![]() |
|
|
(as revised October 6, 2023) |
![]() |
2023 Prospectus |
S-1 | |
1 | |
2 | |
17 | |
22 | |
22 | |
23 | |
26 | |
35 | |
36 | |
37 | |
37 |
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses |
Acquired Fund Fees and Expenses |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
|
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF |
|
Period From 08/18/22(a) to 10/31/22 |
Net asset value, beginning of period |
$40.10 |
Net investment income(b) |
0.17 |
Net realized and unrealized loss(c) |
(3.40 ) |
Net decrease from investment operations |
(3.23 ) |
Distributions(d) |
|
From net investment income |
(0.86 ) |
Return of capital |
(0.13 ) |
Total distributions |
(0.99 ) |
Net asset value, end of period |
$35.88 |
Total Return(e) |
|
Based on net asset value |
(8.14 )%(f) |
Ratios to Average Net Assets(g) |
|
Total expenses |
0.35 %(h) |
Total expenses after fees waived |
0.20 %(h) |
Net investment income |
2.32 %(h) |
Supplemental Data |
|
Net assets, end of period (000) |
$12,559 |
Portfolio turnover rate(i) |
0 %(j) |
(a) Commencement of operations. | |
(b) Based on average shares outstanding. | |
(c) The amount reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |
(d) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |
(e) Where applicable, assumes the reinvestment of distributions. | |
(f) Not annualized. | |
(g) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | |
(h) Annualized. | |
(i) Portfolio turnover rate excludes in-kind transactions. | |
(j) Rounds to less than 1%. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
![]() |
March 1, 2023 |
|
(as revised October 6, 2023) |
![]() |
2023 Prospectus |
S-1 | |
1 | |
2 | |
17 | |
24 | |
24 | |
25 | |
28 | |
36 | |
37 | |
38 | |
38 |
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses |
Acquired Fund Fees and Expenses |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
|
iShares High Yield Corporate Bond BuyWrite Strategy ETF |
|
Period From 08/18/22(a) to 10/31/22 |
Net asset value, beginning of period |
$40.06 |
Net investment income(b) |
0.33 |
Net realized and unrealized loss(c) |
(1.54 ) |
Net decrease from investment operations |
(1.21 ) |
Distributions(d) |
|
From net investment income |
(1.30 ) |
Return of capital |
(0.07 ) |
Total distributions |
(1.37 ) |
Net asset value, end of period |
$37.48 |
Total Return(e) |
|
Based on net asset value |
(3.02 )%(f) |
Ratios to Average Net Assets(g) |
|
Total expenses |
0.70 %(h) |
Total expenses after fees waived |
0.20 %(h) |
Net investment income |
4.25 %(h) |
Supplemental Data |
|
Net assets, end of period (000) |
$9,370 |
Portfolio turnover rate(i) |
0 % |
(a) Commencement of operations. | |
(b) Based on average shares outstanding. | |
(c) The amount reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |
(d) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |
(e) Where applicable, assumes the reinvestment of distributions. | |
(f) Not annualized. | |
(g) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | |
(h) Annualized. | |
(i) Portfolio turnover rate excludes in-kind transactions. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
![]() |
March 1, 2023 |
|
(as revised October 6, 2023) |
![]() |
2023 Prospectus |
S-1 | |
1 | |
2 | |
14 | |
16 | |
16 | |
17 | |
20 | |
28 | |
29 | |
30 | |
30 |
| ||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses |
Acquired Fund Fees and Expenses |
Total Annual Fund Operating Expenses |
|
|
|
|
|
|
1 Year |
3 Years |
|
|
$ |
$ |
|
|
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
|
Period From 08/18/22(a) to 10/31/22 |
Net asset value, beginning of period |
$40.06 |
Net investment income(b) |
0.13 |
Net realized and unrealized gain(c) |
(5.35 ) |
Net increase from investment operations |
(5.22 ) |
Distributions(d) |
|
From net investment income |
(1.12 ) |
Return of capital |
(0.08 ) |
Total distributions |
(1.20 ) |
Net asset value, end of period |
$33.64 |
Total Return(e) |
|
Based on net asset value |
(13.29 )%(f) |
Ratios to Average Net Assets(g) |
|
Total expenses |
0.35 %(h) |
Total expenses after fees waived |
0.20 %(h) |
Net investment income |
1.81 %(h) |
Supplemental Data |
|
Net assets, end of period (000) |
$21,866 |
Portfolio turnover rate(i) |
0 % |
(a) Commencement of operations. | |
(b) Based on average shares outstanding. | |
(c) The amount reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |
(d) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |
(e) Where applicable, assumes the reinvestment of distributions. | |
(f) Not annualized. | |
(g) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | |
(h) Annualized. | |
(i) Portfolio turnover rate excludes in-kind transactions. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
Fund |
Ticker |
Listing Exchange |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
TLTW |
Cboe BZX |
iShares High Yield Corporate Bond BuyWrite Strategy ETF |
HYGW |
Cboe BZX |
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF |
LQDW |
Cboe BZX |
|
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75 |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Salim Ramji2 (1970) |
Trustee (since 2019). |
Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010- 2014). |
Director of iShares, Inc. (since 2019); Trustee of iShares U.S. ETF Trust (since 2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York’s public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Member of the Wyoming State Investment Funds Committee (since 2022); Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director of the Jackson Hole Center for the Arts (since 2021). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé(1973) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Aaron Wasserman (1974) |
Chief Compliance Officer (2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock Multi-Asset Complex, the BlackRock Fixed Income Complex and the Exchange- Traded Fund Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the Exchange-Traded Fund Complex (2014- 2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Aggressive Allocation ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares Global Clean Energy ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
|
iShares High Yield Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares Investment Grade Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$1-$10,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares U.S. Energy ETF |
$1-$10,000 |
|
|
iShares U.S. Infrastructure ETF |
$1-$10,000 |
|
|
iShares U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares Morningstar Growth ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew E. Lawton |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
Over $100,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
iShares Core MSCI International Developed Markets ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
Name |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF1 |
iShares High Yield Corporate Bond BuyWrite Strategy ETF1 |
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF1 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
$5 |
$2 |
$3 |
Richard L. Fagnani |
5 |
2 |
3 |
Cecilia H. Herbert |
5 |
2 |
3 |
John E. Kerrigan |
5 |
2 |
3 |
Drew E. Lawton |
5 |
2 |
3 |
John E. Martinez |
5 |
2 |
3 |
Madhav V. Rajan |
5 |
2 |
3 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses2 |
Estimated Annual Benefits Upon Retirement2 |
Total Compensation From the Funds and Fund Complex3 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
465,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
476,764 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
505,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
461,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
450,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
450,000 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Salim Ramji |
Not Applicable |
Not Applicable |
0 |
Fund |
Name |
Percentage of Ownership |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
35.80 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
27.44 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
10.47 % |
|
|
|
iShares High Yield Corporate Bond BuyWrite Strategy ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
13.59 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
12.40 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
11.63 % |
Fund |
Name |
Percentage of Ownership |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
11.11 % |
|
E*Trade Clearing LLC Harborside Financial Center 501 Plaza 11 Jersey City, NJ 07311 |
8.66 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
8.32 % |
|
|
|
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
35.26 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
23.61 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
7.84 % |
|
Interactive Brokers Retail Equity Clearing 8 Greenwich Office Park Greenwich, CT 06831 |
6.03 % |
|
E*Trade Clearing LLC Harborside Financial Center 501 Plaza 11 Jersey City, NJ 07311 |
5.85 % |
Fund |
Management Fee for Fiscal Year Ended Oct. 31, 2022 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended Oct. 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended Oct. 31, 2021 |
Management Fees Paid Net of Waivers for Fiscal Year Ended Oct. 31, 2020 |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF1 |
0.20% |
08/18/22 |
$5,528 |
N/A |
N/A |
iShares High Yield Corporate Bond BuyWrite Strategy ETF2 |
0.20% |
08/18/22 |
2,433 |
N/A |
N/A |
Fund |
Management Fee for Fiscal Year Ended Oct. 31, 2022 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended Oct. 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended Oct. 31, 2021 |
Management Fees Paid Net of Waivers for Fiscal Year Ended Oct. 31, 2020 |
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF3 |
0.20% |
08/18/22 |
4,487 |
N/A |
N/A |
Jennifer Hsui |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
320 |
$1,712,277,000,000 |
Other Pooled Investment Vehicles |
36 |
8,776,000,000 |
Other Accounts |
57 |
4,167,000,000 |
Orlando Montalvo |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
9 |
$7,287,000,000 |
Other Pooled Investment Vehicles |
8 |
1,526,000,000 |
Other Accounts |
8 |
270,000,000 |
Greg Savage |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
280 |
$1,628,750,000,000 |
Other Pooled Investment Vehicles |
36 |
8,776,000,000 |
Other Accounts |
57 |
4,167,000,000 |
Paul Whitehead |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
300 |
$1,626,706,000,000 |
Other Pooled Investment Vehicles |
2 |
5,400,000,000 |
Other Accounts |
5 |
4,230,000,000 |
Jennifer Hsui |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Orlando Montalvo |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Greg Savage |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Paul Whitehead |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Fund |
Fund Inception Date |
Administration, Custody & Transfer Agency Expenses Paid During Fiscal Year Ended Oct. 31, 2022 |
Administration, Custody & Transfer Agency Expenses Paid During Fiscal Year Ended Oct. 31, 2021 |
Administration, Custody & Transfer Agency Expenses Paid During Fiscal Year Ended Oct. 31, 2020 |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
08/18/22 |
$2,809 |
N/A |
N/A |
iShares High Yield Corporate Bond BuyWrite Strategy ETF |
08/18/22 |
2,891 |
N/A |
N/A |
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF |
08/18/22 |
2,828 |
N/A |
N/A |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended Oct. 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended Oct. 31, 2021 |
Brokerage Commissions Paid During Fiscal Year Ended Oct. 31, 2020 |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
08/18/22 |
$9,599 |
N/A |
N/A |
iShares High Yield Corporate Bond BuyWrite Strategy ETF |
08/18/22 |
5,860 |
N/A |
N/A |
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF |
08/18/22 |
8,310 |
N/A |
N/A |
Fund |
Fiscal Year ended Oct. 31, 2022 |
Fiscal Year ended Oct. 31, 2021 |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
0%1,2 |
N/A |
iShares High Yield Corporate Bond BuyWrite Strategy ETF |
0%1,2 |
N/A |
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF |
0%1,2 |
N/A |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
25,000 |
$871,581.60 |
iShares High Yield Corporate Bond BuyWrite Strategy ETF |
25,000 |
937,825.83 |
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF |
25,000 |
890,722.78 |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$100 |
3.0 % |
iShares High Yield Corporate Bond BuyWrite Strategy ETF |
100 |
3.0 % |
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF |
100 |
3.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$100 |
2.0 % |
iShares High Yield Corporate Bond BuyWrite Strategy ETF |
100 |
2.0 % |
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF |
100 |
2.0 % |
Contents |
|
A-4 | |
A-4 | |
A-4 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-15 | |
A-15 |
Contents |
|
Introduction |
A-18 |
Voting guidelines |
A-18 |
Boards and directors |
A-18 |
- Board Structure |
A-19 |
- Board composition and effectiveness |
A-21 |
- Board responsiveness and shareholder rights |
A-22 |
Board responsiveness and shareholder rights |
A-22 |
Auditors and audit-related issues |
A-23 |
Capital structure proposals |
A-24 |
Mergers, acquisitions, transactions, and other special situations |
A-24 |
Executive Compensation |
A-25 |
Material sustainability-related risks and opportunities |
A-28 |
General corporate governance matters |
A-30 |
Shareholder protections |
A-32 |
|
Public Company Executive14 |
# Outside Public Boards15 |
Total # of Public Boards |
Director A |
✓ |
1 |
2 |
Director B |
|
3 |
4 |
|
Combined Chair/CEO or CEO + Non-independent Chair |
Separate Independent Chair | |
|
Chair/CEO or Non- independent Chair |
Lead Independent Director |
Independent Chair |
Board Meetings |
Authority to call full meetings of the board of directors |
Attends full meetings of the board of directors Authority to call meetings of independent directors Briefs CEO on issues arising from executive sessions |
Authority to call full meetings of the board of directors |
Agenda |
Primary responsibility for shaping board agendas, consulting with the lead independent director |
Collaborates with chair/CEO to set board agenda and board information |
Primary responsibility for shaping board agendas, in conjunction with CEO |
Board Communications |
Communicates with all directors on key issues and concerns outside of full board meetings |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |