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(as revised February 1, 2024) |
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2023 Prospectus |
Annual Fund Operating Expenses (ongoing expenses that you pay each year as a percentage of the value of your investments)1 | |||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Total Annual Fund Operating Expenses |
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|
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|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Five Years |
Ten Years |
(Inception Date: |
|
|
|
Return Before Taxes |
- |
|
|
Return After Taxes on Distributions1 |
- |
|
|
Return After Taxes on Distributions and Sale of Fund Shares1 |
- |
|
|
ICE AMT-Free New York Plus Municipal Index (Index returns do not reflect deductions for fees, expenses, or taxes)2 |
- |
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|
|
iShares New York Muni Bond ETF | ||||
|
Year Ended 02/28/23 |
Year Ended 02/28/22 |
Year Ended 02/28/21 |
Year Ended 02/29/20 |
Year Ended 02/28/19 |
Net asset value, beginning of year |
$56.09 |
$57.48 |
$58.43 |
$55.12 |
$54.66 |
Net investment income(a) |
1.11 |
1.06 |
1.15 |
1.24 |
1.36 |
Net realized and unrealized gain (loss)(b) |
(3.70 ) |
(1.39 ) |
(0.96 ) |
3.31 |
0.46 |
Net increase (decrease) from investment operations |
(2.59 ) |
(0.33 ) |
0.19 |
4.55 |
1.82 |
Distributions from net investment income(c) |
(1.08 ) |
(1.06 ) |
(1.14 ) |
(1.24 ) |
(1.36 ) |
Net asset value, end of year |
$52.42 |
$56.09 |
$57.48 |
$58.43 |
$55.12 |
Total Return(d) |
|
|
|
|
|
Based on net asset value |
(4.62 )% |
(0.57 )% |
0.34 % |
8.33 % |
3.39 % |
Ratios to Average Net Assets(e) |
|
|
|
|
|
Total expenses |
0.25 % |
0.25 % |
0.25 % |
0.25 % |
0.25 % |
Net investment income |
2.09 % |
1.83 % |
2.00 % |
2.18 % |
2.49 % |
Supplemental Data |
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Net assets, end of year (000) |
$545,123 |
$544,101 |
$497,241 |
$487,913 |
$344,518 |
Portfolio turnover rate(f) |
12 % |
8 % |
5 % |
7 % |
19 % |
(a) Based on average shares outstanding. | |||||
(b) The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |||||
(c) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |||||
(d) Where applicable, assumes the reinvestment of distributions. | |||||
(e) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | |||||
(f) Portfolio turnover rate excludes in-kind transactions. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
Fund |
Ticker |
Listing Exchange |
iShares 0-3 Month Treasury Bond ETF |
SGOV |
NYSE Arca |
iShares 1-3 Year Treasury Bond ETF |
SHY |
Nasdaq |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
IGSB |
Nasdaq |
iShares 3-7 Year Treasury Bond ETF |
IEI |
Nasdaq |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
IGIB |
Nasdaq |
iShares 7-10 Year Treasury Bond ETF |
IEF |
Nasdaq |
iShares 10+ Year Investment Grade Corporate Bond ETF |
IGLB |
NYSE Arca |
iShares 10-20 Year Treasury Bond ETF |
TLH |
NYSE Arca |
iShares 20+ Year Treasury Bond ETF |
TLT |
Nasdaq |
iShares 25+ Year Treasury STRIPS Bond ETF |
GOVZ |
Cboe BZX |
iShares Agency Bond ETF |
AGZ |
NYSE Arca |
iShares BBB Rated Corporate Bond ETF |
LQDB |
NYSE Arca |
iShares Broad USD Investment Grade Corporate Bond ETF |
USIG |
Nasdaq |
iShares California Muni Bond ETF |
CMF |
NYSE Arca |
iShares Core 5-10 Year USD Bond ETF |
IMTB |
NYSE Arca |
iShares Core 10+ Year USD Bond ETF |
ILTB |
NYSE Arca |
iShares Core U.S. Aggregate Bond ETF |
AGG |
NYSE Arca |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
ELQD |
NYSE Arca |
iShares ESG Advanced Total USD Bond Market ETF |
EUSB |
NYSE Arca |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
SUSB |
Nasdaq |
iShares ESG Aware U.S. Aggregate Bond ETF |
EAGG |
NYSE Arca |
iShares ESG Aware USD Corporate Bond ETF |
SUSC |
Nasdaq |
iShares Government/Credit Bond ETF |
GBF |
NYSE Arca |
iShares High Yield Systematic Bond ETF |
HYDB |
Cboe BZX |
iShares iBoxx $ High Yield Corporate Bond ETF |
HYG |
NYSE Arca |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
LQD |
NYSE Arca |
iShares Intermediate Government/Credit Bond ETF |
GVI |
Cboe BZX |
iShares Investment Grade Systematic Bond ETF |
IGEB |
Cboe BZX |
iShares MBS ETF |
MBB |
Nasdaq |
iShares National Muni Bond ETF |
MUB |
NYSE Arca |
iShares New York Muni Bond ETF |
NYF |
NYSE Arca |
iShares Short-Term National Muni Bond ETF |
SUB |
NYSE Arca |
iShares Short Treasury Bond ETF |
SHV |
Nasdaq |
iShares USD Systematic Bond ETF |
USBF |
Nasdaq |
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223 | |
224 | |
224 | |
224 | |
225 | |
226 | |
226 |
Diversified Funds |
Non-Diversified Funds |
iShares 0-3 Month Treasury Bond ETF |
iShares BBB Rated Corporate Bond ETF |
iShares 1-3 Year Treasury Bond ETF |
iShares California Muni Bond ETF |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
Diversified Funds |
Non-Diversified Funds |
iShares 3-7 Year Treasury Bond ETF |
iShares New York Muni Bond ETF |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
iShares USD Systematic Bond ETF |
iShares 7-10 Year Treasury Bond ETF |
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
|
iShares 10-20 Year Treasury Bond ETF |
|
iShares 20+ Year Treasury Bond ETF |
|
iShares 25+ Year Treasury STRIPS Bond ETF |
|
iShares Agency Bond ETF |
|
iShares Broad USD Investment Grade Corporate Bond ETF |
|
iShares Core 5-10 Year USD Bond ETF |
|
iShares Core 10+ Year USD Bond ETF |
|
iShares Core U.S. Aggregate Bond ETF |
|
iShares ESG Advanced Total USD Bond Market ETF |
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
|
iShares ESG Aware USD Corporate Bond ETF |
|
iShares ESG Aware U.S. Aggregate Bond ETF |
|
iShares Government/Credit Bond ETF |
|
iShares High Yield Systematic Bond ETF |
|
iShares iBoxx $ High Yield Corporate Bond ETF |
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
|
iShares Intermediate Government/Credit Bond ETF |
|
iShares Investment Grade Systematic Bond ETF |
|
iShares MBS ETF |
|
iShares National Muni Bond ETF |
|
iShares Short-Term National Muni Bond ETF |
|
iShares Short Treasury Bond ETF |
|
|
|
|
2021-22 |
2022-23 |
2023-24 |
2024-25 |
2025-26 |
2026-27 |
|
|
|
|
|
|
|
Personal Income Tax |
$137.1 |
$122.8 |
$118.2 |
$118.9 |
$127.5 |
$141.8 |
Sales and Use Tax |
$33.0 |
$33.1 |
$33.4 |
$34.4 |
$35.5 |
$36.3 |
Corporation Tax |
$45.1 |
$42.1 |
$42.1 |
$43.4 |
$36.4 |
$26.6 |
Total2 |
$215.3 |
$197.9 |
$193.6 |
$196.7 |
$199.4 |
$204.8 |
Growth |
19.3 % |
-8.1 % |
-2.2 % |
1.6 % |
1.4 % |
2.7 % |
CalPERS Return on Investments for Fiscal Years 2018 through 2022 | |
Fiscal Year |
Return on Investments |
2017-18 |
8.6 % |
2018-19 |
6.7 % |
2019-20 |
4.7 % |
2020-21 |
21.3 % |
2021-22 |
-6.1 % |
CalSTRS Return on Investments for Fiscal Years 2018 through 2022 | |
Fiscal Year |
Return on Investments |
2017-18 |
9.0 % |
2018-19 |
6.8 % |
2019-20 |
3.9 % |
2020-21 |
27.2 % |
2021-22 |
-1.3 % |
|
|
May Revision | |
|
Revised 2022-232 |
Revised 2023-242 |
Percent Change |
Prior-year General Fund balance |
$55,462 |
$24,119 |
(56.6 )% |
Revenues and transfers |
205,129 |
209,054 |
1.9 % |
Expenditures |
(236,472 ) |
(224,101 )) |
(5.2 )% |
Ending General Fund Balance |
$24,119 |
$9,072 |
|
Encumbrances |
(5,272 ) |
(5,272 ) |
|
SFEU balance |
$18,847 |
$3,800 |
|
BSA balance |
$22,252 |
$22,252 |
|
Safety Net Reserve |
$900 |
$450 |
|
Public School System Stabilization Account |
$9,936 |
$10,684 |
|
Moody’s |
S&P |
Fitch |
Aa2 |
AA- |
AA |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Member of the Wyoming State Investment Funds Committee (since 2022); Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director of the Jackson Hole Center for the Arts (since 2021). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé (1973) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the Exchange- Traded Fund Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the Exchange-Traded Fund Complex (2014- 2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$1-$10,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares U.S. Energy ETF |
$1-$10,000 |
|
|
iShares U.S. Infrastructure ETF |
$1-$10,000 |
|
|
iShares U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares Morningstar Growth ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew E. Lawton |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
Over $100,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
iShares Core MSCI International Developed Markets ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
Name |
iShares 0-3 Month Treasury Bond ETF |
iShares 1-3 Year Treasury Bond ETF |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
iShares 3-7 Year Treasury Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,747 |
$5,665 |
$5,198 |
$2,584 |
Richard L. Fagnani |
1,747 |
5,665 |
5,198 |
2,584 |
Cecilia H. Herbert |
1,787 |
5,796 |
5,318 |
2,644 |
John E. Kerrigan |
1,921 |
6,229 |
5,716 |
2,842 |
Drew E. Lawton |
1,691 |
5,483 |
5,032 |
2,502 |
John E. Martinez |
1,691 |
5,483 |
5,032 |
2,502 |
Madhav V. Rajan |
1,691 |
5,483 |
5,032 |
2,502 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
iShares 7-10 Year Treasury Bond ETF |
iShares 10+ Year Investment Grade Corporate Bond ETF |
iShares 10-20 Year Treasury Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$2,371 |
$4,946 |
$326 |
$1,782 |
Richard L. Fagnani |
2,371 |
4,946 |
326 |
1,782 |
Cecilia H. Herbert |
2,426 |
5,061 |
334 |
1,823 |
John E. Kerrigan |
2,608 |
5,439 |
359 |
1,959 |
Drew E. Lawton |
2,295 |
4,788 |
316 |
1,725 |
John E. Martinez |
2,295 |
4,788 |
316 |
1,725 |
Madhav V. Rajan |
2,295 |
4,788 |
316 |
1,725 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares 20+ Year Treasury Bond ETF |
iShares 25+ Year Treasury STRIPS Bond ETF |
iShares Agency Bond ETF |
iShares BBB Rated Corporate Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$6,519 |
$61 |
$148 |
$5 |
Richard L. Fagnani |
6,519 |
61 |
148 |
5 |
Cecilia H. Herbert |
6,670 |
62 |
151 |
5 |
John E. Kerrigan |
7,169 |
67 |
162 |
6 |
Drew E. Lawton |
6,310 |
59 |
143 |
5 |
John E. Martinez |
6,310 |
59 |
143 |
5 |
Madhav V. Rajan |
6,310 |
59 |
143 |
5 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares Broad USD Investment Grade Corporate Bond ETF |
iShares California Muni Bond ETF |
iShares Core 5-10 Year USD Bond ETF |
iShares Core 10+ Year USD Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,761 |
$416 |
$35 |
$73 |
Richard L. Fagnani |
1,761 |
416 |
35 |
73 |
Cecilia H. Herbert |
1,802 |
426 |
36 |
74 |
John E. Kerrigan |
1,937 |
458 |
39 |
80 |
Drew E. Lawton |
1,705 |
403 |
34 |
70 |
John E. Martinez |
1,705 |
403 |
34 |
70 |
Madhav V. Rajan |
1,705 |
403 |
34 |
70 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares Core U.S. Aggregate Bond ETF |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
iShares ESG Advanced Total USD Bond Market ETF |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$18,435 |
$3 |
$123 |
$194 |
Richard L. Fagnani |
18,435 |
3 |
123 |
194 |
Cecilia H. Herbert |
18,861 |
3 |
126 |
199 |
John E. Kerrigan |
20,272 |
3 |
135 |
214 |
Drew E. Lawton |
17,844 |
2 |
119 |
188 |
John E. Martinez |
17,844 |
2 |
119 |
188 |
Madhav V. Rajan |
17,844 |
2 |
119 |
188 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares ESG Aware U.S. Aggregate Bond ETF |
iShares ESG Aware USD Corporate Bond ETF |
iShares Government/Credit Bond ETF |
iShares High Yield Systematic Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$513 |
$245 |
$33 |
$29 |
Richard L. Fagnani |
513 |
245 |
33 |
29 |
Cecilia H. Herbert |
524 |
251 |
34 |
30 |
John E. Kerrigan |
564 |
270 |
37 |
32 |
Drew E. Lawton |
496 |
237 |
32 |
28 |
John E. Martinez |
496 |
237 |
32 |
28 |
Madhav V. Rajan |
496 |
237 |
32 |
28 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares iBoxx $ High Yield Corporate Bond ETF |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
iShares Intermediate Government/Credit Bond ETF |
iShares Investment Grade Systematic Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$2,664 |
$7,012 |
$530 |
$51 |
Richard L. Fagnani |
2,664 |
7,012 |
530 |
51 |
Cecilia H. Herbert |
2,725 |
7,174 |
542 |
52 |
John E. Kerrigan |
2,929 |
7,710 |
582 |
56 |
Drew E. Lawton |
2,578 |
6,787 |
513 |
49 |
John E. Martinez |
2,578 |
6,787 |
513 |
49 |
Madhav V. Rajan |
2,578 |
6,787 |
513 |
49 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares MBS ETF |
iShares National Muni Bond ETF |
iShares New York Muni Bond ETF |
iShares Short-Term National Muni Bond ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$5,319 |
$6,767 |
$117 |
$2,256 |
Richard L. Fagnani |
5,319 |
6,767 |
117 |
2,256 |
Cecilia H. Herbert |
5,442 |
6,924 |
120 |
2,309 |
John E. Kerrigan |
5,849 |
7,441 |
128 |
2,481 |
Drew E. Lawton |
5,149 |
6,550 |
113 |
2,184 |
John E. Martinez |
5,149 |
6,550 |
113 |
2,184 |
Madhav V. Rajan |
5,149 |
6,550 |
113 |
2,184 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
0 |
0 |
Name |
iShares Short Treasury Bond ETF |
iShares USD Systematic Bond ETF |
Independent Trustees: |
|
|
|
|
|
Jane D. Carlin |
$5,108 |
$3 |
Richard L. Fagnani |
5,108 |
3 |
Cecilia H. Herbert |
5,227 |
3 |
John E. Kerrigan |
5,617 |
3 |
Drew E. Lawton |
4,945 |
3 |
John E. Martinez |
4,945 |
3 |
Madhav V. Rajan |
4,945 |
3 |
|
|
|
Interested Trustees: |
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
Salim Ramji1 |
0 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses1 |
Estimated Annual Benefits Upon Retirement1 |
Total Compensation From the Funds and Fund Complex2 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
$465,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
476,764 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
505,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
461,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
450,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
450,000 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses2 |
Estimated Annual Benefits Upon Retirement2 |
Total Compensation From the Funds and Fund Complex3 |
Salim Ramji1 |
Not Applicable |
Not Applicable |
0 |
Fund |
Name |
Percentage of Ownership |
iShares 0-3 Month Treasury Bond ETF |
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
17.49 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.84 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.84 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.66 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.88 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.10 % |
|
|
|
iShares 1-3 Year Treasury Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.19 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.71 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.88 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.55 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.23 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.01 % |
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.12 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
13.32 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.36 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
9.09 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
7.22 % |
|
|
|
iShares 3-7 Year Treasury Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.45 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.29 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
8.17 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.07 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
5.76 % |
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
18.30 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
11.77 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.14 % |
Fund |
Name |
Percentage of Ownership |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
7.63 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
6.37 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.18 % |
|
|
|
iShares 7-10 Year Treasury Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.94 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.79 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
9.51 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
9.34 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.47 % |
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
21.52 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
8.24 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.68 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
7.42 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
7.00 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.83 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.57 % |
|
|
|
iShares 10-20 Year Treasury Bond ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
22.08 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
13.11 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.71 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.96 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
7.67 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.13 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
5.52 % |
|
|
|
iShares 20+ Year Treasury Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
30.65 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
20.80 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.47 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.19 % |
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
45.61 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
12.20 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
10.68 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.53 % |
|
|
|
iShares Agency Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
23.53 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.69 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.72 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
6.32 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.40 % |
|
|
|
iShares BBB Rated Corporate Bond ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
83.33 % |
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
24.56 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
17.13 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
9.43 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.79 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.59 % |
|
|
|
iShares California Muni Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
44.06 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.60 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.74 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.01 % |
|
|
|
iShares Core 5-10 Year USD Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
58.53 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.18 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
10.01 % |
|
|
|
iShares Core 10+ Year USD Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.29 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
17.72 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.50 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
15.77 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.63 % |
|
|
|
iShares Core U.S. Aggregate Bond ETF |
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
10.71 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
10.61 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.06 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
7.57 % |
Fund |
Name |
Percentage of Ownership |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
5.51 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.48 % |
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
87.33 % |
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
32.44 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
27.05 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.51 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.68 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.42 % |
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
25.10 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.46 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
13.03 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
6.30 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
6.07 % |
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
26.84 % |
Fund |
Name |
Percentage of Ownership |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
12.80 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.50 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.83 % |
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
23.71 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
23.54 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.62 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.39 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.66 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
5.27 % |
|
RBC Capital Markets, LLC 3 World Financial Center 200 Vesey Street New York, NY 10281-8098 |
5.22 % |
|
|
|
iShares Government/Credit Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.75 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.63 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
16.47 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.87 % |
|
U.S. Bank N.A. 1555 North Rivercenter Dr. Suite 302 Milwaukee, WI 53212 |
6.75 % |
Fund |
Name |
Percentage of Ownership |
|
|
|
iShares High Yield Systematic Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
35.75 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.74 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.09 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
6.63 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.82 % |
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.54 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
16.72 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.51 % |
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
9.56 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
8.77 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.37 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
8.13 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.27 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.29 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.14 % |
|
|
|
iShares Intermediate Government/Credit Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.47 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.17 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
9.49 % |
|
Reliance Trust Company, FIS TrustDesk MKE 11277 West Park Place, Suite 300 Milwaukee, WI 53224 |
6.04 % |
|
U.S. Bank N.A. 1555 North Rivercenter Dr. Suite 302 Milwaukee, WI 53212 |
5.44 % |
|
|
|
iShares Investment Grade Systematic Bond ETF |
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
33.44 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
24.48 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
14.08 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.75 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
5.37 % |
|
|
|
iShares MBS ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
22.13 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.29 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
7.87 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
6.59 % |
Fund |
Name |
Percentage of Ownership |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
6.30 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
5.56 % |
|
|
|
iShares National Muni Bond ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
20.26 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.67 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.39 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.34 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.25 % |
|
|
|
iShares New York Muni Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
21.97 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.41 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.40 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.86 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.11 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.51 % |
|
|
|
iShares Short-Term National Muni Bond ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
20.42 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.49 % |
|
The Bank of New York Mellon/Wealth Management One Wall Street New York, NY 10005 |
9.66 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.96 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.53 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.40 % |
|
SEI Private Trust Company/C/O GWP 1 Freedom Valley Drive Oaks, PA 19456 |
5.08 % |
|
|
|
iShares Short Treasury Bond ETF |
Citibank, N.A. S.D. Indeval Institucion 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
21.79 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.52 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.27 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.32 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.54 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.42 % |
|
|
|
iShares USD Systematic Bond ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
98.27 % |
|
|
|
Fund |
Management Fee |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2021 |
iShares 0-3 Month Treasury Bond ETF1 |
0.04% |
05/26/20 |
$1,681,624 |
$219,282 |
$162,126 |
iShares 1-3 Year Treasury Bond ETF |
0.15% |
07/22/02 |
38,927,762 |
29,945,144 |
32,106,936 |
iShares 1-5 Year Investment Grade Corporate Bond ETF2 |
0.05% |
01/05/07 |
11,544,984 |
13,551,064 |
10,705,449 |
iShares 3-7 Year Treasury Bond ETF |
0.15% |
01/05/07 |
17,295,366 |
16,244,679 |
17,168,658 |
iShares 5-10 Year Investment Grade Corporate Bond ETF3 |
0.05% |
01/05/07 |
5,269,012 |
6,406,219 |
5,827,292 |
iShares 7-10 Year Treasury Bond ETF |
0.15% |
07/22/02 |
31,344,908 |
22,158,598 |
28,670,072 |
iShares 10+ Year Investment Grade Corporate Bond ETF4 |
0.05% |
12/08/09 |
776,844 |
1,386,564 |
1,169,310 |
iShares 10-20 Year Treasury Bond ETF |
0.15% |
01/05/07 |
6,561,022 |
2,050,536 |
1,958,386 |
iShares 20+ Year Treasury Bond ETF |
0.15% |
07/22/02 |
35,618,839 |
23,523,424 |
27,770,333 |
iShares 25+ Year Treasury STRIPS Bond ETF5 |
0.04% |
09/22/20 |
119,477 |
122,500 |
4,960 |
iShares Agency Bond ETF |
0.20% |
11/05/08 |
1,252,551 |
1,579,828 |
1,610,512 |
iShares BBB Rated Corporate Bond ETF |
0.15% |
05/18/21 |
67,924 |
89,307 |
N/A |
iShares Broad USD Investment Grade Corporate Bond ETF6 |
0.04% |
01/05/07 |
2,774,655 |
2,574,479 |
3,098,584 |
iShares California Muni Bond ETF7 |
0.25% |
10/04/07 |
4,607,963 |
4,634,842 |
3,911,631 |
iShares Core 5-10 Year USD Bond ETF8 |
0.05% |
11/01/16 |
57,708 |
62,677 |
57,076 |
iShares Core 10+ Year USD Bond ETF |
0.06% |
12/08/09 |
168,231 |
232,367 |
241,944 |
iShares Core U.S. Aggregate Bond ETF9,10 |
0.03% |
09/22/03 |
21,767,151 |
28,768,959 |
26,526,094 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
0.18% |
11/08/21 |
27,715 |
10,689 |
N/A |
iShares ESG Advanced Total USD Bond Market ETF11 |
0.11% |
06/23/20 |
877,840 |
463,035 |
71,650 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
0.12% |
07/11/17 |
1,139,234 |
1,152,913 |
468,841 |
iShares ESG Aware U.S. Aggregate Bond ETF12 |
0.09% |
10/18/18 |
1,956,167 |
1,330,990 |
437,376 |
iShares ESG Aware USD Corporate Bond ETF |
0.18% |
07/11/17 |
1,657,303 |
1,509,984 |
823,272 |
iShares Government/Credit Bond ETF |
0.20% |
01/05/07 |
484,135 |
689,717 |
444,376 |
iShares High Yield Systematic Bond ETF |
0.35% |
07/11/17 |
437,996 |
516,377 |
144,014 |
iShares iBoxx $ High Yield Corporate Bond ETF |
0.49% |
04/04/07 |
73,274,146 |
97,173,850 |
118,223,615 |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
0.14% |
07/22/02 |
48,580,938 |
55,071,034 |
72,561,952 |
iShares Intermediate Government/Credit Bond ETF |
0.20% |
01/05/07 |
4,939,299 |
4,912,048 |
4,506,647 |
iShares Investment Grade Systematic Bond ETF |
0.18% |
07/11/17 |
306,093 |
292,204 |
256,032 |
iShares MBS ETF13,14 |
0.03% |
03/13/07 |
6,958,456 |
10,387,393 |
10,391,914 |
iShares National Muni Bond ETF15,16 |
0.07% |
09/07/07 |
20,030,561 |
16,265,453 |
12,577,499 |
iShares New York Muni Bond ETF |
0.25% |
10/04/07 |
1,325,245 |
1,329,048 |
1,176,607 |
iShares Short-Term National Muni Bond ETF |
0.07% |
11/05/08 |
6,383,302 |
4,024,798 |
2,497,984 |
iShares Short Treasury Bond ETF17,18 |
0.14% |
01/05/07 |
28,757,510 |
21,461,175 |
31,357,144 |
Fund |
Management Fee |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended February 28, 2021 |
iShares USD Systematic Bond ETF19 |
0.16% |
10/12/21 |
26,950 |
11,968 |
N/A |
James Mauro |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
86 |
$189,451,000,000 |
Other Pooled Investment Vehicles |
9 |
34,510,000,000 |
Other Accounts |
5 |
5,793,000,000 |
Scott Radell* |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
12 |
$24,029,000,000 |
Other Pooled Investment Vehicles |
54 |
41,217,000,000 |
Other Accounts |
7 |
4,983,000,000 |
Karen Uyehara* |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
80 |
$183,837,000,000 |
Other Pooled Investment Vehicles |
14 |
3,000,000,000 |
Other Accounts |
7 |
4,124,000,000 |
Jeff Rosenberg* (as of October 31, 2023) |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
2 |
$14,632,000,000 |
Other Pooled Investment Vehicles |
8 |
290,000,000 |
Other Accounts |
3 |
269,000,000 |
James Mauro |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
James Mauro |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Scott Radell* |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
2 |
$101,000,000 |
Other Accounts |
2 |
677,000,000 |
Karen Uyehara* |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
3 |
$1,055,000,000 |
Other Accounts |
3 |
1,289,000,000 |
Jeff Rosenberg* (as of October 31, 2023) |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
James Mauro |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
|
|
X |
|
|
|
|
iShares 3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 20+ Year Treasury Bond ETF |
|
|
X |
|
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
|
|
X |
|
|
|
|
iShares Agency Bond ETF |
X |
|
|
|
|
|
|
iShares BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core U.S. Aggregate Bond ETF |
|
|
|
X |
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
X |
|
|
|
|
|
|
James Mauro |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares High Yield Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Intermediate Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares Investment Grade Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares MBS ETF |
X |
|
|
|
|
|
|
iShares National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Systematic Bond ETF |
X |
|
|
|
|
|
|
Scott Radell |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 20+ Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
X |
|
|
|
|
|
|
iShares Agency Bond ETF |
X |
|
|
|
|
|
|
iShares BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core U.S. Aggregate Bond ETF |
|
X |
|
|
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
Scott Radell |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares ESG Advanced Total USD Bond Market ETF |
X |
|
|
|
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares High Yield Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Intermediate Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares Investment Grade Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares MBS ETF |
X |
|
|
|
|
|
|
iShares National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Systematic Bond ETF |
X |
|
|
|
|
|
|
Karen Uyehara |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 20+ Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
X |
|
|
|
|
|
|
iShares Agency Bond ETF |
X |
|
|
|
|
|
|
iShares BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
Karen Uyehara |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
X |
|
|
|
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares High Yield Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Intermediate Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares Investment Grade Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares MBS ETF |
X |
|
|
|
|
|
|
iShares National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Systematic Bond ETF |
X |
|
|
|
|
|
|
Jeff Rosenberg (as of October 31, 2023) |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares 0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 1-5 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares 10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 20+ Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares 25+ Year Treasury STRIPS Bond ETF |
X |
|
|
|
|
|
|
iShares Agency Bond ETF |
X |
|
|
|
|
|
|
iShares BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
Jeff Rosenberg (as of October 31, 2023) |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares Core U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
X |
|
|
|
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares High Yield Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares Intermediate Government/Credit Bond ETF |
X |
|
|
|
|
|
|
iShares Investment Grade Systematic Bond ETF |
X |
|
|
|
|
|
|
iShares MBS ETF |
X |
|
|
|
|
|
|
iShares National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares Short Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares USD Systematic Bond ETF |
X |
|
|
|
|
|
|
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2023 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2022 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2021 |
iShares 0-3 Month Treasury Bond ETF |
05/26/20 |
$33,753 |
$29,235 |
$18,453 |
iShares 1-3 Year Treasury Bond ETF |
07/22/02 |
318,726 |
260,406 |
293,086 |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
01/05/07 |
260,692 |
320,682 |
259,137 |
iShares 3-7 Year Treasury Bond ETF |
01/05/07 |
148,312 |
144,480 |
157,721 |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
01/05/07 |
125,549 |
158,762 |
147,375 |
iShares 7-10 Year Treasury Bond ETF |
07/22/02 |
265,444 |
194,148 |
259,581 |
iShares 10+ Year Investment Grade Corporate Bond ETF |
12/08/09 |
27,134 |
40,685 |
36,954 |
iShares 10-20 Year Treasury Bond ETF |
01/05/07 |
63,191 |
27,979 |
28,196 |
iShares 20+ Year Treasury Bond ETF |
07/22/02 |
305,160 |
205,197 |
251,775 |
iShares 25+ Year Treasury STRIPS Bond ETF |
09/22/20 |
17,909 |
19,909 |
8,110 |
iShares Agency Bond ETF |
11/05/08 |
20,093 |
24,769 |
25,162 |
iShares BBB Rated Corporate Bond ETF |
05/18/21 |
16,195 |
15,202 |
N/A |
iShares Broad USD Investment Grade Corporate Bond ETF |
01/05/07 |
94,286 |
91,883 |
81,315 |
iShares California Muni Bond ETF |
10/04/07 |
25,387 |
31,846 |
30,586 |
iShares Core 5-10 Year USD Bond ETF |
11/01/16 |
70,003 |
73,663 |
53,340 |
iShares Core 10+ Year USD Bond ETF |
12/08/09 |
20,028 |
23,556 |
24,041 |
iShares Core U.S. Aggregate Bond ETF |
09/22/03 |
1,081,184 |
1,266,564 |
1,101,230 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
11/08/21 |
16,453 |
7,400 |
N/A |
iShares ESG Advanced Total USD Bond Market ETF |
06/23/20 |
63,334 |
57,688 |
34,188 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
07/11/17 |
23,630 |
26,903 |
21,850 |
iShares ESG Aware U.S. Aggregate Bond ETF |
10/18/18 |
65,857 |
54,796 |
27,685 |
iShares ESG Aware USD Corporate Bond ETF |
07/11/17 |
25,609 |
26,579 |
23,974 |
iShares Government/Credit Bond ETF |
01/05/07 |
18,475 |
21,142 |
21,031 |
iShares High Yield Systematic Bond ETF |
07/11/17 |
17,356 |
19,666 |
18,621 |
iShares iBoxx $ High Yield Corporate Bond ETF |
04/04/07 |
164,562 |
268,125 |
327,838 |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
07/22/02 |
391,646 |
509,691 |
681,410 |
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2023 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2022 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended February 28, 2021 |
iShares Intermediate Government/Credit Bond ETF |
01/05/07 |
40,685 |
42,013 |
40,864 |
iShares Investment Grade Systematic Bond ETF |
07/11/17 |
19,699 |
20,499 |
23,273 |
iShares MBS ETF |
03/13/07 |
810,898 |
821,939 |
366,128 |
iShares National Muni Bond ETF |
09/07/07 |
364,205 |
304,972 |
248,725 |
iShares New York Muni Bond ETF |
10/04/07 |
19,499 |
21,496 |
21,220 |
iShares Short-Term National Muni Bond ETF |
11/05/08 |
133,185 |
101,382 |
63,452 |
iShares Short Treasury Bond ETF |
01/05/07 |
127,571 |
199,139 |
262,116 |
iShares USD Systematic Bond ETF |
10/12/21 |
41,170 |
20,052 |
N/A |
Fund |
iShares 0-3 Month Treasury Bond ETF |
iShares 1-3 Year Treasury Bond ETF |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
iShares 3-7 Year Treasury Bond ETF |
Gross income from securities lending activities |
$11,569,818 |
$3,520,324 |
$38,254,307 |
$79,255 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Fund |
iShares 0-3 Month Treasury Bond ETF |
iShares 1-3 Year Treasury Bond ETF |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
iShares 3-7 Year Treasury Bond ETF |
Securities lending income paid to BTC for services as securities lending agent |
188,332 |
139,170 |
993,573 |
4,112 |
Cash collateral management expenses not included in securities lending income paid to BTC |
151,670 |
99,479 |
564,146 |
3,094 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
10,235,366 |
2,569,832 |
32,015,179 |
51,025 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$10,575,368 |
$2,808,481 |
$33,572,898 |
$58,231 |
Net income from securities lending activities |
$994,450 |
$711,843 |
$4,681,409 |
$21,024 |
Fund |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
iShares 7-10 Year Treasury Bond ETF |
iShares 10+ Year Investment Grade Corporate Bond ETF |
iShares 10-20 Year Treasury Bond ETF |
Gross income from securities lending activities |
$28,404,974 |
$743,146 |
$2,821,535 |
$854,465 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
663,123 |
23,668 |
81,538 |
45,101 |
Fund |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
iShares 7-10 Year Treasury Bond ETF |
iShares 10+ Year Investment Grade Corporate Bond ETF |
iShares 10-20 Year Treasury Bond ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
429,097 |
15,201 |
44,130 |
8,419 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
24,189,356 |
578,445 |
2,312,665 |
539,767 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$25,281,576 |
$617,314 |
$2,438,333 |
$593,287 |
Net income from securities lending activities |
$3,123,398 |
$125,832 |
$383,202 |
$261,178 |
Fund |
iShares 20+ Year Treasury Bond ETF |
iShares 25+ Year Treasury STRIPS Bond ETF |
iShares Agency Bond ETF |
iShares BBB Rated Corporate Bond ETF |
Gross income from securities lending activities |
$1,425,275 |
$169 |
$91,764 |
$56,357 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
91,484 |
3 |
5,711 |
1,447 |
Cash collateral management expenses not included in securities lending income paid to BTC |
15,051 |
6 |
1,261 |
917 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares 20+ Year Treasury Bond ETF |
iShares 25+ Year Treasury STRIPS Bond ETF |
iShares Agency Bond ETF |
iShares BBB Rated Corporate Bond ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
790,414 |
138 |
57,968 |
47,165 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$896,949 |
$147 |
$64,940 |
$49,529 |
Net income from securities lending activities |
$528,326 |
$22 |
$26,824 |
$6,828 |
Fund |
iShares Broad USD Investment Grade Corporate Bond ETF |
iShares California Muni Bond ETF |
iShares Core 5-10 Year USD Bond ETF |
iShares Core 10+ Year USD Bond ETF |
Gross income from securities lending activities |
$17,001,081 |
N/A |
$42,836 |
$121,013 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
443,843 |
N/A |
2,509 |
7,926 |
Cash collateral management expenses not included in securities lending income paid to BTC |
247,695 |
N/A |
722 |
1,679 |
Administrative fees not included in securities lending income paid to BTC |
0 |
N/A |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
N/A |
0 |
0 |
Rebates (paid to borrowers) |
14,221,603 |
N/A |
27,567 |
73,144 |
Fund |
iShares Broad USD Investment Grade Corporate Bond ETF |
iShares California Muni Bond ETF |
iShares Core 5-10 Year USD Bond ETF |
iShares Core 10+ Year USD Bond ETF |
Other fees not included in securities lending income paid to BTC |
0 |
N/A |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$14,913,141 |
N/A |
$30,798 |
$82,749 |
Net income from securities lending activities |
$2,087,940 |
N/A |
$12,038 |
$38,264 |
Fund |
iShares Core U.S. Aggregate Bond ETF |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
iShares ESG Advanced Total USD Bond Market ETF |
iShares ESG Aware1-5 Year USD Corporate Bond ETF |
Gross income from securities lending activities |
$18,903,121 |
$10,480 |
$290,703 |
$902,596 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
687,617 |
56 |
12,452 |
18,413 |
Cash collateral management expenses not included in securities lending income paid to BTC |
359,872 |
139 |
5,304 |
13,519 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
14,427,788 |
9,806 |
211,346 |
783,216 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$15,475,277 |
$10,001 |
$229,102 |
$815,148 |
Fund |
iShares Core U.S. Aggregate Bond ETF |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
iShares ESG Advanced Total USD Bond Market ETF |
iShares ESG Aware1-5 Year USD Corporate Bond ETF |
Net income from securities lending activities |
$3,427,844 |
$479 |
$61,601 |
$87,448 |
Fund |
iShares ESG Aware U.S. Aggregate Bond ETF |
iShares ESG Aware USD Corporate Bond ETF |
iShares Government/Credit Bond ETF |
iShares High Yield Systematic Bond ETF |
Gross income from securities lending activities |
$280,901 |
$1,349,994 |
$57,328 |
$643,195 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
9,231 |
32,307 |
2,816 |
37,601 |
Cash collateral management expenses not included in securities lending income paid to BTC |
5,596 |
19,060 |
1,297 |
8,513 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
216,802 |
1,147,088 |
39,807 |
420,180 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$231,629 |
$1,198,455 |
$43,920 |
$466,294 |
Fund |
iShares ESG Aware U.S. Aggregate Bond ETF |
iShares ESG Aware USD Corporate Bond ETF |
iShares Government/Credit Bond ETF |
iShares High Yield Systematic Bond ETF |
Net income from securities lending activities |
$49,272 |
$151,539 |
$13,408 |
$176,901 |
Fund |
iShares iBoxx $ High Yield Corporate Bond ETF |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
iShares Intermediate Government/Credit Bond ETF |
iShares Investment Grade Systematic Bond ETF |
Gross income from securities lending activities |
$88,243,703 |
$66,633,732 |
$768,649 |
$176,232 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
3,595,569 |
1,434,596 |
30,350 |
3,625 |
Cash collateral management expenses not included in securities lending income paid to BTC |
1,284,899 |
971,795 |
14,201 |
2,426 |
Fund |
iShares iBoxx $ High Yield Corporate Bond ETF |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
iShares Intermediate Government/Credit Bond ETF |
iShares Investment Grade Systematic Bond ETF |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
66,451,902 |
57,419,795 |
576,175 |
153,049 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$71,332,370 |
$59,826,186 |
$620,726 |
$159,100 |
Net income from securities lending activities |
$16,911,333 |
$6,807,546 |
$147,923 |
$17,132 |
Fund |
iShares MBS ETF |
iShares National Muni Bond ETF |
iShares New York Muni Bond ETF |
iShares Short-Term National Muni Bond ETF |
Gross income from securities lending activities |
N/A |
N/A |
N/A |
N/A |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
N/A |
N/A |
N/A |
N/A |
Cash collateral management expenses not included in securities lending income paid to BTC |
N/A |
N/A |
N/A |
N/A |
Administrative fees not included in securities lending income paid to BTC |
N/A |
N/A |
N/A |
N/A |
Indemnification fees not included in securities lending income paid to BTC |
N/A |
N/A |
N/A |
N/A |
Rebates (paid to borrowers) |
N/A |
N/A |
N/A |
N/A |
Other fees not included in securities lending income paid to BTC |
N/A |
N/A |
N/A |
N/A |
Aggregate fees/compensation for securities lending activities |
N/A |
N/A |
N/A |
N/A |
Net income from securities lending activities |
N/A |
N/A |
N/A |
N/A |
Fund |
iShares Short Treasury Bond ETF |
iShares USD Systematic Bond ETF |
Gross income from securities lending activities |
$27,383,891 |
$3,955 |
Fees and/or compensation for securities lending activities and related services |
|
|
Fund |
iShares Short Treasury Bond ETF |
iShares USD Systematic Bond ETF |
Securities lending income paid to BTC for services as securities lending agent |
561,346 |
147 |
Cash collateral management expenses not included in securities lending income paid to BTC |
456,441 |
66 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
Rebates (paid to borrowers) |
23,464,170 |
2,935 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$24,481,957 |
$3,148 |
Net income from securities lending activities |
$2,901,934 |
$807 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2023 |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2021 |
iShares 0-3 Month Treasury Bond ETF |
05/26/20 |
$0 |
$0 |
$0 |
iShares 1-3 Year Treasury Bond ETF |
07/22/02 |
0 |
0 |
0 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2023 |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended Feb. 28, 2021 |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares 3-7 Year Treasury Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares 7-10 Year Treasury Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares 10+ Year Investment Grade Corporate Bond ETF |
12/08/09 |
0 |
0 |
0 |
iShares 10-20 Year Treasury Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares 20+ Year Treasury Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares 25+ Year Treasury STRIPS Bond ETF |
09/22/20 |
0 |
0 |
0 |
iShares Agency Bond ETF |
11/05/08 |
0 |
0 |
0 |
iShares BBB Rated Corporate Bond ETF |
05/18/21 |
0 |
0 |
N/A |
iShares Broad USD Investment Grade Corporate Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares California Muni Bond ETF |
10/04/07 |
0 |
0 |
0 |
iShares Core 5-10 Year USD Bond ETF |
11/01/16 |
0 |
5 |
4 |
iShares Core 10+ Year USD Bond ETF |
12/08/09 |
0 |
0 |
0 |
iShares Core U.S. Aggregate Bond ETF |
09/22/03 |
0 |
0 |
0 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
11/08/21 |
0 |
0 |
N/A |
iShares ESG Advanced Total USD Bond Market ETF |
06/23/20 |
0 |
0 |
0 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
07/11/17 |
0 |
0 |
0 |
iShares ESG Aware U.S. Aggregate Bond ETF |
10/18/18 |
0 |
0 |
0 |
iShares ESG Aware USD Corporate Bond ETF |
07/11/17 |
0 |
0 |
0 |
iShares Government/Credit Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares High Yield Systematic Bond ETF |
07/11/17 |
0 |
0 |
0 |
iShares iBoxx $ High Yield Corporate Bond ETF |
04/04/07 |
0 |
7,819 |
5,494 |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares Intermediate Government/Credit Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares Investment Grade Systematic Bond ETF |
07/11/17 |
0 |
0 |
0 |
iShares MBS ETF |
03/13/07 |
0 |
0 |
0 |
iShares National Muni Bond ETF |
09/07/07 |
0 |
0 |
0 |
iShares New York Muni Bond ETF |
10/04/07 |
0 |
0 |
0 |
iShares Short-Term National Muni Bond ETF |
11/05/08 |
0 |
0 |
0 |
iShares Short Treasury Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares USD Systematic Bond ETF |
10/12/21 |
169 |
41 |
N/A |
Fund |
Issuer |
Market Value of Investment |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Bank of America Corp. |
$665,530,448 |
Fund |
Issuer |
Market Value of Investment |
|
JPMorgan Chase & Co. |
622,670,399 |
|
Morgan Stanley |
521,060,315 |
|
Citigroup, Inc. |
426,163,007 |
|
Goldman Sachs Group Inc. (The) |
396,934,047 |
|
Wells Fargo & Co. |
390,544,455 |
|
Royal Bank of Canada |
190,030,317 |
|
Barclays PLC |
156,989,312 |
|
Bank of New York Mellon Corp. (The) |
142,032,475 |
|
|
|
iShares 5-10 Year Investment Grade Corporate Bond ETF |
Bank of America Corp. |
$ 265,813,836 |
|
JPMorgan Chase & Co. |
244,351,603 |
|
Morgan Stanley |
172,590,954 |
|
Citigroup, Inc. |
171,351,785 |
|
Goldman Sachs Group Inc. (The) |
128,397,577 |
|
Wells Fargo & Co. |
96,981,847 |
|
Barclays PLC |
61,781,277 |
|
BNP Paribas SA |
52,399,339 |
|
Bank of New York Mellon Corp. (The) |
40,166,607 |
|
Royal Bank of Canada |
20,433,416 |
|
|
|
iShares 10+ Year Investment Grade Corporate Bond ETF |
Bank of America Corp. |
$19,876,738 |
|
JPMorgan Chase & Co. |
18,888,123 |
|
Wells Fargo & Co. |
15,792,951 |
|
Goldman Sachs Group Inc. (The) |
15,045,564 |
|
Citigroup, Inc. |
10,887,177 |
|
Morgan Stanley |
9,480,257 |
|
Barclays PLC |
2,989,180 |
|
|
|
iShares BBB Rated Corporate Bond ETF |
Barclays PLC |
$371,720 |
|
Citigroup, Inc. |
266,626 |
|
Goldman Sachs Group Inc. (The) |
169,065 |
|
Deutsche Bank AG |
134,324 |
|
Morgan Stanley |
81,102 |
|
|
|
iShares Broad USD Investment Grade Corporate Bond ETF |
Bank of America Corp. |
$175,125,160 |
|
JPMorgan Chase & Co. |
160,444,992 |
|
Morgan Stanley |
119,086,197 |
|
Citigroup, Inc. |
106,895,982 |
|
Goldman Sachs Group Inc. (The) |
100,823,376 |
|
Wells Fargo & Co. |
89,059,903 |
|
Barclays PLC |
37,725,985 |
|
Bank of New York Mellon Corp. (The) |
27,005,804 |
|
Deutsche Bank AG |
23,429,817 |
|
|
|
iShares Core 5-10 Year USD Bond ETF |
Bank of America Corp. |
$641,867 |
|
JPMorgan Chase & Co. |
604,525 |
|
Morgan Stanley |
462,867 |
Fund |
Issuer |
Market Value of Investment |
|
Citigroup, Inc. |
456,400 |
|
Goldman Sachs Group Inc. (The) |
354,373 |
|
Wells Fargo & Co. |
247,619 |
|
Barclays PLC |
209,273 |
|
Nomura Holdings Inc. |
98,556 |
|
|
|
iShares Core 10+ Year USD Bond ETF |
Bank of America Corp. |
$2,170,460 |
|
JPMorgan Chase & Co. |
1,973,922 |
|
Goldman Sachs Group Inc. (The) |
1,659,850 |
|
Citigroup, Inc. |
1,179,062 |
|
Morgan Stanley |
1,042,413 |
|
HSBC Holdings PLC |
578,476 |
|
Barclays PLC |
285,262 |
|
|
|
iShares Core U.S. Aggregate Bond ETF |
Bank of America Corp. |
$ 569,377,080 |
|
JPMorgan Chase & Co. |
528,818,121 |
|
Morgan Stanley |
380,436,143 |
|
Citigroup, Inc. |
352,499,270 |
|
Goldman Sachs Group Inc. (The) |
341,181,339 |
|
Wells Fargo & Co. |
302,226,359 |
|
Barclays PLC |
119,307,599 |
|
Royal Bank of Canada |
89,783,623 |
|
Nomura Holdings Inc. |
48,625,496 |
|
Credit Suisse Group AG |
18,602,731 |
|
|
|
iShares ESG Advanced Investment Grade Corporate Bond ETF |
Citigroup, Inc. |
$291,145 |
|
Morgan Stanley |
290,872 |
|
Goldman Sachs Group Inc. (The) |
264,766 |
|
JPMorgan Chase & Co. |
259,809 |
|
Bank of America Corp. |
251,210 |
|
Barclays PLC |
195,979 |
|
Bank of New York Mellon Corp. (The) |
13,383 |
|
|
|
iShares ESG Advanced Total USD Bond Market ETF |
Morgan Stanley |
$6,245,608 |
|
|
|
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
Morgan Stanley |
$29,581,724 |
|
Bank of America Corp. |
26,281,343 |
|
JPMorgan Chase & Co. |
18,957,323 |
|
Citigroup, Inc. |
17,542,602 |
|
Goldman Sachs Group Inc. (The) |
14,327,129 |
|
Deutsche Bank AG |
8,486,073 |
|
Barclays PLC |
7,987,553 |
|
Royal Bank of Canada |
5,684,711 |
|
Bank of New York Mellon Corp. (The) |
5,151,015 |
|
|
|
iShares ESG Aware U.S. Aggregate Bond ETF |
Bank of America Corp. |
$10,170,164 |
|
Morgan Stanley |
9,088,961 |
Fund |
Issuer |
Market Value of Investment |
|
JPMorgan Chase & Co. |
8,706,374 |
|
Citigroup, Inc. |
7,070,210 |
|
Goldman Sachs Group Inc. (The) |
6,808,476 |
|
Barclays PLC |
4,018,812 |
|
Wells Fargo & Co. |
2,554,460 |
|
Nomura Holdings Inc. |
1,214,567 |
|
Credit Suisse Group AG |
1,187,675 |
|
|
|
iShares ESG Aware USD Corporate Bond ETF |
Bank of America Corp. |
$18,290,998 |
|
JPMorgan Chase & Co. |
17,463,735 |
|
Morgan Stanley |
17,156,754 |
|
Goldman Sachs Group Inc. (The) |
12,191,645 |
|
Bank of New York Mellon Corp. (The) |
12,167,034 |
|
Citigroup, Inc. |
12,015,691 |
|
Wells Fargo & Co. |
6,722,636 |
|
Barclays PLC |
6,571,726 |
|
Royal Bank of Canada |
1,559,296 |
|
|
|
iShares Government/Credit Bond ETF |
Bank of America Corp. |
$1,299,474 |
|
JPMorgan Chase & Co. |
987,798 |
|
Morgan Stanley |
935,877 |
|
HSBC Holdings PLC |
763,037 |
|
Wells Fargo & Co. |
732,700 |
|
Citigroup, Inc. |
713,983 |
|
Goldman Sachs Group Inc. (The) |
602,801 |
|
Royal Bank of Canada |
173,984 |
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond ETF |
JPMorgan Chase & Co. |
$ 1,009,275,651 |
|
Bank of America Corp. |
988,136,522 |
|
Goldman Sachs Group Inc. (The) |
776,978,217 |
|
Morgan Stanley |
742,299,768 |
|
Citigroup, Inc. |
735,761,634 |
|
Wells Fargo & Co. |
701,349,763 |
|
HSBC Holdings PLC |
505,598,848 |
|
Barclays PLC |
223,215,826 |
|
Deutsche Bank AG |
57,702,320 |
|
Bank of New York Mellon Corp. (The) |
38,507,074 |
|
|
|
iShares Intermediate Government/Credit Bond ETF |
Bank of America Corp. |
$25,854,392 |
|
JPMorgan Chase & Co. |
22,772,654 |
|
Morgan Stanley |
17,867,651 |
|
Citigroup, Inc. |
16,204,228 |
|
Goldman Sachs Group Inc. (The) |
13,768,208 |
|
HSBC Holdings PLC |
12,034,163 |
|
Royal Bank of Canada |
4,695,523 |
|
|
|
Fund |
Issuer |
Market Value of Investment |
iShares Investment Grade Systematic Bond ETF |
Bank of America Corp. |
$7,680,929 |
|
JPMorgan Chase & Co. |
6,890,842 |
|
Morgan Stanley |
4,610,988 |
|
Goldman Sachs Group Inc. (The) |
1,549,614 |
|
Citigroup, Inc. |
1,408,655 |
|
Bank of New York Mellon Corp. (The) |
1,233,034 |
|
|
|
iShares USD Systematic Bond ETF |
JPMorgan Chase & Co. |
$173,459 |
|
Bank of America Corp. |
145,526 |
|
Morgan Stanley |
123,905 |
|
Wells Fargo & Co. |
74,533 |
|
Citigroup, Inc. |
72,711 |
|
Goldman Sachs Group Inc. (The) |
67,029 |
|
Bank of New York Mellon Corp. (The) |
42,545 |
|
|
|
Fund |
Fiscal Year Ended February 28, 2023 |
Fiscal Year Ended February 28, 2022 |
iShares 0-3 Month Treasury Bond ETF |
0% |
0% |
iShares 1-3 Year Treasury Bond ETF |
73% |
148% |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
26% |
30% |
iShares 3-7 Year Treasury Bond ETF |
36% |
62% |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
24% |
27% |
iShares 7-10 Year Treasury Bond ETF |
53% |
114% |
iShares 10+ Year Investment Grade Corporate Bond ETF |
9% |
9% |
iShares 10-20 Year Treasury Bond ETF |
56% |
114% |
iShares 20+ Year Treasury Bond ETF |
22% |
43% |
Fund |
Fiscal Year Ended February 28, 2023 |
Fiscal Year Ended February 28, 2022 |
iShares 25+ Year Treasury STRIPS Bond ETF |
50% |
40% |
iShares Agency Bond ETF |
92% |
146% |
iShares BBB Rated Corporate Bond ETF |
10% |
19%1,2 |
iShares Broad USD Investment Grade Corporate Bond ETF |
11% |
12% |
iShares California Muni Bond ETF |
17% |
8% |
iShares Core 5-10 Year USD Bond ETF9 |
335% |
279% |
iShares Core 10+ Year USD Bond ETF |
10% |
15% |
iShares Core U.S. Aggregate Bond ETF9 |
104% |
163% |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
35% |
7%3,4 |
iShares ESG Advanced Total USD Bond Market ETF9 |
167% |
243% |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
30% |
37% |
iShares ESG Aware U.S. Aggregate Bond ETF9 |
158% |
234% |
iShares ESG Aware USD Corporate Bond ETF |
23% |
17% |
iShares Government/Credit Bond ETF |
17% |
21% |
iShares High Yield Systematic Bond ETF |
60% |
67% |
iShares iBoxx $ High Yield Corporate Bond ETF |
31% |
19% |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
27% |
14% |
iShares Intermediate Government/Credit Bond ETF |
22% |
30% |
iShares Investment Grade Systematic Bond ETF |
87% |
59% |
iShares MBS ETF9 |
249%5 |
349% |
iShares National Muni Bond ETF |
20% |
9% |
iShares New York Muni Bond ETF |
12% |
8% |
iShares Short-Term National Muni Bond ETF |
26% |
16% |
iShares Short Treasury Bond ETF |
107% |
86% |
iShares USD Systematic Bond ETF9 |
519%8 |
243%6,7 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.) |
iShares 0-3 Month Treasury Bond ETF |
50,000 |
$5,027,781.45 |
iShares 1-3 Year Treasury Bond ETF |
100,000 |
8,211,093.00 |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
50,000 |
2,520,477.85 |
iShares 3-7 Year Treasury Bond ETF |
100,000 |
11,753,352.50 |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
50,000 |
2,554,255.70 |
iShares 7-10 Year Treasury Bond ETF |
100,000 |
9,905,120.70 |
iShares 10+ Year Investment Grade Corporate Bond ETF |
100,000 |
5,218,439.50 |
iShares 10-20 Year Treasury Bond ETF |
100,000 |
11,403,078.00 |
iShares 20+ Year Treasury Bond ETF |
100,000 |
10,612,519.40 |
iShares 25+ Year Treasury STRIPS Bond ETF |
50,000 |
687,674.70 |
iShares Agency Bond ETF |
50,000 |
5,406,667.85 |
iShares BBB Rated Corporate Bond ETF |
50,000 |
4,252,025.05 |
iShares Broad USD Investment Grade Corporate Bond ETF |
50,000 |
2,527,921.80 |
iShares California Muni Bond ETF |
50,000 |
2,862,116.80 |
iShares Core 5-10 Year USD Bond ETF |
100,000 |
4,373,602.10 |
iShares Core 10+ Year USD Bond ETF |
50,000 |
2,673,911.65 |
iShares Core U.S. Aggregate Bond ETF |
100,000 |
9,955,972.60 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
50,000 |
4,094,330.40 |
iShares ESG Advanced Total USD Bond Market ETF |
100,000 |
4,313,337.00 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
50,000 |
1,201,809.40 |
iShares ESG Aware U.S. Aggregate Bond ETF |
100,000 |
4,796,333.00 |
iShares ESG Aware USD Corporate Bond ETF |
50,000 |
1,148,167.80 |
iShares Government/Credit Bond ETF |
50,000 |
5,279,316.55 |
iShares High Yield Systematic Bond ETF |
50,000 |
2,210,631.95 |
iShares iBoxx $ High Yield Corporate Bond ETF |
100,000 |
7,494,555.80 |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
100,000 |
10,936,771.10 |
iShares Intermediate Government/Credit Bond ETF |
50,000 |
5,221,816.40 |
iShares Investment Grade Systematic Bond ETF |
50,000 |
2,227,687.40 |
iShares MBS ETF |
100,000 |
9,470,891.70 |
iShares National Muni Bond ETF |
100,000 |
10,745,433.20 |
iShares New York Muni Bond ETF |
50,000 |
2,672,750.85 |
iShares Short-Term National Muni Bond ETF |
50,000 |
5,238,705.55 |
iShares Short Treasury Bond ETF |
10,000 |
1,104,662.36 |
iShares USD Systematic Bond ETF |
50,000 |
4,271,356.40 |
Fund |
Standard Creation Transaction Fee* |
Maximum Additional Charge** |
iShares 0-3 Month Treasury Bond ETF |
$315.00 |
3.0 % |
iShares 1-3 Year Treasury Bond ETF |
387.50 |
3.0 % |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
527.50 |
3.0 % |
iShares 3-7 Year Treasury Bond ETF |
368.75 |
3.0 % |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
508.75 |
3.0 % |
iShares 7-10 Year Treasury Bond ETF |
318.75 |
3.0 % |
iShares 10+ Year Investment Grade Corporate Bond ETF |
566.25 |
3.0 % |
iShares 10-20 Year Treasury Bond ETF |
317.50 |
3.0 % |
iShares 20+ Year Treasury Bond ETF |
336.25 |
3.0 % |
iShares 25+ Year Treasury STRIPS Bond ETF |
322.50 |
3.0 % |
iShares Agency Bond ETF |
312.50 |
3.0 % |
iShares BBB Rated Corporate Bond ETF |
590.00 |
3.0 % |
iShares Broad USD Investment Grade Corporate Bond ETF |
622.50 |
3.0 % |
iShares California Muni Bond ETF |
326.25 |
3.0 % |
iShares Core 5-10 Year USD Bond ETF |
445.00 |
3.0 % |
iShares Core 10+ Year USD Bond ETF |
532.50 |
3.0 % |
iShares Core U.S. Aggregate Bond ETF |
631.25 |
3.0 % |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
598.75 |
3.0 % |
iShares ESG Advanced Total USD Bond Market ETF |
665.00 |
3.0 % |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
396.25 |
3.0 % |
iShares ESG Aware U.S. Aggregate Bond ETF |
618.75 |
3.0 % |
iShares ESG Aware USD Corporate Bond ETF |
561.25 |
3.0 % |
iShares Government/Credit Bond ETF |
487.50 |
3.0 % |
iShares High Yield Systematic Bond ETF |
281.25 |
3.0 % |
iShares iBoxx $ High Yield Corporate Bond ETF |
855.00 |
3.0 % |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
587.50 |
3.0 % |
iShares Intermediate Government/Credit Bond ETF |
637.50 |
3.0 % |
iShares Investment Grade Systematic Bond ETF |
431.25 |
3.0 % |
iShares MBS ETF |
385.00 |
3.0 % |
iShares National Muni Bond ETF |
318.75 |
3.0 % |
iShares New York Muni Bond ETF |
301.25 |
3.0 % |
iShares Short-Term National Muni Bond ETF |
346.25 |
3.0 % |
iShares Short Treasury Bond ETF |
312.50 |
3.0 % |
iShares USD Systematic Bond ETF |
556.25 |
3.0 % |
Fund |
Standard Redemption Transaction Fee* |
Maximum Additional Charge** |
iShares 0-3 Month Treasury Bond ETF |
$315.00 |
2.0 % |
iShares 1-3 Year Treasury Bond ETF |
387.50 |
2.0 % |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
527.50 |
2.0 % |
iShares 3-7 Year Treasury Bond ETF |
368.75 |
2.0 % |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
508.75 |
2.0 % |
iShares 7-10 Year Treasury Bond ETF |
318.75 |
2.0 % |
iShares 10+ Year Investment Grade Corporate Bond ETF |
566.25 |
2.0 % |
iShares 10-20 Year Treasury Bond ETF |
317.50 |
2.0 % |
iShares 20+ Year Treasury Bond ETF |
336.25 |
2.0 % |
iShares 25+ Year Treasury STRIPS Bond ETF |
322.50 |
2.0 % |
iShares Agency Bond ETF |
312.50 |
2.0 % |
iShares BBB Rated Corporate Bond ETF |
590.00 |
2.0 % |
iShares Broad USD Investment Grade Corporate Bond ETF |
622.50 |
2.0 % |
iShares California Muni Bond ETF |
326.25 |
2.0 % |
iShares Core 5-10 Year USD Bond ETF |
445.00 |
2.0 % |
iShares Core 10+ Year USD Bond ETF |
532.50 |
2.0 % |
iShares Core U.S. Aggregate Bond ETF |
631.25 |
2.0 % |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
598.75 |
2.0 % |
iShares ESG Advanced Total USD Bond Market ETF |
665.00 |
2.0 % |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
396.25 |
2.0 % |
iShares ESG Aware U.S. Aggregate Bond ETF |
618.75 |
2.0 % |
iShares ESG Aware USD Corporate Bond ETF |
561.25 |
2.0 % |
iShares Government/Credit Bond ETF |
487.50 |
2.0 % |
iShares High Yield Systematic Bond ETF |
281.25 |
2.0 % |
iShares iBoxx $ High Yield Corporate Bond ETF |
855,00 |
2.0 % |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
587.50 |
2.0 % |
iShares Intermediate Government/Credit Bond ETF |
637.50 |
2.0 % |
iShares Investment Grade Systematic Bond ETF |
431.25 |
2.0 % |
Fund |
Standard Redemption Transaction Fee* |
Maximum Additional Charge** |
iShares MBS ETF |
385.00 |
2.0 % |
iShares National Muni Bond ETF |
318.75 |
2.0 % |
iShares New York Muni Bond ETF |
301.25 |
2.0 % |
iShares Short-Term National Muni Bond ETF |
346.25 |
2.0 % |
iShares Short Treasury Bond ETF |
312.50 |
2.0 % |
iShares USD Systematic Bond ETF |
556.25 |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares 0-3 Month Treasury Bond ETF |
$107,538 |
iShares 1-3 Year Treasury Bond ETF |
537,386,460 |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
191,027,043 |
iShares 3-7 Year Treasury Bond ETF |
328,296,172 |
iShares 5-10 Year Investment Grade Corporate Bond ETF |
297,485,519 |
iShares 7-10 Year Treasury Bond ETF |
1,738,878,831 |
iShares 10+ Year Investment Grade Corporate Bond ETF |
49,738,805 |
iShares 10-20 Year Treasury Bond ETF |
649,968,036 |
iShares 20+ Year Treasury Bond ETF |
2,324,751,253 |
iShares 25+ Year Treasury STRIPS Bond ETF |
49,339,292 |
iShares Agency Bond ETF |
22,338,739 |
iShares BBB Rated Corporate Bond ETF |
507,250 |
iShares Broad USD Investment Grade Corporate Bond ETF |
74,831,628 |
iShares California Muni Bond ETF |
14,154,871 |
iShares Core 5-10 Year USD Bond ETF |
2,955,780 |
iShares Core 10+ Year USD Bond ETF |
5,098,934 |
iShares Core U.S. Aggregate Bond ETF |
1,047,632,595 |
iShares ESG Advanced Investment Grade Corporate Bond ETF |
857,986 |
iShares ESG Advanced Total USD Bond Market ETF |
21,003,615 |
iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
13,015,455 |
iShares ESG Aware U.S. Aggregate Bond ETF |
36,336,783 |
iShares ESG Aware USD Corporate Bond ETF |
22,413,546 |
iShares Government/Credit Bond ETF |
3,949,245 |
iShares High Yield Systematic Bond ETF |
11,986,708 |
iShares iBoxx $ High Yield Corporate Bond ETF |
1,735,059,098 |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares iBoxx $ Investment Grade Corporate Bond ETF |
973,210,854 |
iShares Intermediate Government/Credit Bond ETF |
19,061,143 |
iShares Investment Grade Systematic Bond ETF |
12,519,533 |
iShares MBS ETF |
483,299,459 |
iShares National Muni Bond ETF |
253,203,122 |
iShares New York Muni Bond ETF |
1,758,989 |
iShares Short-Term National Muni Bond ETF |
13,079,046 |
iShares Short Treasury Bond ETF |
47,319,478 |
iShares USD Systematic Bond ETF |
1,966,331 |
Contents |
|
A-4 | |
A-4 | |
A-4 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-15 | |
A-15 |
Contents |
|
Introduction |
A-18 |
Voting guidelines |
A-18 |
Boards and directors |
A-18 |
- Board Structure |
A-19 |
- Board composition and effectiveness |
A-21 |
- Board responsiveness and shareholder rights |
A-22 |
Board responsiveness and shareholder rights |
A-22 |
Auditors and audit-related issues |
A-23 |
Capital structure proposals |
A-24 |
Mergers, acquisitions, transactions, and other special situations |
A-24 |
Executive Compensation |
A-25 |
Material sustainability-related risks and opportunities |
A-28 |
General corporate governance matters |
A-30 |
Shareholder protections |
A-32 |
|
Public Company Executive14 |
# Outside Public Boards15 |
Total # of Public Boards |
Director A |
✓ |
1 |
2 |
Director B |
|
3 |
4 |
|
Combined Chair/CEO or CEO + Non-independent Chair |
Separate Independent Chair | |
|
Chair/CEO or Non- independent Chair |
Lead Independent Director |
Independent Chair |
Board Meetings |
Authority to call full meetings of the board of directors |
Attends full meetings of the board of directors Authority to call meetings of independent directors Briefs CEO on issues arising from executive sessions |
Authority to call full meetings of the board of directors |
Agenda |
Primary responsibility for shaping board agendas, consulting with the lead independent director |
Collaborates with chair/CEO to set board agenda and board information |
Primary responsibility for shaping board agendas, in conjunction with CEO |
Board Communications |
Communicates with all directors on key issues and concerns outside of full board meetings |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |