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(as revised November 24, 2023) |
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2022 Prospectus |
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Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses1 |
Total Annual Fund Operating Expenses |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Since Inception |
(Inception Date: |
|
|
Return Before Taxes |
|
|
Return After Taxes on Distributions1 |
|
|
Return After Taxes on Distributions and Sale of Fund Shares1 |
|
|
MSCI USA Choice ESG Screened Index (Index returns do not reflect deductions for fees, expenses, or taxes) |
|
|
|
iShares ESG Advanced MSCI USA ETF | ||
|
Year Ended 08/31/22 |
Year Ended 08/31/21 |
Period From 06/16/20(a) to 08/31/20 |
Net asset value, beginning of period |
$38.10 |
$29.04 |
$25.43 |
Net investment income(b) |
0.42 |
0.38 |
0.06 |
Net realized and unrealized gain (loss)(c) |
(7.20 ) |
8.99 |
3.55 |
Net increase (decrease) from investment operations |
(6.78 ) |
9.37 |
3.61 |
Distributions(d) |
– |
– |
– |
From net investment income |
(0.39 ) |
(0.30 ) |
— |
From net realized gains |
— |
(0.01 ) |
— |
Total distributions |
(0.39 ) |
(0.31 ) |
— |
Net asset value, end of period |
$30.93 |
$38.10 |
$29.04 |
Total Return(e) |
– |
– |
– |
Based on net asset value |
(17.95 )% |
32.53 % |
14.20 %(f) |
Ratios to Average Net Assets(g) |
– |
– |
– |
Total expenses |
0.10 % |
0.10 % |
0.10 %(h) |
Net investment income |
1.23 % |
1.09 % |
1.16 %(h) |
Supplemental Data |
|
|
|
Net assets, end of period (000) |
$589,182 |
$419,105 |
$5,808 |
Portfolio turnover rate(i) |
24 % |
29 % |
4 % |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
Fund |
Ticker |
Listing Exchange |
iShares Emergent Food and AgTech Multisector ETF |
IVEG |
Nasdaq |
iShares ESG Advanced MSCI EAFE ETF |
DMXF |
Nasdaq |
iShares ESG Advanced MSCI USA ETF |
USXF |
Nasdaq |
iShares ESG Aware MSCI EAFE ETF |
ESGD |
Nasdaq |
iShares ESG Aware MSCI USA ETF |
ESGU |
Nasdaq |
iShares ESG Aware MSCI USA Small-Cap ETF |
ESML |
Cboe BZX |
iShares ESG MSCI USA Leaders ETF |
SUSL |
Nasdaq |
iShares MSCI Denmark ETF |
EDEN |
Cboe BZX |
iShares MSCI Finland ETF |
EFNL |
Cboe BZX |
iShares MSCI Germany Small-Cap ETF |
EWGS |
Cboe BZX |
iShares MSCI Indonesia ETF |
EIDO |
NYSE Arca |
iShares MSCI Ireland ETF |
EIRL |
NYSE Arca |
iShares MSCI Japan Value ETF |
EWJV |
Nasdaq |
iShares MSCI New Zealand ETF |
ENZL |
Nasdaq |
iShares MSCI Norway ETF |
ENOR |
Cboe BZX |
iShares MSCI Philippines ETF |
EPHE |
NYSE Arca |
iShares MSCI Poland ETF |
EPOL |
NYSE Arca |
iShares MSCI United Kingdom ETF |
EWU |
NYSE Arca |
iShares MSCI United Kingdom Small-Cap ETF |
EWUS |
Cboe BZX |
iShares Paris-Aligned Climate MSCI USA ETF |
PABU |
Nasdaq |
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124 |
Diversified Funds |
Non-Diversified Funds |
iShares ESG Advanced MSCI EAFE ETF |
iShares Emergent Food and AgTech Multisector ETF |
iShares ESG Aware MSCI EAFE ETF |
iShares ESG Advanced MSCI USA ETF |
iShares ESG Aware MSCI USA ETF |
iShares ESG MSCI USA Leaders ETF |
iShares ESG Aware MSCI USA Small-Cap ETF |
iShares MSCI Denmark ETF |
iShares MSCI Germany Small-Cap ETF |
iShares MSCI Finland ETF |
iShares MSCI Japan Value ETF |
iShares MSCI Indonesia ETF |
Diversified Funds |
Non-Diversified Funds |
iShares MSCI United Kingdom Small-Cap ETF |
iShares MSCI Ireland ETF |
|
iShares MSCI New Zealand ETF |
|
iShares MSCI Norway ETF |
|
iShares MSCI Philippines ETF |
|
iShares MSCI Poland ETF |
|
iShares MSCI United Kingdom ETF |
|
iShares Paris-Aligned Climate MSCI USA ETF |
|
|
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Salim Ramji2 (1970) |
Trustee (since 2019). |
Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010- 2014). |
Director of iShares, Inc. (since 2019); Trustee of iShares U.S. ETF Trust (since 2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Member of the Wyoming State Investment Funds Committee (since 2022); Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director of the Jackson Hole Center for the Arts (since 2021). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé (1973) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the Exchange- Traded Fund Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the Exchange-Traded Fund Complex (2014-2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$50,001-$100,000 |
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$50,001-$100,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$50,001-$100,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares Global Tech ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Value ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
$50,001-$100,000 |
|
|
