |
iShares Core S&P Small-Cap ETF |
05/22/00 |
427,333 |
iShares Core S&P U.S. Growth ETF |
07/24/00 |
123,547 |
iShares Core S&P U.S. Value ETF |
07/24/00 |
138,771 |
iShares ESG Screened S&P 500 ETF |
09/22/20 |
11,351 |
iShares ESG Screened S&P Mid-Cap ETF |
09/22/20 |
14,101 |
iShares ESG Screened S&P Small-Cap ETF |
09/22/20 |
16,470 |
iShares Factors US Growth Style ETF |
01/14/20 |
9,407 |
iShares Mortgage Real Estate ETF |
05/01/07 |
11,495 |
iShares Preferred and Income Securities ETF |
03/26/07 |
149,089 |
iShares Residential and Multisector Real Estate ETF |
05/01/07 |
11,254 |
iShares Russell 3000 ETF |
05/22/00 |
116,176 |
iShares Russell Mid-Cap Value ETF |
07/17/01 |
143,437 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to BNY Mellon from September 12, 2022 to March 31, 2023 |
iShares Russell Top 200 ETF |
09/22/09 |
12,967 |
iShares Russell Top 200 Growth ETF |
09/22/09 |
51,826 |
iShares Russell Top 200 Value ETF |
09/22/09 |
19,616 |
iShares S&P 100 ETF |
10/23/00 |
80,523 |
iShares S&P 500 Growth ETF |
05/22/00 |
303,162 |
iShares S&P 500 Value ETF |
05/22/00 |
262,961 |
iShares S&P Small-Cap 600 Value ETF |
07/24/00 |
85,126 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to State Street from April 1, 2022 to September 11, 2023 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Core S&P Mid-Cap ETF |
05/22/00 |
$257,436 |
836,875 |
656,482 |
iShares Core S&P Small-Cap ETF |
05/22/00 |
288,087 |
958,769 |
692,110 |
iShares Core S&P U.S. Growth ETF |
07/24/00 |
101,558 |
172,688 |
142,702 |
iShares Core S&P U.S. Value ETF |
07/24/00 |
104,792 |
161,518 |
116,429 |
iShares ESG Screened S&P 500 ETF |
09/22/20 |
19,189 |
31,546 |
17,072 |
iShares ESG Screened S&P Mid-Cap ETF |
09/22/20 |
21,617 |
61,257 |
30,999 |
iShares ESG Screened S&P Small-Cap ETF |
09/22/20 |
30,573 |
98,599 |
41,057 |
iShares Factors US Growth Style ETF |
01/14/20 |
15,053 |
29,632 |
22,814 |
iShares Mortgage Real Estate ETF |
05/01/07 |
16,718 |
32,013 |
29,998 |
iShares Preferred and Income Securities ETF |
03/26/07 |
135,098 |
255,445 |
245,821 |
iShares Residential and Multisector Real Estate ETF |
05/01/07 |
15,228 |
26,956 |
22,546 |
iShares Russell 3000 ETF |
05/22/00 |
136,991 |
175,811 |
144,971 |
iShares Russell Mid-Cap Value ETF |
07/17/01 |
131,656 |
197,253 |
157,748 |
iShares Russell Top 200 ETF |
09/22/09 |
20,489 |
29,130 |
26,387 |
iShares Russell Top 200 Growth ETF |
09/22/09 |
44,064 |
63,053 |
47,824 |
iShares Russell Top 200 Value ETF |
09/22/09 |
23,718 |
31,849 |
28,882 |
iShares S&P 100 ETF |
10/23/00 |
63,072 |
113,708 |
98,438 |
iShares S&P 500 Growth ETF |
05/22/00 |
228,086 |
460,395 |
401,491 |
iShares S&P 500 Value ETF |
05/22/00 |
193,185 |
311,466 |
242,848 |
iShares S&P Small-Cap 600 Value ETF |
07/24/00 |
89,746 |
161,211 |
118,363 |
Fund |
iShares Biotechnology ETF |
iShares Core S&P Mid-Cap ETF |
iShares Core S&P Small-Cap ETF |
iShares Core S&P Total U.S. Stock Market ETF |
Gross income from securities lending activities |
$28,015,701 |
$143,036,615 |
$114,192,248 |
$41,738,470 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
1,296,094 |
7,173,833 |
2,978,509 |
2,463,915 |
Cash collateral management expenses not included in securities lending income paid to BTC |
333,116 |
1,476,568 |
1,415,864 |
433,466 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares Biotechnology ETF |
iShares Core S&P Mid-Cap ETF |
iShares Core S&P Small-Cap ETF |
iShares Core S&P Total U.S. Stock Market ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
20,890,969 |
103,803,030 |
96,988,077 |
28,394,691 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$22,520,179 |
$112,453,431 |
$101,382,450 |
$31,292,072 |
Net income from securities lending activities |
$5,495,522 |
$30,583,184 |
$12,809,798 |
$10,446,398 |
Fund |
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
iShares ESG Screened S&P 500 ETF |
iShares ESG Screened S&P Mid-Cap ETF |
Gross income from securities lending activities |
$4,413,468 |
$3,618,018 |
$23,296 |
$103,152 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
155,443 |
83,982 |
382 |
8,595 |
Cash collateral management expenses not included in securities lending income paid to BTC |
53,360 |
43,979 |
293 |
828 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
3,541,020 |
3,119,541 |
20,942 |
57,080 |
Fund |
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
iShares ESG Screened S&P 500 ETF |
iShares ESG Screened S&P Mid-Cap ETF |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$3,749,823 |
$3,247,502 |
$21,617 |
$66,503 |
Net income from securities lending activities |
$663,645 |
$370,516 |
$1,679 |
$36,649 |
Fund |
iShares ESG Screened S&P Small-Cap ETF |
iShares Europe ETF |
iShares Expanded Tech Sector ETF |
iShares Expanded Tech-Software Sector ETF |
Gross income from securities lending activities |
$32,271 |
$480,689 |
$3,623,071 |
$8,930,515 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
987 |
14,658 |
83,633 |
383,206 |
Cash collateral management expenses not included in securities lending income paid to BTC |
350 |
4,980 |
43,413 |
104,536 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
26,690 |
391,685 |
3,138,008 |
6,813,284 |
Fund |
iShares ESG Screened S&P Small-Cap ETF |
iShares Europe ETF |
iShares Expanded Tech Sector ETF |
iShares Expanded Tech-Software Sector ETF |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$28,027 |
$411,323 |
$3,265,054 |
$7,301,026 |
Net income from securities lending activities |
$4,244 |
$69,366 |
$358,017 |
$1,629,489 |
Fund |
iShares Factors US Growth Style ETF |
iShares Focused Value Factor ETF |
iShares International Developed Small Cap Value Factor ETF |
iShares JPX-Nikkei 400 ETF |
Gross income from securities lending activities |
$671 |
$7,861 |
$61,956 |
$4,887 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
23 |
109 |
5,743 |
115 |
Cash collateral management expenses not included in securities lending income paid to BTC |
11 |
80 |
490 |
86 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares Factors US Growth Style ETF |
iShares Focused Value Factor ETF |
iShares International Developed Small Cap Value Factor ETF |
iShares JPX-Nikkei 400 ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
535 |
7,197 |
28,769 |
4,135 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$569 |
$7,368 |
$35,002 |
$4,336 |
Net income from securities lending activities |
$102 |
$475 |
$26,954 |
$551 |
Fund |
iShares Micro-Cap ETF |
iShares Mortgage Real Estate ETF |
iShares North American Natural Resources ETF |
iShares Preferred and Income Securities ETF |
Gross income from securities lending activities |
$8,007,688 |
$212,949 |
$1,198,936 |
$9,106,898 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
946,307 |
20,139 |
27,550 |
892,421 |
Cash collateral management expenses not included in securities lending income paid to BTC |
63,676 |
2,093 |
14,901 |
95,852 |
Fund |
iShares Micro-Cap ETF |
iShares Mortgage Real Estate ETF |
iShares North American Natural Resources ETF |
iShares Preferred and Income Securities ETF |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
2,978,362 |
102,479 |
1,038,747 |
4,298,222 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$3,988,345 |
$124,711 |
$1,081,198 |
$5,286,495 |
Net income from securities lending activities |
$4,019,343 |
$88,238 |
$117,738 |
$3,820,403 |
Fund |
iShares Residential and Multisector Real Estate ETF |
iShares Russell 1000 ETF |
iShares Russell 1000 Growth ETF |
iShares Russell 1000 Value ETF |
Gross income from securities lending activities |
$198,822 |
$19,117,871 |
$39,163,374 |
$32,468,057 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
3,141 |
922,871 |
1,376,748 |
2,113,510 |
Fund |
iShares Residential and Multisector Real Estate ETF |
iShares Russell 1000 ETF |
iShares Russell 1000 Growth ETF |
iShares Russell 1000 Value ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
2,687 |
215,729 |
481,795 |
328,977 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
178,609 |
14,044,928 |
31,435,452 |
21,249,941 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$184,437 |
$15,183,528 |
$33,293,995 |
$23,692,428 |
Net income from securities lending activities |
$14,385 |
$3,934,343 |
$5,869,379 |
$8,775,629 |
Fund |
iShares Russell 2000 ETF |
iShares Russell 2000 Growth ETF |
iShares Russell 2000 Value ETF |
iShares Russell 3000 ETF |
Gross income from securities lending activities |
$264,285,145 |
$61,764,130 |
$42,805,629 |
$10,520,175 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
21,313,188 |
5,276,124 |
3,459,596 |
578,712 |
Cash collateral management expenses not included in securities lending income paid to BTC |
2,517,780 |
573,507 |
399,851 |
112,958 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares Russell 2000 ETF |
iShares Russell 2000 Growth ETF |
iShares Russell 2000 Value ETF |
iShares Russell 3000 ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
149,981,665 |
33,505,525 |
24,270,007 |
7,361,358 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$173,812,633 |
$39,355,156 |
$28,129,454 |
$8,053,028 |
Net income from securities lending activities |
$90,472,512 |
$22,408,974 |
$14,676,175 |
$2,467,147 |
Fund |
iShares Russell Mid Cap ETF |
iShares Russell Mid-Cap Growth ETF |
iShares Russell Mid-Cap Value ETF |
iShares Russell Top 200 ETF |
Gross income from securities lending activities |
$55,531,699 |
$32,301,489 |
$20,863,478 |
$134,454 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
3,135,242 |
1,312,688 |
1,471,257 |
3,123 |
Cash collateral management expenses not included in securities lending income paid to BTC |
599,561 |
390,274 |
207,747 |
1,783 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
38,567,034 |
25,027,801 |
12,907,988 |
115,476 |
Fund |
iShares Russell Mid Cap ETF |
iShares Russell Mid-Cap Growth ETF |
iShares Russell Mid-Cap Value ETF |
iShares Russell Top 200 ETF |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$42,301,837 |
$26,730,763 |
$14,586,992 |
$120,382 |
Net income from securities lending activities |
$13,229,862 |
$5,570,726 |
$6,276,486 |
$14,072 |
Fund |
iShares Russell Top 200 Growth ETF |
iShares Russell Top 200 Value ETF |
iShares S&P 100 ETF |
iShares S&P 500 Growth ETF |
Gross income from securities lending activities |
$1,582,212 |
$162,506 |
$1,018,771 |
$7,703,346 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
25,768 |
4,810 |
29,245 |
112,563 |
Cash collateral management expenses not included in securities lending income paid to BTC |
22,477 |
1,710 |
14,226 |
94,116 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
1,413,648 |
135,097 |
842,133 |
6,983,355 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$1,461,893 |
$141,617 |
$885,604 |
$7,190,034 |
Fund |
iShares Russell Top 200 Growth ETF |
iShares Russell Top 200 Value ETF |
iShares S&P 100 ETF |
iShares S&P 500 Growth ETF |
Net income from securities lending activities |
$120,319 |
$20,889 |
$133,167 |
$513,312 |
Fund |
iShares S&P 500 Value ETF |
iShares S&P Mid-Cap 400 Growth ETF |
iShares S&P Mid-Cap 400 Value ETF |
iShares S&P Small-Cap 600 Growth ETF |
Gross income from securities lending activities |
$7,178,608 |
$21,450,999 |
$14,942,959 |
$11,815,372 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
132,986 |
1,226,055 |
460,306 |
238,349 |
Cash collateral management expenses not included in securities lending income paid to BTC |
86,477 |
212,288 |
163,813 |
148,353 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
6,347,264 |
14,773,068 |
12,347,513 |
10,389,075 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$6,566,727 |
$16,211,411 |
$12,971,632 |
$10,775,777 |
Net income from securities lending activities |
$611,881 |
$5,239,588 |
$1,971,327 |
$1,039,595 |
Fund |
iShares S&P Small-Cap 600 Value ETF |
iShares Semiconductor ETF |
iShares U.S. Aerospace & Defense ETF |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
Gross income from securities lending activities |
$10,998,814 |
$10,479,966 |
$3,621,021 |
$236,877 |
Fund |
iShares S&P Small-Cap 600 Value ETF |
iShares Semiconductor ETF |
iShares U.S. Aerospace & Defense ETF |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
340,809 |
597,036 |
88,408 |
3,615 |
Cash collateral management expenses not included in securities lending income paid to BTC |
134,145 |
108,985 |
45,745 |
2,195 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
9,058,145 |
7,233,552 |
3,108,373 |
215,049 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares S&P Small-Cap 600 Value ETF |
iShares Semiconductor ETF |
iShares U.S. Aerospace & Defense ETF |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
Aggregate fees/compensation for securities lending activities |
$9,533,099 |
$7,939,573 |
$3,242,526 |
$220,859 |
Net income from securities lending activities |
$1,465,715 |
$2,540,393 |
$378,495 |
$16,018 |
Fund |
iShares U.S. Digital Infrastructure and Real Estate ETF |
iShares U.S. Healthcare Providers ETF |
iShares U.S. Home Construction ETF |
iShares U.S. Infrastructure ETF |
Gross income from securities lending activities |
$245,456 |
$2,263,736 |
$2,020,700 |
$2,093,981 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
5,842 |
41,836 |
28,551 |
231,818 |
Cash collateral management expenses not included in securities lending income paid to BTC |
3,098 |
29,280 |
24,255 |
13,179 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares U.S. Digital Infrastructure and Real Estate ETF |
iShares U.S. Healthcare Providers ETF |
iShares U.S. Home Construction ETF |
iShares U.S. Infrastructure ETF |
Rebates (paid to borrowers) |
211,422 |
2,011,034 |
1,838,632 |
860,611 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$220,362 |
$2,082,150 |
$1,891,438 |
$1,105,608 |
Net income from securities lending activities |
$25,094 |
$181,586 |
$129,262 |
$988,373 |
Fund |
iShares U.S. Insurance ETF |
iShares U.S. Medical Devices ETF |
iShares U.S. Oil & Gas Exploration & Production ETF |
IShares U.S. Oil Equipment & Services ETF |
Gross income from securities lending activities |
$115,878 |
$5,839,723 |
$283,855 |
$513,808 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
5,783 |
151,593 |
4,868 |
7,335 |
Cash collateral management expenses not included in securities lending income paid to BTC |
1,144 |
75,152 |
3,845 |
5,683 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares U.S. Insurance ETF |
iShares U.S. Medical Devices ETF |
iShares U.S. Oil & Gas Exploration & Production ETF |
IShares U.S. Oil Equipment & Services ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
84,245 |
4,964,412 |
253,329 |
468,238 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$91,172 |
$5,191,157 |
$262,042 |
$481,256 |
Net income from securities lending activities |
$24,706 |
$648,566 |
$21,813 |
$32,552 |
Fund |
iShares U.S. Pharmaceuticals ETF |
iShares U.S. Real Estate ETF |
iShares U.S. Regional Banks ETF |
iShares U.S. Telecommunications ETF |
Gross income from securities lending activities |
$765,413 |
$1,642,658 |
$193,764 |
$992,818 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
84,558 |
27,342 |
9,795 |
18,857 |
Cash collateral management expenses not included in securities lending income paid to BTC |
5,315 |
21,934 |
2,213 |
12,468 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares U.S. Pharmaceuticals ETF |
iShares U.S. Real Estate ETF |
iShares U.S. Regional Banks ETF |
iShares U.S. Telecommunications ETF |
Rebates (paid to borrowers) |
315,057 |
1,471,172 |
139,499 |
878,970 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$404,930 |
$1,520,448 |
$151,507 |
$910,295 |
Net income from securities lending activities |
$360,483 |
$122,210 |
$42,257 |
$82,523 |
Fund |
iShares US Small Cap Value Factor ETF |
Gross income from securities lending activities |
$132,951 |
Fees and/or compensation for securities lending activities and related services |
|
Securities lending income paid to BTC for services as securities lending agent |
4,003 |
Cash collateral management expenses not included in securities lending income paid to BTC |
1,636 |
Administrative fees not included in securities lending income paid to BTC |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
Rebates (paid to borrowers) |
110,009 |
Other fees not included in securities lending income paid to BTC |
0 |
Aggregate fees/compensation for securities lending activities |
$115,648 |
Fund |
iShares US Small Cap Value Factor ETF |
Net income from securities lending activities |
$17,303 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2023 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2021 |
iShares Biotechnology ETF |
02/05/01 |
$722,128 |
$1,545,280 |
$834,068 |
iShares Core S&P Mid-Cap ETF |
05/22/00 |
3,175,459 |
2,411,031 |
2,847,172 |
iShares Core S&P Small-Cap ETF |
05/22/00 |
7,488,703 |
4,930,489 |
6,734,154 |
iShares Core S&P Total U.S. Stock Market ETF |
01/20/04 |
624,597 |
474,339 |
494,569 |
iShares Core S&P U.S. Growth ETF |
07/24/00 |
244,680 |
102,294 |
72,148 |
iShares Core S&P U.S. Value ETF |
07/24/00 |
238,411 |
156,549 |
205,781 |
iShares ESG Screened S&P 500 ETF |
09/22/20 |
1,490 |
953 |
66 |
iShares ESG Screened S&P Mid-Cap ETF |
09/22/20 |
4,363 |
2,837 |
273 |
iShares ESG Screened S&P Small-Cap ETF |
09/22/20 |
4,936 |
3,350 |
864 |
iShares Europe ETF |
07/25/00 |
39,529 |
46,626 |
28,948 |
iShares Expanded Tech Sector ETF |
03/13/01 |
25,603 |
31,682 |
18,927 |
iShares Expanded Tech-Software Sector ETF |
07/10/01 |
75,171 |
118,897 |
102,456 |
iShares Factors US Growth Style ETF |
01/14/20 |
376 |
791 |
614 |
iShares Focused Value Factor ETF |
03/19/19 |
10,058 |
16,959 |
5,899 |
iShares International Developed Small Cap Value Factor ETF |
03/23/21 |
16,284 |
6,649 |
28 |
iShares JPX-Nikkei 400 ETF |
10/23/01 |
3,882 |
4,874 |
5,455 |
iShares Micro-Cap ETF |
08/12/05 |
219,437 |
548,474 |
342,706 |
iShares Mortgage Real Estate ETF |
05/01/07 |
290,488 |
333,931 |
570,146 |
iShares North American Natural Resources ETF |
10/22/01 |
21,859 |
27,127 |
26,241 |
iShares Preferred and Income Securities ETF |
03/26/07 |
1,046,132 |
1,432,215 |
2,045,323 |
iShares Residential and Multisector Real Estate ETF |
05/01/07 |
39,693 |
21,441 |
9,842 |
iShares Russell 1000 ETF |
05/15/00 |
208,687 |
219,444 |
199,947 |
iShares Russell 1000 Growth ETF |
05/22/00 |
597,054 |
468,336 |
556,228 |
iShares Russell 1000 Value ETF |
05/22/00 |
711,909 |
732,974 |
860,614 |
iShares Russell 2000 ETF |
05/22/00 |
2,937,597 |
6,921,437 |
5,497,730 |
iShares Russell 2000 Growth ETF |
07/24/00 |
509,308 |
1,309,210 |
988,881 |
iShares Russell 2000 Value ETF |
07/24/00 |
791,432 |
2,119,942 |
1,864,464 |
iShares Russell 3000 ETF |
05/22/00 |
188,162 |
116,303 |
95,042 |
iShares Russell Mid-Cap ETF |
07/17/01 |
251,358 |
551,567 |
640,260 |
iShares Russell Mid-Cap Growth ETF |
07/17/01 |
62,948 |
369,882 |
327,319 |
iShares Russell Mid-Cap Value ETF |
07/17/01 |
494,823 |
323,549 |
511,031 |
iShares Russell Top 200 ETF |
09/22/09 |
4,144 |
3,252 |
3,031 |
iShares Russell Top 200 Growth ETF |
09/22/09 |
27,783 |
15,391 |
16,199 |
iShares Russell Top 200 Value ETF |
09/22/09 |
16,188 |
14,620 |
12,689 |
iShares S&P 100 ETF |
10/23/00 |
38,429 |
23,658 |
52,086 |
iShares S&P 500 Growth ETF |
05/22/00 |
565,726 |
264,743 |
174,278 |
iShares S&P 500 Value ETF |
05/22/00 |
372,118 |
318,752 |
422,154 |
iShares S&P Mid-Cap 400 Growth ETF |
07/24/00 |
413,750 |
389,448 |
455,474 |
iShares S&P Mid-Cap 400 Value ETF |
07/24/00 |
592,827 |
544,798 |
465,920 |
iShares S&P Small-Cap 600 Growth ETF |
07/24/00 |
612,702 |
535,494 |
927,092 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2023 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2021 |
iShares S&P Small-Cap 600 Value ETF |
07/24/00 |
1,981,986 |
1,325,001 |
1,698,044 |
iShares Semiconductor ETF |
07/10/01 |
131,908 |
390,636 |
103,868 |
iShares U.S. Aerospace & Defense ETF |
05/01/06 |
122,867 |
88,164 |
210,740 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
05/01/06 |
67,174 |
26,680 |
9,128 |
iShares U.S. Digital Infrastructure and Real Estate ETF |
07/10/01 |
9,668 |
15,724 |
8,882 |
iShares U.S. Healthcare Providers ETF |
05/01/06 |
71,366 |
55,147 |
33,014 |
iShares U.S. Home Construction ETF |
05/01/06 |
13,795 |
13,422 |
50,988 |
iShares U.S. Infrastructure ETF |
04/03/18 |
273,585 |
128,432 |
28,398 |
iShares U.S. Insurance ETF |
05/01/06 |
8,722 |
2,769 |
1,408 |
iShares U.S. Medical Devices ETF |
05/01/06 |
80,873 |
99,163 |
84,901 |
iShares U.S. Oil & Gas Exploration & Production ETF |
05/01/06 |
26,837 |
18,260 |
28,194 |
iShares U.S. Oil Equipment & Services ETF |
05/01/06 |
23,997 |
38,494 |
124,746 |
iShares U.S. Pharmaceuticals ETF |
05/01/06 |
25,295 |
30,565 |
38,901 |
iShares U.S. Real Estate ETF |
06/12/00 |
94,818 |
156,955 |
296,838 |
iShares U.S. Regional Banks ETF |
05/01/06 |
18,712 |
38,492 |
8,550 |
iShares U.S. Telecommunications ETF |
05/22/00 |
47,926 |
97,972 |
65,572 |
iShares US Small Cap Value Factor ETF |
10/27/20 |
64,708 |
14,711 |
5,286 |
Fund |
Issuer |
Market Value of Investment |
iShares Core S&P Total U.S. Stock Market ETF |
J.P. Morgan Securities LLC |
$388,969,616 |
|
Wells Fargo Securities LLC |
145,467,111 |
|
Morgan Stanley & Co. LLC |
116,489,528 |
|
Goldman Sachs & Co. LLC |
112,482,989 |
|
Citigroup Global Markets, Inc. |
92,411,609 |
|
State Street Bank & Trust Co. |
27,127,447 |
|
|
|
iShares Core S&P U.S. Growth ETF |
Jefferies Financial Group, Inc. |
$3,723,451 |
|
|
|
iShares Core S&P U.S. Value ETF |
JPMorgan Chase & Co. |
$295,623,612 |
|
Bank of America Corp. |
154,386,747 |
|
Morgan Stanley |
88,720,759 |
|
Goldman Sachs Group Inc. (The) |
85,674,361 |
|
Citigroup, Inc. |
70,241,830 |
|
|
|
iShares ESG Screened S&P 500 ETF |
JPMorgan Chase & Co. |
$1,607,244 |
|
Bank of America Corp. |
839,439 |
|
Morgan Stanley |
482,373 |
Fund |
Issuer |
Market Value of Investment |
|
Goldman Sachs Group Inc. (The) |
465,478 |
|
Citigroup, Inc. |
381,731 |
|
|
|
iShares Europe ETF |
UBS Group AG |
$13,579,894 |
|
Credit Suisse Group AG |
624,033 |
|
|
|
iShares International Developed Small Cap Value Factor ETF |
Close Brothers Group PLC |
$529,743 |
|
|
|
iShares JPX-Nikkei 400 ETF |
Nomura Holdings Inc. |
$245,198 |
|
|
|
iShares Preferred and Income Securities ETF |
Wells Fargo & Co. |
$600,629,187 |
|
JPMorgan Chase & Co. |
598,871,335 |
|
Morgan Stanley |
532,493,882 |
|
Goldman Sachs Group Inc. (The) |
272,331,423 |
|
|
|
iShares Russell 1000 ETF |
Bank of America Corp. |
$150,204,626 |
|
Citigroup Inc. |
67,871,259 |
|
JPMorgan Chase & Co. |
284,221,356 |
|
Morgan Stanley |
80,939,747 |
|
The Goldman Sachs Group, Inc. |
80,223,727 |
|
Virtu Financial, Inc. |
1,378,585 |
|
|
|
iShares Russell 1000 Value ETF |
Bank of America Corp. |
$551,546,481 |
|
Citigroup Inc. |
249,220,069 |
|
Jefferies Financial Group Inc. |
17,217,649 |
|
JPMorgan Chase & Co. |
1,043,655,136 |
|
Morgan Stanley |
297,208,531 |
|
The Goldman Sachs Group, Inc. |
294,588,397 |
|
Wells Fargo & Company |
393,715,653 |
|
|
|
iShares Russell 3000 ETF |
JPMorgan Chase & Co. |
$101,344,042 |
|
Bank of America Corp. |
53,558,105 |
|
Morgan Stanley |
28,853,977 |
|
Goldman Sachs Group Inc. (The) |
28,594,975 |
|
Citigroup, Inc. |
24,200,632 |
|
Jefferies Financial Group, Inc. |
1,720,403 |
|
|
|
iShares Russell Mid-Cap ETF |
State Street Bank & Trust Co. |
$75,584,110 |
|
|
|
iShares Russell Top 200 ETF |
JPMorgan Chase & Co. |
$10,805,566 |
|
Bank of America Corp. |
5,710,505 |
|
Wells Fargo & Co. |
4,076,364 |
|
Goldman Sachs Group Inc. (The) |
3,049,974 |
|
Citigroup, Inc. |
2,580,310 |
|
|
|
iShares Russell Top 200 Value ETF |
JPMorgan Chase & Co. |
$48,091,166 |
|
Bank of America Corp. |
25,415,133 |
|
Wells Fargo & Co. |
18,142,308 |
Fund |
Issuer |
Market Value of Investment |
|
Morgan Stanley |
13,695,307 |
|
Goldman Sachs Group Inc. (The) |
13,574,084 |
|
Citigroup, Inc. |
11,484,064 |
|
|
|
iShares S&P 100 ETF |
JPMorgan Chase & Co. |
$126,559,287 |
|
Bank of America Corp. |
66,094,428 |
|
Wells Fargo & Co. |
47,162,196 |
|
Morgan Stanley |
37,981,929 |
|
Goldman Sachs Group Inc. (The) |
36,677,863 |
|
Citigroup, Inc. |
30,071,213 |
|
|
|
iShares S&P 500 Value ETF |
JPMorgan Chase & Co. |
$580,265,869 |
|
Bank of America Corp. |
303,039,194 |
|
Morgan Stanley |
174,144,978 |
|
Goldman Sachs Group Inc. (The) |
168,166,597 |
|
Citigroup, Inc. |
137,874,324 |
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
Piper Sandler Companies |
$6,735,892 |
|
The Goldman Sachs Group, Inc. |
144,984,965 |
|
Virtu Financial, Inc. |
6,222,447 |
|
|
|
iShares US Small Cap Value Factor ETF |
|
$0 |
Fund |
Fiscal Year Ended March 31, 2023 |
Fiscal Year Ended March 31, 2022 |
iShares Biotechnology ETF |
13% |
46% |
iShares Core S&P Mid-Cap ETF |
18% |
16% |
iShares Core S&P Small-Cap ETF |
19% |
16% |
iShares Core S&P Total U.S. Stock Market ETF |
4% |
4% |
iShares Core S&P U.S. Growth ETF |
36% |
15% |
iShares Core S&P U.S. Value ETF |
31% |
20% |
Fund |
Fiscal Year Ended March 31, 2023 |
Fiscal Year Ended March 31, 2022 |
iShares ESG Screened S&P 500 ETF |
4% |
3% |
iShares ESG Screened S&P Mid-Cap ETF |
20% |
26% |
iShares ESG Screened S&P Small-Cap ETF |
23% |
34% |
iShares Europe ETF |
5% |
5% |
iShares Expanded Tech Sector ETF |
9% |
8% |
iShares Expanded Tech-Software Sector ETF |
13% |
15% |
iShares Factors US Growth Style ETF |
67% |
111% |
iShares Focused Value Factor ETF |
133% |
138% |
iShares International Developed Small Cap Value Factor ETF |
18% |
35% |
iShares JPX-Nikkei 400 ETF |
12% |
11% |
iShares Micro-Cap ETF |
35% |
44% |
iShares Mortgage Real Estate ETF |
28% |
20% |
iShares North American Natural Resources ETF |
11% |
15% |
iShares Preferred and Income Securities ETF |
16% |
21% |
iShares Residential and Multisector Real Estate ETF |
18% |
8% |
iShares Russell 1000 ETF |
5% |
6% |
iShares Russell 1000 Growth ETF |
14% |
13% |
iShares Russell 1000 Value ETF |
15% |
17% |
iShares Russell 2000 ETF |
18% |
23% |
iShares Russell 2000 Growth ETF |
35% |
40% |
iShares Russell 2000 Value ETF |
32% |
35% |
iShares Russell 3000 ETF |
4% |
5% |
iShares Russell Mid-Cap ETF |
12% |
13% |
iShares Russell Mid-Cap Growth ETF |
26% |
35% |
iShares Russell Mid-Cap Value ETF |
19% |
21% |
iShares Russell Top 200 ETF |
5% |
4% |
iShares Russell Top 200 Growth ETF |
12% |
10% |
iShares Russell Top 200 Value ETF |
18% |
15% |
iShares S&P 100 ETF |
3% |
2% |
iShares S&P 500 Growth ETF |
34% |
14% |
iShares S&P 500 Value ETF |
29% |
18% |
iShares S&P Mid-Cap 400 Growth ETF |
54% |
45% |
iShares S&P Mid-Cap 400 Value ETF |
41% |
38% |
iShares S&P Small-Cap 600 Growth ETF |
54% |
44% |
iShares S&P Small-Cap 600 Value ETF |
54% |
42% |
iShares Semiconductor ETF |
18% |
32% |
iShares U.S. Aerospace & Defense ETF |
20% |
27% |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
56% |
24% |
iShares U.S. Digital Infrastructure and Real Estate ETF |
31% |
37% |
iShares U.S. Healthcare Providers ETF |
20% |
24% |
iShares U.S. Home Construction ETF |
9% |
5% |
iShares U.S. Infrastructure ETF |
26% |
33% |
iShares U.S. Insurance ETF |
12% |
11% |
iShares U.S. Medical Devices ETF |
10% |
11% |
iShares U.S. Oil & Gas Exploration & Production ETF |
15% |
17% |
iShares U.S. Oil Equipment & Services ETF |
16% |
55% |
iShares U.S. Pharmaceuticals ETF |
46% |
20% |
iShares U.S. Real Estate ETF |
8% |
9% |
iShares U.S. Regional Banks ETF |
7% |
14% |
iShares U.S. Telecommunications ETF |
24% |
75% |
iShares US Small Cap Value Factor ETF |
71% |
13% |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares Biotechnology ETF |
50,000 |
$6,461,921.65 |
iShares Core S&P Mid-Cap ETF1 |
50,000 |
2,807,500.00 |
iShares Core S&P Small-Cap ETF |
50,000 |
4,838,000.00 |
iShares Core S&P Total U.S. Stock Market ETF |
50,000 |
4,527,750.00 |
iShares Core S&P U.S. Growth ETF |
50,000 |
4,441,000.00 |
iShares Core S&P U.S. Value ETF |
50,000 |
3,689,000.00 |
iShares ESG Screened S&P 500 ETF |
50,000 |
1,545,000.00 |
iShares ESG Screened S&P Mid-Cap ETF |
50,000 |
1,701,000.00 |
iShares ESG Screened S&P Small-Cap ETF |
50,000 |
1,696,000.00 |
iShares Europe ETF |
50,000 |
2,607,451.45 |
iShares Expanded Tech Sector ETF2 |
50,000 |
4,270,000.00 |
iShares Expanded Tech-Software Sector ETF2 |
50,000 |
4,218,000.00 |
iShares Factors US Growth Style ETF |
50,000 |
1,655,000.00 |
iShares Focused Value Factor ETF |
50,000 |
2,519,272.45 |
iShares International Developed Small Cap Value Factor ETF |
100,000 |
3,261,232.80 |
iShares JPX-Nikkei 400 ETF |
150,000 |
9,387,182.85 |
iShares Micro-Cap ETF |
50,000 |
5,220,473.50 |
iShares Mortgage Real Estate ETF |
50,000 |
1,092,000.00 |
iShares North American Natural Resources ETF |
50,000 |
1,958,418.25 |
iShares Preferred and Income Securities ETF |
50,000 |
1,559,000.00 |
iShares Residential and Multisector Real Estate ETF |
50,000 |
3,530,000.00 |
iShares Russell 1000 ETF |
50,000 |
11,260,866.25 |
iShares Russell 1000 Growth ETF |
50,000 |
12,224,131.50 |
iShares Russell 1000 Value ETF |
50,000 |
7,617,446.55 |
iShares Russell 2000 ETF |
50,000 |
8,930,753.70 |
iShares Russell 2000 Growth ETF |
50,000 |
11,353,779.90 |
iShares Russell 2000 Value ETF |
50,000 |
6,861,828.90 |
iShares Russell 3000 ETF |
50,000 |
11,776,000.00 |
iShares Russell Mid-Cap ETF |
50,000 |
3,495,431.00 |
iShares Russell Mid-Cap Growth ETF |
50,000 |
4,554,102.85 |
iShares Russell Mid-Cap Value ETF |
50,000 |
5,310,500.00 |
iShares Russell Top 200 ETF |
50,000 |
4,869,000.00 |
iShares Russell Top 200 Growth ETF |
50,000 |
6,949,000.00 |
iShares Russell Top 200 Value ETF |
50,000 |
3,257,500.00 |
iShares S&P 100 ETF |
50,000 |
9,353,000.00 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares S&P 500 Growth ETF |
50,000 |
3,196,000.00 |
iShares S&P 500 Value ETF |
50,000 |
7,589,500.00 |
iShares S&P Mid-Cap 400 Growth ETF |
50,000 |
3,576,989.35 |
iShares S&P Mid-Cap 400 Value ETF |
50,000 |
5,141,672.15 |
iShares S&P Small-Cap 600 Growth ETF |
50,000 |
5,506,338.55 |
iShares S&P Small-Cap 600 Value ETF |
50,000 |
4,683,500.00 |
iShares Semiconductor ETF2 |
50,000 |
11,486,500.00 |
iShares U.S. Aerospace & Defense ETF |
50,000 |
5,754,693.85 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
50,000 |
4,580,163.75 |
iShares U.S. Digital Infrastructure and Real Estate ETF |
50,000 |
3,573,516.00 |
iShares U.S. Healthcare Providers ETF2 |
50,000 |
2,638,500.00 |
iShares U.S. Home Construction ETF |
50,000 |
3,513,886.85 |
iShares U.S. Infrastructure ETF |
50,000 |
1,867,109.30 |
iShares U.S. Insurance ETF |
50,000 |
4,282,477.80 |
iShares U.S. Medical Devices ETF |
50,000 |
2,701,321.10 |
iShares U.S. Oil & Gas Exploration & Production ETF |
50,000 |
4,291,155.50 |
iShares U.S. Oil Equipment & Services ETF |
50,000 |
966,431.75 |
iShares U.S. Pharmaceuticals ETF2 |
50,000 |
3,394,500.00 |
iShares U.S. Real Estate ETF |
50,000 |
4,247,545.05 |
iShares U.S. Regional Banks ETF |
50,000 |
1,789,407.95 |
iShares U.S. Telecommunications ETF |
50,000 |
1,157,589.00 |
iShares US Small Cap Value Factor ETF |
50,000 |
1,330,552.55 |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge for Creations* |
iShares Europe ETF |
$10,000 |
3.0 % |
iShares International Developed Small Cap Value Factor ETF |
8,350 |
3.0 % |
iShares JPX-Nikkei 400 ETF |
3,000 |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares Biotechnology ETF |
$478.75 |
3.0 % |
iShares Core S&P Mid-Cap ETF |
645.00 |
3.0 % |
iShares Core S&P Small-Cap ETF |
790.00 |
3.0 % |
iShares Core S&P Total U.S. Stock Market ETF |
3,675.00 |
3.0 % |
iShares Core S&P U.S. Growth ETF |
743.75 ** |
3.0 % |
iShares Core S&P U.S. Value ETF |
1,020.00 |
3.0 % |
iShares ESG Screened S&P 500 ETF |
711.25 ** |
3.0 % |
iShares ESG Screened S&P Mid-Cap ETF |
600.00 ** |
3.0 % |
iShares ESG Screened S&P Small-Cap ETF |
753.75 ** |
3.0 % |
iShares Expanded Tech Sector ETF |
497.50 ** |
3.0 % |
iShares Expanded Tech-Software Sector ETF |
293.75 ** |
3.0 % |
iShares Factors US Growth Style ETF |
263.75 ** |
3.0 % |
iShares Focused Value Factor ETF |
198.75 ** |
3.0 % |
iShares Micro-Cap ETF |
2,058.75 ** |
3.0 % |
iShares Mortgage Real Estate ETF |
188.75 |
3.0 % |
iShares North American Natural Resources ETF |
302.50 |
3.0 % |
iShares Preferred and Income Securities ETF |
705.00 |
3.0 % |
iShares Residential and Multisector Real Estate ETF |
198.75 ** |
3.0 % |
iShares Russell 1000 ETF |
1,401.25 |
3.0 % |
iShares Russell 1000 Growth ETF |
700.00 |
3.0 % |
iShares Russell 1000 Value ETF |
1,193.75 |
3.0 % |
iShares Russell 2000 ETF |
2,531.25 |
3.0 % |
iShares Russell 2000 Growth ETF |
1,482.50 ** |
3.0 % |
iShares Russell 2000 Value ETF |
1,860.00 |
3.0 % |
iShares Russell 3000 ETF |
3,378.75 ** |
3.0 % |
iShares Russell Mid-Cap ETF |
1,155.00 ** |
3.0 % |
iShares Russell Mid-Cap Growth ETF |
563.75 |
3.0 % |
iShares Russell Mid-Cap Value ETF |
1,013.75 ** |
3.0 % |
iShares Russell Top 200 ETF |
395.00 ** |
3.0 % |
iShares Russell Top 200 Growth ETF |
287.50 ** |
3.0 % |
iShares Russell Top 200 Value ETF |
331.25 ** |
3.0 % |
iShares S&P 100 ETF |
276.25 ** |
3.0 % |
iShares S&P 500 Growth ETF |
441.25 |
3.0 % |
iShares S&P 500 Value ETF |
652.50 |
3.0 % |
iShares S&P Mid-Cap 400 Growth ETF |
452.50 ** |
3.0 % |
iShares S&P Mid-Cap 400 Value ETF |
517.50 ** |
3.0 % |
iShares S&P Small-Cap 600 Growth ETF |
531.25 ** |
3.0 % |
iShares S&P Small-Cap 600 Value ETF |
640.00 ** |
3.0 % |
iShares Semiconductor ETF |
187.50 |
3.0 % |
iShares U.S. Aerospace & Defense ETF |
193.75 |
3.0 % |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
180.00 ** |
3.0 % |
iShares U.S. Digital Infrastructure and Real Estate ETF |
176.25 ** |
3.0 % |
iShares U.S. Healthcare Providers ETF |
228.75 ** |
3.0 % |
iShares U.S. Home Construction ETF |
210.00 |
3.0 % |
iShares U.S. Infrastructure ETF |
340.00 ** |
3.0 % |
iShares U.S. Insurance ETF |
208.75 ** |
3.0 % |
iShares U.S. Medical Devices ETF |
226.25 ** |
3.0 % |
iShares U.S. Oil & Gas Exploration & Production ETF |
211.25 |
3.0 % |
iShares U.S. Oil Equipment & Services ETF |
186.25 ** |
3.0 % |
iShares U.S. Pharmaceuticals ETF |
200.00 ** |
3.0 % |
iShares U.S. Real Estate ETF |
245.00 |
3.0 % |
iShares U.S. Regional Banks ETF |
192.50 ** |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares U.S. Telecommunications ETF |
175.00 |
3.0 % |
iShares US Small Cap Value Factor ETF |
378.75 ** |
3.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge for Redemptions* |
iShares Europe ETF |
$10,000 |
2.0 % |
iShares International Developed Small Cap Value Factor ETF |
8,350 |
2.0 % |
iShares JPX-Nikkei 400 ETF |
3,000 |
2.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares Biotechnology ETF |
$478.75 |
2.0 % |
iShares Core S&P Mid-Cap ETF |
645.00 |
2.0 % |
iShares Core S&P Small-Cap ETF |
790.00 |
2.0 % |
iShares Core S&P Total U.S. Stock Market ETF |
3,675.00 |
2.0 % |
iShares Core S&P U.S. Growth ETF |
743.75 ** |
2.0 % |
iShares Core S&P U.S. Value ETF |
1,020.00 |
2.0 % |
iShares ESG Screened S&P 500 ETF |
711.25 ** |
2.0 % |
iShares ESG Screened S&P Mid-Cap ETF |
600.00 ** |
2.0 % |
iShares ESG Screened S&P Small-Cap ETF |
753.75 ** |
2.0 % |
iShares Expanded Tech Sector ETF |
497.50 ** |
2.0 % |
iShares Expanded Tech-Software Sector ETF |
293.75 ** |
2.0 % |
iShares Factors US Growth Style ETF |
263.75 ** |
2.0 % |
iShares Focused Value Factor ETF |
198.75 ** |
2.0 % |
iShares Micro-Cap ETF |
2,058.75 ** |
2.0 % |
iShares Mortgage Real Estate ETF |
188.75 |
2.0 % |
iShares North American Natural Resources ETF |
302.50 |
2.0 % |
iShares Preferred and Income Securities ETF |
705.00 |
2.0 % |
iShares Residential and Multisector Real Estate ETF |
198.75 ** |
2.0 % |
iShares Russell 1000 ETF |
1,401.25 |
2.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares Russell 1000 Growth ETF |
700.00 |
2.0 % |
iShares Russell 1000 Value ETF |
1,193.75 |
2.0 % |
iShares Russell 2000 ETF |
2,531.25 |
2.0 % |
iShares Russell 2000 Growth ETF |
1,482.50 ** |
2.0 % |
iShares Russell 2000 Value ETF |
1,860.00 |
2.0 % |
iShares Russell 3000 ETF |
3,378.75 ** |
2.0 % |
iShares Russell Mid-Cap ETF |
1,155.00 ** |
2.0 % |
iShares Russell Mid-Cap Growth ETF |
563.75 |
2.0 % |
iShares Russell Mid-Cap Value ETF |
1,013.75 ** |
2.0 % |
iShares Russell Top 200 ETF |
395.00 ** |
2.0 % |
iShares Russell Top 200 Growth ETF |
287.50 ** |
2.0 % |
iShares Russell Top 200 Value ETF |
331.25 ** |
2.0 % |
iShares S&P 100 ETF |
276.25 ** |
2.0 % |
iShares S&P 500 Growth ETF |
441.25 |
2.0 % |
iShares S&P 500 Value ETF |
652.50 |
2.0 % |
iShares S&P Mid-Cap 400 Growth ETF |
452.50 ** |
2.0 % |
iShares S&P Mid-Cap 400 Value ETF |
517.50 ** |
2.0 % |
iShares S&P Small-Cap 600 Growth ETF |
531.25 ** |
2.0 % |
iShares S&P Small-Cap 600 Value ETF |
640.00 ** |
2.0 % |
iShares Semiconductor ETF |
187.50 |
2.0 % |
iShares U.S. Aerospace & Defense ETF |
193.75 |
2.0 % |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
180.00 ** |
2.0 % |
iShares U.S. Digital Infrastructure and Real Estate ETF |
176.25 ** |
2.0 % |
iShares U.S. Healthcare Providers ETF |
228.75 ** |
2.0 % |
iShares U.S. Home Construction ETF |
210.00 |
2.0 % |
iShares U.S. Infrastructure ETF |
340.00 ** |
2.0 % |
iShares U.S. Insurance ETF |
208.75 ** |
2.0 % |
iShares U.S. Medical Devices ETF |
226.25 ** |
2.0 % |
iShares U.S. Oil & Gas Exploration & Production ETF |
211.25 |
2.0 % |
iShares U.S. Oil Equipment & Services ETF |
186.25 ** |
2.0 % |
iShares U.S. Pharmaceuticals ETF |
200.00 ** |
2.0 % |
iShares U.S. Real Estate ETF |
245.00 |
2.0 % |
iShares U.S. Regional Banks ETF |
192.50 ** |
2.0 % |
iShares U.S. Telecommunications ETF |
175.00 |
2.0 % |
iShares US Small Cap Value Factor ETF |
378.75 ** |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares Biotechnology ETF |
$2,690,738,576 |
iShares Core S&P Mid-Cap ETF |
1,713,541,092 |
iShares Core S&P Small-Cap ETF |
2,941,893,594 |
iShares Core S&P Total U.S. Stock Market ETF |
662,909,533 |
iShares Core S&P U.S. Growth ETF |
1,457,321,766 |
iShares Core S&P U.S. Value ETF |
728,805,923 |
iShares ESG Screened S&P 500 ETF |
2,733,274 |
iShares ESG Screened S&P Mid-Cap ETF |
2,793,371 |
iShares ESG Screened S&P Small-Cap ETF |
1,397,798 |
iShares Europe ETF |
368,616,712 |
iShares Expanded Tech Sector ETF |
114,307,739 |
iShares Expanded Tech-Software Sector ETF |
441,797,378 |
iShares Factors US Growth Style ETF |
899,128 |
iShares Focused Value Factor ETF |
5,139,862 |
iShares International Developed Small Cap Value Factor ETF |
2,549,938 |
iShares JPX-Nikkei 400 ETF |
24,591,227 |
iShares Micro-Cap ETF |
191,112,983 |
iShares Mortgage Real Estate ETF |
276,754,574 |
iShares North American Natural Resources ETF |
498,272,318 |
iShares Preferred and Income Securities ETF |
1,946,804,348 |
iShares Residential and Multisector Real Estate ETF |
26,817,079 |
iShares Russell 1000 ETF |
1,048,166,720 |
iShares Russell 1000 Growth ETF |
4,435,951,491 |
iShares Russell 1000 Value ETF |
2,653,752,716 |
iShares Russell 2000 ETF |
14,270,567,827 |
iShares Russell 2000 Growth ETF |
2,744,343,857 |
iShares Russell 2000 Value ETF |
1,506,466,766 |
iShares Russell 3000 ETF |
262,843,385 |
iShares Russell Mid-Cap ETF |
1,175,348,813 |
iShares Russell Mid-Cap Growth ETF |
1,950,017,880 |
iShares Russell Mid-Cap Value ETF |
701,035,961 |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares Russell Top 200 ETF |
23,957,521 |
iShares Russell Top 200 Growth ETF |
288,680,613 |
iShares Russell Top 200 Value ETF |
49,966,749 |
iShares S&P 100 ETF |
362,360,219 |
iShares S&P 500 Growth ETF |
3,160,067,414 |
iShares S&P 500 Value ETF |
1,566,023,135 |
iShares S&P Mid-Cap 400 Growth ETF |
840,254,575 |
iShares S&P Mid-Cap 400 Value ETF |
779,295,226 |
iShares S&P Small-Cap 600 Growth ETF |
659,211,964 |
iShares S&P Small-Cap 600 Value ETF |
854,325,126 |
iShares Semiconductor ETF |
721,302,528 |
iShares U.S. Aerospace & Defense ETF |
959,069,232 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
142,483,232 |
iShares U.S. Digital Infrastructure and Real Estate ETF |
78,086,958 |
iShares U.S. Healthcare Providers ETF |
162,814,328 |
iShares U.S. Home Construction ETF |
203,011,003 |
iShares U.S. Infrastructure ETF |
79,528,981 |
iShares U.S. Insurance ETF |
8,758,967 |
iShares U.S. Medical Devices ETF |
248,204,930 |
iShares U.S. Oil & Gas Exploration & Production ETF |
230,439,768 |
iShares U.S. Oil Equipment & Services ETF |
301,671,033 |
iShares U.S. Pharmaceuticals ETF |
202,191,795 |
iShares U.S. Real Estate ETF |
412,805,177 |
iShares U.S. Regional Banks ETF |
118,291,081 |
iShares U.S. Telecommunications ETF |
285,175,246 |
iShares US Small Cap Value Factor ETF |
6,226,922 |
Contents |
|
A-4 | |
A-4 | |
A-4 | |
A-4 | |
A-5 | |
A-7 | |
A-8 | |
A-8 | |
A-9 | |
A-11 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-13 | |
A-14 | |
A-15 | |
A-15 |