iShares U.S. Energy ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$10,001-$50,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares 0-5 Year TIPS Bond ETF |
$10,001-$50,000 |
Over $100,000 |
|
iShares China Large-Cap ETF |
$50,001-$100,000 |
|
|
iShares Core Dividend Growth ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core U.S. REIT ETF |
$10,001-$50,000 |
|
|
iShares Exponential Technologies ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI All Country Asia ex Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI Singapore ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Equal Weighted ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Quality Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$10,001-$50,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
iShares U.S. Infrastructure ETF |
$10,001-$50,000 |
|
|
iShares U.S. Regional Banks ETF |
$10,001-$50,000 |
|
|
|
|
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
$1-$10,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares International Select Dividend ETF |
$1-$10,000 |
|
|
iShares MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares MSCI Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$10,001-$50,000 |
|
|
|
|
|
Drew E. Lawton |
BlackRock Ultra Short-Term Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares 0-5 Year High Yield Corporate Bond ETF |
$50,001-$100,000 |
|
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
Over $100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financial Services ETF |
Over $100,000 |
|
|
iShares U.S. Financials ETF |
$50,001-$100,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
None |
None |
None |
Name |
iShares Emergent Food and AgTech Multisector ETF1 |
iShares ESG Advanced MSCI EAFE ETF |
iShares ESG Advanced MSCI USA ETF |
iShares ESG Aware MSCI EAFE ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1 |
$76 |
$127 |
$1,373 |
Richard L. Fagnani |
1 |
77 |
128 |
1,389 |
Cecilia H. Herbert |
1 |
81 |
134 |
1,450 |
John E. Kerrigan |
1 |
82 |
137 |
1,480 |
Drew E. Lawton |
1 |
75 |
124 |
1,343 |
John E. Martinez |
1 |
75 |
124 |
1,343 |
Madhav V. Rajan |
1 |
75 |
124 |
1,343 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares ESG Aware MSCI USA ETF |
iShares ESG Aware MSCI USA Small-Cap ETF |
iShares ESG MSCI USA Leaders ETF |
iShares MSCI Denmark ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Name |
iShares ESG Aware MSCI USA ETF |
iShares ESG Aware MSCI USA Small-Cap ETF |
iShares ESG MSCI USA Leaders ETF |
iShares MSCI Denmark ETF |
Jane D. Carlin |
$4,788 |
$318 |
$672 |
$38 |
Richard L. Fagnani |
4,841 |
321 |
679 |
38 |
Cecilia H. Herbert |
5,054 |
335 |
709 |
40 |
John E. Kerrigan |
5,160 |
342 |
724 |
41 |
Drew E. Lawton |
4,681 |
311 |
657 |
37 |
John E. Martinez |
4,681 |
311 |
657 |
37 |
Madhav V. Rajan |
4,681 |
311 |
657 |
37 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI Finland ETF |
iShares MSCI Germany Small-Cap ETF |
iShares MSCI Indonesia ETF |
iShares MSCI Ireland ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$5 |
$5 |
$96 |
$10 |
Richard L. Fagnani |
5 |
5 |
97 |
11 |
Cecilia H. Herbert |
5 |
5 |
101 |
11 |
John E. Kerrigan |
5 |
5 |
103 |
11 |
Drew E. Lawton |
5 |
5 |
94 |
10 |
John E. Martinez |
5 |
5 |
94 |
10 |
Madhav V. Rajan |
5 |
5 |
94 |
10 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI Japan Value ETF |
iShares MSCI New Zealand ETF |
iShares MSCI Norway ETF |
iShares MSCI Philippines ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$17 |
$26 |
$7 |
$24 |
Richard L. Fagnani |
18 |
27 |
7 |
24 |
Cecilia H. Herbert |
18 |
28 |
8 |
25 |
John E. Kerrigan |
19 |
28 |
8 |
25 |
Drew E. Lawton |
17 |
26 |
7 |
23 |
John E. Martinez |
17 |
26 |
7 |
23 |
Madhav V. Rajan |
17 |
26 |
7 |
23 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI Poland ETF |
iShares MSCI United Kingdom ETF |
iShares MSCI United Kingdom Small-Cap ETF |
iShares Paris-Aligned Climate MSCI USA ETF2 |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$28 |
$708 |
$10 |
$163 |
Richard L. Fagnani |
29 |
716 |
10 |
165 |
Cecilia H. Herbert |
30 |
747 |
11 |
172 |
John E. Kerrigan |
30 |
763 |
11 |
176 |
Drew E. Lawton |
28 |
692 |
10 |
160 |
John E. Martinez |
28 |
692 |
10 |
160 |
Madhav V. Rajan |
28 |
692 |
10 |
160 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses3 |
Estimated Annual Benefits Upon Retirement3 |
Total Compensation From the Funds and Fund Complex4 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
$420,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
446,764 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
445,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
431,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
420,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
420,000 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Salim Ramji |
Not Applicable |
Not Applicable |
0 |
Fund |
Name and Address |
Percentage of Ownership |
iShares Emergent Food and AgTech Multisector ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
46.67 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
18.52 % |
|
BofA Securities, Inc. One Bryant Park New York, NY 10036 |
16.02 % |
|
|
|
iShares ESG Advanced MSCI EAFE ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
31.95 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
13.72 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.21 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
11.45 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.98 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.51 % |
|
|
|
iShares ESG Advanced MSCI USA ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
34.65 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
18.67 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.99 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.32 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.26 % |
|
|
|
iShares ESG Aware MSCI EAFE ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
12.48 % |
Fund |
Name and Address |
Percentage of Ownership |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
12.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.12 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
8.91 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.70 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
5.22 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.06 % |
|
|
|
iShares ESG Aware MSCI USA ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
25.35 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
10.76 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
9.21 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
6.99 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.93 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
5.95 % |
|
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
19.94 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
18.55 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
11.55 % |
Fund |
Name and Address |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.39 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.99 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.04 % |
|
|
|
iShares ESG MSCI USA Leaders ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
62.02 % |
|
Euroclear Bank SA/NV 28 Liberty Street, 33rd Floor New York, NY 10005 |
14.68 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.79 % |
|
|
|
iShares MSCI Denmark ETF |
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
23.51 % |
|
Citibank, N.A. S.D. Indeval Institucion 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
22.06 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
20.50 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.31 % |
|
CIBC World Markets Inc./CDS 161 Bay Street 10th Floor Toronto, ON M5J 258 CA |
6.58 % |
|
|
|
iShares MSCI Finland ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
43.76 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
8.80 % |
Fund |
Name and Address |
Percentage of Ownership |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
7.31 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
6.35 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.57 % |
|
|
|
iShares MSCI Germany Small-Cap ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
16.10 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.36 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
10.33 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
9.26 % |
|
ABN AMRO Clearing Chicago LLC 175 West Jackson Boulevard Chicago, IL 60604 |
8.97 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
7.62 % |
|
VANGUARD Marketing Corporation 100 Vanguard Boulevard Malvern, PA 19355 |
7.26 % |
|
|
|
iShares MSCI Indonesia ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
20.76 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
13.16 % |
|
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
11.11 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
9.85 % |
Fund |
Name and Address |
Percentage of Ownership |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.87 % |
|
|
|
iShares MSCI Ireland ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
34.07 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
15.06 % |
|
|
|
iShares MSCI Japan Value ETF |
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
30.21 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
18.89 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.47 % |
|
VANGUARD Marketing Corporation 100 Vanguard Boulevard Malvern, PA 19355 |
7.35 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
6.97 % |
|
|
|
iShares MSCI New Zealand ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
20.18 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.70 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.66 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.09 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
5.88 % |
|
|
|
iShares MSCI Norway ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.36 % |
Fund |
Name and Address |
Percentage of Ownership |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
11.00 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
10.38 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
10.05 % |
|
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
9.50 % |
|
|
|
iShares MSCI Philippines ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
25.31 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
10.28 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
10.27 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.39 % |
|
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
5.19 % |
|
|
|
iShares MSCI Poland ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
21.24 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
12.74 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
9.17 % |
|
Interactive Brokers Retail Equity Clearing 8 Greenwich Office Park Greenwich, CT 06831 |
8.95 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
6.23 % |
Fund |
Name and Address |
Percentage of Ownership |
|
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
5.86 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
5.07 % |
|
|
|
iShares MSCI United Kingdom ETF |
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
18.33 % |
|
Citibank, N.A. S.D. Indeval Institucion 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
11.12 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
9.07 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
6.89 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
6.02 % |
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
25.80 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
22.65 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
11.50 % |
|
|
|
iShares Paris-Aligned Climate MSCI USA ETF |
Euroclear Bank SA/NV 28 Liberty Street, 33rd Floor New York, NY 10005 |
91.61 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
7.94 % |
Fund |
Management Fee for Fiscal Year Ended August 31, 2022 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2021 |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2020 |
iShares Emergent Food and AgTech Multisector ETF |
0.47% |
04/25/22 |
$8,904 |
N/A |
N/A |
iShares ESG Advanced MSCI EAFE ETF |
0.12% |
06/16/20 |
395,881 |
$129,053 |
$2,657 |
iShares ESG Advanced MSCI USA ETF |
0.10% |
06/16/20 |
570,078 |
156,034 |
1,112 |
iShares ESG Aware MSCI EAFE ETF |
0.20% |
06/28/16 |
14,090,293 |
9,421,765 |
3,535,857 |
iShares ESG Aware MSCI USA ETF |
0.15% |
12/01/16 |
35,182,083 |
22,246,896 |
6,087,377 |
iShares ESG Aware MSCI USA Small-Cap ETF |
0.17% |
04/10/18 |
2,347,485 |
1,163,896 |
267,629 |
iShares ESG MSCI USA Leaders ETF |
0.10% |
05/07/19 |
3,702,887 |
3,127,380 |
1,900,645 |
iShares MSCI Denmark ETF |
0.53% |
01/25/12 |
849,111 |
850,009 |
235,973 |
Fund |
Management Fee for Fiscal Year Ended August 31, 2022 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2021 |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2020 |
iShares MSCI Finland ETF |
0.53% |
01/25/12 |
140,558 |
176,465 |
138,140 |
iShares MSCI Germany Small-Cap ETF |
0.59% |
01/25/12 |
206,140 |
234,212 |
187,211 |
iShares MSCI Indonesia ETF |
0.58% |
05/05/10 |
2,524,878 |
1,961,109 |
2,227,100 |
iShares MSCI Ireland ETF |
0.50% |
05/05/10 |
340,648 |
308,624 |
283,976 |
iShares MSCI Japan Value ETF |
0.15% |
03/05/19 |
121,675 |
38,174 |
10,689 |
iShares MSCI New Zealand ETF |
0.50% |
09/01/10 |
640,990 |
853,923 |
764,500 |
iShares MSCI Norway ETF |
0.53% |
01/23/12 |
242,357 |
180,573 |
111,888 |
iShares MSCI Philippines ETF |
0.58% |
09/28/10 |
711,308 |
743,337 |
1,020,006 |
iShares MSCI Poland ETF |
0.58% |
05/25/10 |
1,317,330 |
1,476,840 |
1,499,512 |
iShares MSCI United Kingdom ETF |
0.50% |
03/12/96 |
16,873,143 |
15,450,248 |
11,141,732 |
iShares MSCI United Kingdom Small-Cap ETF |
0.59% |
01/25/12 |
508,497 |
540,007 |
486,131 |
iShares Paris-Aligned Climate MSCI USA ETF1,2 |
0.11% |
02/08/22 |
353,556 |
N/A |
N/A |
Jennifer Hsui |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
302 |
$1,719,438,000,000 |
Other Pooled Investment Vehicles |
2 |
4,096,000,000 |
Other Accounts |
19 |
29,732,000,000 |
Greg Savage |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
256 |
$1,635,475,000,000 |
Other Pooled Investment Vehicles |
33 |
9,050,000,000 |
Other Accounts |
57 |
4,260,000,000 |
Paul Whitehead |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
281 |
$1,630,490,000,000 |
Other Pooled Investment Vehicles |
2 |
5,570,000,000 |
Other Accounts |
5 |
3,981,000,000 |
Jennifer Hsui |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Greg Savage |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Paul Whitehead |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Emergent Food and AgTech Multisector ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG MSCI USA Leaders ETF |
X |
|
|
|
|
|
|
iShares MSCI Denmark ETF |
X |
|
|
|
|
|
|
iShares MSCI Finland ETF |
X |
|
|
|
|
|
|
iShares MSCI Germany Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI Indonesia ETF |
X |
|
|
|
|
|
|
iShares MSCI Ireland ETF |
X |
|
|
|
|
|
|
iShares MSCI Japan Value ETF |
X |
|
|
|
|
|
|
iShares MSCI New Zealand ETF |
X |
|
|
|
|
|
|
iShares MSCI Norway ETF |
X |
|
|
|
|
|
|
iShares MSCI Philippines ETF |
X |
|
|
|
|
|
|
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares MSCI Poland ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Paris-Aligned Climate MSCI USA ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Emergent Food and AgTech Multisector ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
|
|
|
X |
|
|
|
iShares ESG MSCI USA Leaders ETF |
X |
|
|
|
|
|
|
iShares MSCI Denmark ETF |
X |
|
|
|
|
|
|
iShares MSCI Finland ETF |
X |
|
|
|
|
|
|
iShares MSCI Germany Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI Indonesia ETF |
X |
|
|
|
|
|
|
iShares MSCI Ireland ETF |
X |
|
|
|
|
|
|
iShares MSCI Japan Value ETF |
X |
|
|
|
|
|
|
iShares MSCI New Zealand ETF |
X |
|
|
|
|
|
|
iShares MSCI Norway ETF |
X |
|
|
|
|
|
|
iShares MSCI Philippines ETF |
X |
|
|
|
|
|
|
iShares MSCI Poland ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Paris-Aligned Climate MSCI USA ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Emergent Food and AgTech Multisector ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG MSCI USA Leaders ETF |
X |
|
|
|
|
|
|
iShares MSCI Denmark ETF |
X |
|
|
|
|
|
|
iShares MSCI Finland ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares MSCI Germany Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI Indonesia ETF |
X |
|
|
|
|
|
|
iShares MSCI Ireland ETF |
X |
|
|
|
|
|
|
iShares MSCI Japan Value ETF |
X |
|
|
|
|
|
|
iShares MSCI New Zealand ETF |
X |
|
|
|
|
|
|
iShares MSCI Norway ETF |
X |
|
|
|
|
|
|
iShares MSCI Philippines ETF |
X |
|
|
|
|
|
|
iShares MSCI Poland ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Paris-Aligned Climate MSCI USA ETF |
X |
|
|
|
|
|
|
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2022 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2021 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2020 |
iShares Emergent Food and AgTech Multisector ETF |
04/25/22 |
$8,963 |
N/A |
N/A |
iShares ESG Advanced MSCI EAFE ETF |
06/16/20 |
88,437 |
$103,697 |
$24,285 |
iShares ESG Aware MSCI EAFE ETF |
06/28/16 |
455,709 |
353,635 |
183,742 |
iShares MSCI Denmark ETF |
01/25/12 |
47,962 |
42,419 |
44,290 |
iShares MSCI Finland ETF |
01/25/12 |
33,883 |
32,446 |
33,160 |
iShares MSCI Germany Small-Cap ETF |
01/25/12 |
44,954 |
48,274 |
41,573 |
iShares MSCI Indonesia ETF |
05/05/10 |
165,308 |
131,075 |
164,245 |
iShares MSCI Ireland ETF |
05/05/10 |
31,289 |
27,870 |
21,941 |
iShares MSCI Japan Value ETF |
03/05/19 |
29,042 |
31,723 |
27,739 |
iShares MSCI New Zealand ETF |
09/01/10 |
44,441 |
45,431 |
44,632 |
iShares MSCI Norway ETF |
01/23/12 |
41,617 |
35,417 |
32,287 |
iShares MSCI Philippines ETF |
09/28/10 |
72,539 |
64,261 |
71,872 |
iShares MSCI Poland ETF |
05/25/10 |
114,535 |
139,770 |
130,721 |
iShares MSCI United Kingdom ETF |
03/12/96 |
99,915 |
95,888 |
70,548 |
iShares MSCI United Kingdom Small-Cap ETF |
01/25/12 |
39,196 |
37,616 |
40,040 |
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid to Citibank from July 11, 2022 to August 31, 2022 |
iShares ESG Advanced MSCI USA ETF |
06/16/20 |
$6,849 |
iShares ESG Aware MSCI USA ETF |
12/01/16 |
83,282 |
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid to Citibank from July 11, 2022 to August 31, 2022 |
iShares ESG Aware MSCI USA Small-Cap ETF |
04/10/18 |
24,163 |
iShares ESG MSCI USA Leaders ETF |
05/07/19 |
12,284 |
iShares Paris-Aligned Climate MSCI USA ETF |
02/08/22 |
4,120 |
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid to State Street from September 1, 2021 to July 10, 2022 |
Administration, Custodian & Transfer Agency Expenses Paid to State Street During Fiscal Year Ended August 31, 2021 |
Administration, Custodian & Transfer Agency Expenses Paid to State Street During Fiscal Year Ended August 31, 2020 |
iShares ESG Advanced MSCI USA ETF |
06/16/20 |
$39,032 |
38,227 |
5,181 |
iShares ESG Aware MSCI USA ETF |
12/01/16 |
285,970 |
209,771 |
73,556 |
iShares ESG Aware MSCI USA Small-Cap ETF |
04/10/18 |
66,801 |
68,969 |
51,485 |
iShares ESG MSCI USA Leaders ETF |
05/07/19 |
61,786 |
56,113 |
41,908 |
iShares Paris-Aligned Climate MSCI USA ETF |
02/08/22 |
15,741 |
N/A |
N/A |
Fund |
iShares Emergent Food and AgTech Multisector ETF |
iShares ESG Advanced MSCI EAFE ETF |
iShares ESG Advanced MSCI USA ETF |
iShares ESG Aware MSCI EAFE ETF |
Gross income from securities lending activities |
$1,160 |
$20,652 |
$75,886 |
$258,313 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
197 |
1,736 |
6,925 |
34,613 |
Cash collateral management expenses not included in securities lending income paid to BTC |
2 |
545 |
1,753 |
6,862 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
61 |
10,435 |
37,888 |
54,695 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$260 |
$12,716 |
$46,566 |
$96,170 |
Fund |
iShares Emergent Food and AgTech Multisector ETF |
iShares ESG Advanced MSCI EAFE ETF |
iShares ESG Advanced MSCI USA ETF |
iShares ESG Aware MSCI EAFE ETF |
Net income from securities lending activities |
$900 |
$7,936 |
$29,320 |
$162,143 |
Fund |
iShares ESG Aware MSCI USA ETF |
iShares ESG Aware MSCI USA Small-Cap ETF |
iShares ESG MSCI USA Leaders ETF |
iShares MSCI Denmark ETF |
Gross income from securities lending activities |
$1,773,448 |
$1,362,362 |
$190,978 |
$51,052 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
163,844 |
187,999 |
13,299 |
7,674 |
Cash collateral management expenses not included in securities lending income paid to BTC |
48,871 |
22,862 |
6,139 |
1,327 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
855,142 |
363,524 |
115,100 |
7,013 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$1,067,857 |
$574,385 |
$134,538 |
$16,014 |
Net income from securities lending activities |
$705,591 |
$787,977 |
$56,440 |
$35,038 |
Fund |
iShares MSCI Finland ETF |
iShares MSCI Germany Small-Cap ETF |
iShares MSCI Indonesia ETF |
iShares MSCI Ireland ETF |
Gross income from securities lending activities |
$5,166 |
$135,347 |
N/A |
N/A |
Fund |
iShares MSCI Finland ETF |
iShares MSCI Germany Small-Cap ETF |
iShares MSCI Indonesia ETF |
iShares MSCI Ireland ETF |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
859 |
23,293 |
N/A |
N/A |
Cash collateral management expenses not included in securities lending income paid to BTC |
55 |
1,066 |
N/A |
N/A |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
335 |
5,128 |
N/A |
N/A |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$1,249 |
$29,487 |
N/A |
N/A |
Net income from securities lending activities |
$3,917 |
$105,860 |
N/A |
N/A |
Fund |
iShares MSCI Japan Value ETF |
iShares MSCI New Zealand ETF |
iShares MSCI Norway ETF |
iShares MSCI Philippines ETF |
Gross income from securities lending activities |
N/A |
$100,827 |
$38,531 |
N/A |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
N/A |
16,265 |
5,792 |
N/A |
Fund |
iShares MSCI Japan Value ETF |
iShares MSCI New Zealand ETF |
iShares MSCI Norway ETF |
iShares MSCI Philippines ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
N/A |
1,536 |
357 |
N/A |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
N/A |
8,898 |
4,278 |
N/A |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
N/A |
$26,699 |
$10,427 |
N/A |
Net income from securities lending activities |
N/A |
$74,128 |
$28,104 |
N/A |
Fund |
iShares MSCI Poland ETF |
iShares MSCI United Kingdom ETF |
iShares MSCI United Kingdom Small-Cap ETF |
iShares Paris-Aligned Climate MSCI USA ETF |
Gross income from securities lending activities |
$293,145 |
N/A |
$72,517 |
$53,763 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
48,834 |
N/A |
12,126 |
7,635 |
Cash collateral management expenses not included in securities lending income paid to BTC |
5,637 |
N/A |
543 |
569 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares MSCI Poland ETF |
iShares MSCI United Kingdom ETF |
iShares MSCI United Kingdom Small-Cap ETF |
iShares Paris-Aligned Climate MSCI USA ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
16,209 |
N/A |
3,407 |
13,498 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$70,680 |
N/A |
$16,076 |
$21,702 |
Net income from securities lending activities |
$222,465 |
N/A |
$56,441 |
$32,061 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended August 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended August 31, 2021 |
Brokerage Commissions Paid During Fiscal Year Ended August 31, 2020 |
iShares Emergent Food and AgTech Multisector ETF |
04/25/22 |
$81 |
N/A |
N/A |
iShares ESG Advanced MSCI EAFE ETF |
06/16/20 |
24,162 |
$14,211 |
$258 |
iShares ESG Advanced MSCI USA ETF |
06/16/20 |
7,306 |
3,513 |
32 |
iShares ESG Aware MSCI EAFE ETF |
06/28/16 |
575,878 |
393,113 |
242,086 |
iShares ESG Aware MSCI USA ETF |
12/01/16 |
602,234 |
445,228 |
406,021 |
iShares ESG Aware MSCI USA Small-Cap ETF |
04/10/18 |
237,792 |
103,129 |
53,320 |
iShares ESG MSCI USA Leaders ETF |
05/07/19 |
39,040 |
40,772 |
36,883 |
iShares MSCI Denmark ETF |
01/25/12 |
10,521 |
8,794 |
5,595 |
iShares MSCI Finland ETF |
01/25/12 |
1,777 |
1,741 |
2,012 |
iShares MSCI Germany Small-Cap ETF |
01/25/12 |
3,123 |
4,267 |
2,446 |
iShares MSCI Indonesia ETF |
05/05/10 |
57,455 |
28,324 |
43,240 |
iShares MSCI Ireland ETF |
05/05/10 |
11,248 |
10,411 |
9,661 |
iShares MSCI Japan Value ETF |
03/05/19 |
6,007 |
2,692 |
2,019 |
iShares MSCI New Zealand ETF |
09/01/10 |
5,635 |
10,194 |
7,948 |
iShares MSCI Norway ETF |
01/23/12 |
5,658 |
1,731 |
1,794 |
iShares MSCI Philippines ETF |
09/28/10 |
13,271 |
21,925 |
28,860 |
iShares MSCI Poland ETF |
05/25/10 |
33,701 |
99,303 |
73,091 |
iShares MSCI United Kingdom ETF |
03/12/96 |
103,412 |
111,342 |
44,262 |
iShares MSCI United Kingdom Small-Cap ETF |
01/25/12 |
12,010 |
10,777 |
10,541 |
iShares Paris-Aligned Climate MSCI USA ETF |
02/08/22 |
4,470 |
N/A |
N/A |
Fund |
Issuer |
Market Value of Investment |
iShares ESG Advanced MSCI EAFE ETF |
UBS Group AG |
$2,608,908 |
|
Societe Generale SA |
824,168 |
|
Nomura Holdings Inc. |
499,683 |
|
|
|
iShares ESG Aware MSCI EAFE ETF |
UBS Group AG |
$30,358,045 |
|
Macquarie Group Ltd. |
22,228,341 |
|
Barclays PLC |
16,237,766 |
|
Societe Generale SA |
15,138,603 |
|
Nomura Holdings Inc. |
10,031,677 |
|
Credit Suisse Group AG |
7,078,130 |
|
|
|
iShares MSCI Japan Value ETF |
Nomura Holdings Inc. |
$541,685 |
|
Daiwa Securities Group Inc. |
311,677 |
|
|
|
iShares MSCI United Kingdom ETF |
Barclays PLC |
$50,034,103 |
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
Close Brothers Group PLC |
$219,952 |
Fund |
Fiscal Year ended August 31, 2022 |
Fiscal Year ended August 31, 2021 |
iShares Emergent Food and AgTech Multisector ETF |
1%1, 2 |
N/A1 |
iShares ESG Advanced MSCI EAFE ETF |
18% |
28% |
iShares ESG Advanced MSCI USA ETF |
24% |
29% |
iShares ESG Aware MSCI EAFE ETF |
27% |
25% |
iShares ESG Aware MSCI USA ETF |
22% |
21% |
iShares ESG Aware MSCI USA Small-Cap ETF |
37% |
33% |
iShares ESG MSCI USA Leaders ETF |
10% |
12% |
iShares MSCI Denmark ETF |
12% |
11% |
iShares MSCI Finland ETF |
20% |
12% |
iShares MSCI Germany Small-Cap ETF |
27% |
24% |
Fund |
Fiscal Year ended August 31, 2022 |
Fiscal Year ended August 31, 2021 |
iShares MSCI Indonesia ETF |
16% |
10% |
iShares MSCI Ireland ETF |
33% |
40% |
iShares MSCI Japan Value ETF |
24% |
24% |
iShares MSCI New Zealand ETF |
12% |
16% |
iShares MSCI Norway ETF |
27% |
12% |
iShares MSCI Philippines ETF |
13% |
20% |
iShares MSCI Poland ETF |
11% |
22% |
iShares MSCI United Kingdom ETF |
7% |
9% |
iShares MSCI United Kingdom Small-Cap ETF |
17% |
15% |
iShares Paris-Aligned Climate MSCI USA ETF |
6%3,4 |
N/A3 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares Emergent Food and AgTech Multisector ETF |
50,000 |
$913,258.20 |
iShares ESG Advanced MSCI EAFE ETF |
100,000 |
4,620,919.90 |
iShares ESG Advanced MSCI USA ETF |
50,000 |
1,546,418.25 |
iShares ESG Aware MSCI EAFE ETF |
100,000 |
5,617,300.40 |
iShares ESG Aware MSCI USA ETF |
50,000 |
4,406,327.00 |
iShares ESG Aware MSCI USA Small-Cap ETF |
50,000 |
1,692,437.60 |
iShares ESG MSCI USA Leaders ETF |
50,000 |
3,409,908.30 |
iShares MSCI Denmark ETF |
50,000 |
3,720,219.10 |
iShares MSCI Finland ETF |
50,000 |
1,563,110.25 |
iShares MSCI Germany Small-Cap ETF |
50,000 |
2,209,170.40 |
iShares MSCI Indonesia ETF |
50,000 |
1,173,157.90 |
iShares MSCI Ireland ETF |
50,000 |
1,865,919.95 |
iShares MSCI Japan Value ETF |
100,000 |
2,162,228.20 |
iShares MSCI New Zealand ETF |
50,000 |
2,053,689.95 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares MSCI Norway ETF |
50,000 |
1,042,738.90 |
iShares MSCI Philippines ETF |
50,000 |
1,107,528.05 |
iShares MSCI Poland ETF |
50,000 |
537,807.50 |
iShares MSCI United Kingdom ETF |
100,000 |
2,619,214.10 |
iShares MSCI United Kingdom Small-Cap ETF |
50,000 |
1,301,855.30 |
iShares Paris-Aligned Climate MSCI USA ETF |
50,000 |
2,174,947.30 |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares Emergent Food and AgTech Multisector ETF |
$475 |
7.0 % |
iShares ESG Advanced MSCI EAFE ETF |
9,500 |
3.0 % |
iShares ESG Aware MSCI EAFE ETF |
7,800 |
3.0 % |
iShares MSCI Denmark ETF |
1,200 |
3.0 % |
iShares MSCI Finland ETF |
1,000 |
3.0 % |
iShares MSCI Germany Small-Cap ETF |
1,600 |
3.0 % |
iShares MSCI Indonesia ETF |
1,700 |
3.0 % |
iShares MSCI Ireland ETF |
900 |
3.0 % |
iShares MSCI Japan Value ETF |
2,150 |
3.0 % |
iShares MSCI New Zealand ETF |
600 |
3.0 % |
iShares MSCI Norway ETF |
1,300 |
3.0 % |
iShares MSCI Philippines ETF |
1,000 |
3.0 % |
iShares MSCI Poland ETF |
600 |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares MSCI United Kingdom ETF |
3,500 |
3.0 % |
iShares MSCI United Kingdom Small-Cap ETF |
2,200 |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares ESG Advanced MSCI USA ETF |
$613.75 ** |
3.0 % |
iShares ESG Aware MSCI USA ETF |
533.75 ** |
3.0 % |
iShares ESG Aware MSCI USA Small-Cap ETF |
1,340.00 ** |
3.0 % |
iShares ESG MSCI USA Leaders ETF |
488.75 ** |
3.0 % |
iShares Paris-Aligned Climate MSCI USA ETF |
527.50 ** |
3.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares Emergent Food and AgTech Multisector ETF |
$475 |
2.0 % |
iShares ESG Advanced MSCI EAFE ETF |
9,500 |
2.0 % |
iShares ESG Aware MSCI EAFE ETF |
7,800 |
2.0 % |
iShares MSCI Denmark ETF |
1,200 |
2.0 % |
iShares MSCI Finland ETF |
1,000 |
2.0 % |
iShares MSCI Germany Small-Cap ETF |
1,600 |
2.0 % |
iShares MSCI Indonesia ETF |
1,700 |
2.0 % |
iShares MSCI Ireland ETF |
900 |
2.0 % |
iShares MSCI Japan Value ETF |
2,150 |
2.0 % |
iShares MSCI New Zealand ETF |
600 |
2.0 % |
iShares MSCI Norway ETF |
1,300 |
2.0 % |
iShares MSCI Philippines ETF |
1,000 |
2.0 % |
iShares MSCI Poland ETF |
600 |
2.0 % |
iShares MSCI United Kingdom ETF |
3,500 |
2.0 % |
iShares MSCI United Kingdom Small-Cap ETF |
2,200 |
2.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares ESG Advanced MSCI USA ETF |
$613.75 ** |
2.0 % |
iShares ESG Aware MSCI USA ETF |
533.75 ** |
2.0 % |
iShares ESG Aware MSCI USA Small-Cap ETF |
1,340.00 ** |
2.0 % |
iShares ESG MSCI USA Leaders ETF |
488.75 ** |
2.0 % |
iShares Paris-Aligned Climate MSCI USA ETF |
527.50 ** |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares Emergent Food and AgTech Multisector ETF |
$8,113 |
iShares ESG Advanced MSCI EAFE ETF |
12,048,286 |
iShares ESG Advanced MSCI USA ETF |
19,923,087 |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares ESG Aware MSCI EAFE ETF |
349,991,271 |
iShares ESG Aware MSCI USA ETF |
1,004,082,875 |
iShares ESG Aware MSCI USA Small-Cap ETF |
65,584,944 |
iShares ESG MSCI USA Leaders ETF |
38,766,242 |
iShares MSCI Denmark ETF |
3,263,163 |
iShares MSCI Finland ETF |
4,540,781 |
iShares MSCI Germany Small-Cap ETF |
1,407,194 |
iShares MSCI Indonesia ETF |
174,454,845 |
iShares MSCI Ireland ETF |
13,345,548 |
iShares MSCI Japan Value ETF |
1,845,089 |
iShares MSCI New Zealand ETF |
30,477,459 |
iShares MSCI Norway ETF |
10,926,515 |
iShares MSCI Philippines ETF |
67,914,213 |
iShares MSCI Poland ETF |
139,112,019 |
iShares MSCI United Kingdom ETF |
533,266,947 |
iShares MSCI United Kingdom Small- Cap ETF |
12,550,279 |
iShares Paris-Aligned Climate MSCI USA ETF |
3,737,069 |
Contents |
|
A-4 | |
A-4 | |
A-4 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-15 | |
A-15 |
Contents |
|
Introduction |
A-18 |
Voting guidelines |
A-18 |
Boards and directors |
A-18 |
- Board Structure |
A-19 |
- Board composition and effectiveness |
A-21 |
- Board responsiveness and shareholder rights |
A-22 |
Board responsiveness and shareholder rights |
A-22 |
Auditors and audit-related issues |
A-23 |
Capital structure proposals |
A-24 |
Mergers, acquisitions, transactions, and other special situations |
A-24 |
Executive Compensation |
A-25 |
Material sustainability-related risks and opportunities |
A-28 |
General corporate governance matters |
A-30 |
Shareholder protections |
A-32 |
|
Public Company Executive14 |
# Outside Public Boards15 |
Total # of Public Boards |
Director A |
✓ |
1 |
2 |
Director B |
|
3 |
4 |
|
Combined Chair/CEO or CEO + Non-independent Chair |
Separate Independent Chair | |
|
Chair/CEO or Non- independent Chair |
Lead Independent Director |
Independent Chair |
Board Meetings |
Authority to call full meetings of the board of directors |
Attends full meetings of the board of directors Authority to call meetings of independent directors Briefs CEO on issues arising from executive sessions |
Authority to call full meetings of the board of directors |
Agenda |
Primary responsibility for shaping board agendas, consulting with the lead independent director |
Collaborates with chair/CEO to set board agenda and board information |
Primary responsibility for shaping board agendas, in conjunction with CEO |
Board Communications |
Communicates with all directors on key issues and concerns outside of full board meetings |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |