|
December 29, 2022 |
|
(as revised |
|
2022 Prospectus |
| |||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses1 |
Total Annual Fund Operating Expenses |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Since Fund Inception |
(Inception Date: |
|
|
Return Before Taxes |
|
|
Return After Taxes on Distributions1 |
|
|
Return After Taxes on Distributions and Sale of Fund Shares1 |
|
|
MSCI EAFE Choice ESG Screened Index (Index returns do not reflect deductions for fees, expenses or taxes) |
|
|
|
iShares ESG Advanced MSCI EAFE ETF | ||
|
Year Ended 08/31/22 |
Year Ended 08/31/21 |
Period From 06/16/20(a) to 08/31/20 |
Net asset value, beginning of period |
$70.24 |
$55.79 |
$51.37 |
Net investment income(b) |
1.65 |
1.36 |
0.18 |
Net realized and unrealized gain (loss)(c) |
(18.86 ) |
13.91 |
4.24 |
Net increase (decrease) from investment operations |
(17.21 ) |
15.27 |
4.42 |
Distributions from net investment income(d) |
(1.66 ) |
(0.82 ) |
— |
Net asset value, end of period |
$51.37 |
$70.24 |
$55.79 |
Total Return(e) |
|
|
|
Based on net asset value |
(24.82 )% |
27.47 % |
8.60 %(f) |
Ratios to Average Net Assets(g) |
|
|
|
Total expenses |
0.12 % |
0.12 % |
0.12 %(h) |
Net investment income |
2.73 % |
2.06 % |
1.64 %(h) |
Supplemental Data |
|
|
|
Net assets, end of period (000) |
$354,432 |
$245,846 |
$11,158 |
Portfolio turnover rate(i) |
18 % |
28 % |
6 %(f) |
(a) Commencement of operations. | |||
(b) Based on average shares outstanding. | |||
(c) The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |||
(d) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |||
(e) Where applicable, assumes the reinvestment of distributions. | |||
(f) Not annualized. | |||
(g) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | |||
(h) Annualized. | |||
(i) Portfolio turnover rate excludes in-kind transactions. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
|
December 1, 2022 |
|
(as revised June 22, 2023) |
|
2022 Prospectus |
Fund Overview |
|
More Information About the Fund |
|
A Further Discussion of Principal Risks |
|
A Further Discussion of Other Risks |
|
Portfolio Holdings Information |
|
Management |
|
Shareholder Information |
|
Distribution |
|
Financial Highlights |
|
Index Provider |
|
Disclaimers |
32 |
| |||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses1 |
Total Annual Fund Operating Expenses |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Since Fund Inception |
(Inception Date: |
|
|
Return Before Taxes |
|
|
Return After Taxes on Distributions2 |
|
|
Return After Taxes on Distributions and Sale of Fund Shares2 |
|
|
NYSE® FactSet® U.S. Tech Breakthrough Index (Index returns do not reflect deductions for fees, expenses, or taxes) |
|
|
|
iShares U.S. Tech Breakthrough Multisector ETF | ||
|
Year Ended 07/31/22 |
Year Ended 07/31/21 |
Period From 01/08/20(a) to 07/31/20 |
Net asset value, beginning of period |
$41.17 |
$30.72 |
$25.21 |
Net investment income(b) |
0.15 |
0.15 |
0.07 |
Net realized and unrealized gain (loss)(c) |
(10.29 ) |
10.48 |
5.60 |
Net increase (decrease) from investment operations |
(10.14 ) |
10.63 |
5.67 |
Distributions(d) |
|
|
|
From net investment income |
(0.16 ) |
(0.15 ) |
(0.16 ) |
From net realized gain |
— |
(0.03 ) |
— |
Total distributions |
(0.16 ) |
(0.18 ) |
(0.16 ) |
Net asset value, end of period |
$30.87 |
$41.17 |
$30.72 |
Total Return(e) |
|
|
|
Based on net asset value |
(24.71 )% |
34.72 % |
22.73 %(f) |
Ratios to Average Net Assets(g) |
|
|
|
Total expenses |
0.40 % |
0.40 % |
0.40 %(h) |
Total expenses after fees waived |
0.30 % |
0.30 % |
0.30 %(h) |
Net investment income |
0.41 % |
0.43 % |
0.43 %(h) |
Supplemental Data |
|
|
|
Net assets, end of period (000) |
$345,719 |
$432,317 |
$344,073 |
Portfolio turnover rate(i) |
10 % |
11 % |
12 %(f) |
(a) Commencement of operations. | |||
(b) Based on average shares outstanding. | |||
(c) The amount reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |||
(d) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |||
(e) Where applicable, assumes the reinvestment of distributions. | |||
(f) Not annualized. | |||
(g) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | |||
(h) Annualized. | |||
(i) Portfolio turnover rate excludes in-kind transactions. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
Fund |
Ticker |
Listing Exchange |
iShares Emergent Food and AgTech Multisector ETF |
IVEG |
Nasdaq |
iShares ESG Advanced MSCI EAFE ETF |
DMXF |
Nasdaq |
iShares ESG Advanced MSCI USA ETF |
USXF |
Nasdaq |
iShares ESG Aware MSCI EAFE ETF |
ESGD |
Nasdaq |
iShares ESG Aware MSCI USA ETF |
ESGU |
Nasdaq |
iShares ESG Aware MSCI USA Small-Cap ETF |
ESML |
Cboe BZX |
iShares ESG MSCI USA Leaders ETF |
SUSL |
Nasdaq |
iShares MSCI Denmark ETF |
EDEN |
Cboe BZX |
iShares MSCI Finland ETF |
EFNL |
Cboe BZX |
iShares MSCI Germany Small-Cap ETF |
EWGS |
Cboe BZX |
iShares MSCI Indonesia ETF |
EIDO |
NYSE Arca |
iShares MSCI Ireland ETF |
EIRL |
NYSE Arca |
iShares MSCI Japan Value ETF |
EWJV |
Nasdaq |
iShares MSCI New Zealand ETF |
ENZL |
Nasdaq |
iShares MSCI Norway ETF |
ENOR |
Cboe BZX |
iShares MSCI Philippines ETF |
EPHE |
NYSE Arca |
iShares MSCI Poland ETF |
EPOL |
NYSE Arca |
iShares MSCI United Kingdom ETF |
EWU |
NYSE Arca |
iShares MSCI United Kingdom Small-Cap ETF |
EWUS |
Cboe BZX |
iShares Paris-Aligned Climate MSCI USA ETF |
PABU |
Nasdaq |
|
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122 | |
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123 | |
124 | |
124 | |
124 |
Diversified Funds |
Non-Diversified Funds |
iShares ESG Advanced MSCI EAFE ETF |
iShares Emergent Food and AgTech Multisector ETF |
iShares ESG Aware MSCI EAFE ETF |
iShares ESG Advanced MSCI USA ETF |
iShares ESG Aware MSCI USA ETF |
iShares ESG MSCI USA Leaders ETF |
iShares ESG Aware MSCI USA Small-Cap ETF |
iShares MSCI Denmark ETF |
iShares MSCI Germany Small-Cap ETF |
iShares MSCI Finland ETF |
iShares MSCI Japan Value ETF |
iShares MSCI Indonesia ETF |
iShares MSCI United Kingdom Small-Cap ETF |
iShares MSCI Ireland ETF |
|
iShares MSCI New Zealand ETF |
|
iShares MSCI Norway ETF |
|
iShares MSCI Philippines ETF |
|
iShares MSCI Poland ETF |
|
iShares MSCI United Kingdom ETF |
|
iShares Paris-Aligned Climate MSCI USA ETF |
Diversified Funds |
Non-Diversified Funds |
|
|
Name (Age) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (65) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Salim Ramji2 (52) |
Trustee (since 2019). |
Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010- 2014). |
Director of iShares, Inc. (since 2019); Trustee of iShares U.S. ETF Trust (since 2019). |
Name (Age) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (67) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Jane D. Carlin (66) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Richard L. Fagnani (68) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Name (Age) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Cecilia H. Herbert (73) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Chair (1994-2005) and Member (1992-2021) of the Investment Committee, Archdiocese of San Francisco; Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director (1998-2013) and President (2007- 2011) of the Board of Directors, Catholic Charities CYO; Trustee (2002-2011) and Chair of the Finance and Investment Committee (2006- 2010) of the Thacher School; Director of the Senior Center of Jackson Hole (since 2020); Director of the Jackson Hole Center for the Arts (since 2021); Member of the Wyoming State Investment Funds Committee (since 2022). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (63) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (61) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Age) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Madhav V. Rajan (58) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Age) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé (49) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (48) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Name (Age) |
Position |
Principal Occupation(s) During the Past 5 Years |
Charles Park (55) |
Chief Compliance Officer (since 2006). |
Chief Compliance Officer of BlackRock Advisors, LLC and the BlackRock-advised Funds in the BlackRock Multi-Asset Complex and the BlackRock Fixed-Income Complex (since 2014); Chief Compliance Officer of BFA (since 2006). |
Marisa Rolland (42) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (40) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Jennifer Hsui (46) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (52) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$50,001-$100,000 |
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Core S&P Small-Cap ETF |
$50,001-$100,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$50,001-$100,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares Global Tech ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Value ETF |
Over $100,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
$50,001-$100,000 |
|
|
iShares U.S. Energy ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$10,001-$50,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares 0-5 Year TIPS Bond ETF |
$10,001-$50,000 |
Over $100,000 |
|
iShares China Large-Cap ETF |
$50,001-$100,000 |
|
|
iShares Core Dividend Growth ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Core U.S. REIT ETF |
$10,001-$50,000 |
|
|
iShares Exponential Technologies ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI All Country Asia ex Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI Singapore ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Equal Weighted ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Quality Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$10,001-$50,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
iShares U.S. Infrastructure ETF |
$10,001-$50,000 |
|
|
iShares U.S. Regional Banks ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
$1-$10,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares International Select Dividend ETF |
$1-$10,000 |
|
|
iShares MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares MSCI Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$10,001-$50,000 |
|
|
|
|
|
Drew E. Lawton |
BlackRock Ultra Short-Term Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares 0-5 Year High Yield Corporate Bond ETF |
$50,001-$100,000 |
|
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Expanded Tech Sector ETF |
Over $100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financial Services ETF |
Over $100,000 |
|
|
iShares U.S. Financials ETF |
$50,001-$100,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
None |
None |
None |
Name |
iShares Emergent Food and AgTech Multisector ETF1 |
iShares ESG Advanced MSCI EAFE ETF |
iShares ESG Advanced MSCI USA ETF |
iShares ESG Aware MSCI EAFE ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1 |
$76 |
$127 |
$1,373 |
Richard L. Fagnani |
1 |
77 |
128 |
1,389 |
Cecilia H. Herbert |
1 |
81 |
134 |
1,450 |
John E. Kerrigan |
1 |
82 |
137 |
1,480 |
Drew E. Lawton |
1 |
75 |
124 |
1,343 |
John E. Martinez |
1 |
75 |
124 |
1,343 |
Madhav V. Rajan |
1 |
75 |
124 |
1,343 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares ESG Aware MSCI USA ETF |
iShares ESG Aware MSCI USA Small-Cap ETF |
iShares ESG MSCI USA Leaders ETF |
iShares MSCI Denmark ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$4,788 |
$318 |
$672 |
$38 |
Richard L. Fagnani |
4,841 |
321 |
679 |
38 |
Cecilia H. Herbert |
5,054 |
335 |
709 |
40 |
John E. Kerrigan |
5,160 |
342 |
724 |
41 |
Drew E. Lawton |
4,681 |
311 |
657 |
37 |
John E. Martinez |
4,681 |
311 |
657 |
37 |
Madhav V. Rajan |
4,681 |
311 |
657 |
37 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI Finland ETF |
iShares MSCI Germany Small-Cap ETF |
iShares MSCI Indonesia ETF |
iShares MSCI Ireland ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$5 |
$5 |
$96 |
$10 |
Richard L. Fagnani |
5 |
5 |
97 |
11 |
Cecilia H. Herbert |
5 |
5 |
101 |
11 |
John E. Kerrigan |
5 |
5 |
103 |
11 |
Drew E. Lawton |
5 |
5 |
94 |
10 |
John E. Martinez |
5 |
5 |
94 |
10 |
Madhav V. Rajan |
5 |
5 |
94 |
10 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI Japan Value ETF |
iShares MSCI New Zealand ETF |
iShares MSCI Norway ETF |
iShares MSCI Philippines ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$17 |
$26 |
$7 |
$24 |
Richard L. Fagnani |
18 |
27 |
7 |
24 |
Cecilia H. Herbert |
18 |
28 |
8 |
25 |
John E. Kerrigan |
19 |
28 |
8 |
25 |
Drew E. Lawton |
17 |
26 |
7 |
23 |
John E. Martinez |
17 |
26 |
7 |
23 |
Madhav V. Rajan |
17 |
26 |
7 |
23 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI Poland ETF |
iShares MSCI United Kingdom ETF |
iShares MSCI United Kingdom Small-Cap ETF |
iShares Paris-Aligned Climate MSCI USA ETF2 |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$28 |
$708 |
$10 |
$163 |
Richard L. Fagnani |
29 |
716 |
10 |
165 |
Cecilia H. Herbert |
30 |
747 |
11 |
172 |
John E. Kerrigan |
30 |
763 |
11 |
176 |
Drew E. Lawton |
28 |
692 |
10 |
160 |
John E. Martinez |
28 |
692 |
10 |
160 |
Madhav V. Rajan |
28 |
692 |
10 |
160 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses3 |
Estimated Annual Benefits Upon Retirement3 |
Total Compensation From the Funds and Fund Complex4 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
$420,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
446,764 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
445,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
431,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
420,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
420,000 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses3 |
Estimated Annual Benefits Upon Retirement3 |
Total Compensation From the Funds and Fund Complex4 |
Salim Ramji |
Not Applicable |
Not Applicable |
0 |
Fund |
Name and Address |
Percentage of Ownership |
iShares Emergent Food and AgTech Multisector ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
46.67 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
18.52 % |
|
BofA Securities, Inc. One Bryant Park New York, NY 10036 |
16.02 % |
|
|
|
iShares ESG Advanced MSCI EAFE ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
31.95 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
13.72 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.21 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
11.45 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.98 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.51 % |
|
|
|
Fund |
Name and Address |
Percentage of Ownership |
iShares ESG Advanced MSCI USA ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
34.65 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
18.67 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.99 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.32 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.26 % |
|
|
|
iShares ESG Aware MSCI EAFE ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
12.48 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
12.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.12 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
8.91 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.70 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
5.22 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.06 % |
|
|
|
iShares ESG Aware MSCI USA ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
25.35 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
10.76 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
9.21 % |
Fund |
Name and Address |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
6.99 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.93 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
5.95 % |
|
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
19.94 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
18.55 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
11.55 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.39 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.99 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.04 % |
|
|
|
iShares ESG MSCI USA Leaders ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
62.02 % |
|
Euroclear Bank SA/NV 28 Liberty Street, 33rd Floor New York, NY 10005 |
14.68 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.79 % |
|
|
|
iShares MSCI Denmark ETF |
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
23.51 % |
Fund |
Name and Address |
Percentage of Ownership |
|
Citibank, N.A. S.D. Indeval Institucion 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
22.06 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
20.50 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.31 % |
|
CIBC World Markets Inc./CDS 161 Bay Street 10th Floor Toronto, ON M5J 258 CA |
6.58 % |
|
|
|
iShares MSCI Finland ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
43.76 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
8.80 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
7.31 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
6.35 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.57 % |
|
|
|
iShares MSCI Germany Small-Cap ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
16.10 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.36 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
10.33 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
9.26 % |
|
ABN AMRO Clearing Chicago LLC 175 West Jackson Boulevard Chicago, IL 60604 |
8.97 % |
Fund |
Name and Address |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
7.62 % |
|
VANGUARD Marketing Corporation 100 Vanguard Boulevard Malvern, PA 19355 |
7.26 % |
|
|
|
iShares MSCI Indonesia ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
20.76 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
13.16 % |
|
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
11.11 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
9.85 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.87 % |
|
|
|
iShares MSCI Ireland ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
34.07 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
15.06 % |
|
|
|
iShares MSCI Japan Value ETF |
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
30.21 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
18.89 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.47 % |
|
VANGUARD Marketing Corporation 100 Vanguard Boulevard Malvern, PA 19355 |
7.35 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
6.97 % |
|
|
|
Fund |
Name and Address |
Percentage of Ownership |
iShares MSCI New Zealand ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
20.18 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.70 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.66 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.09 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
5.88 % |
|
|
|
iShares MSCI Norway ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.36 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
11.00 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
10.38 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
10.05 % |
|
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
9.50 % |
|
|
|
iShares MSCI Philippines ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
25.31 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
10.28 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
10.27 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.39 % |
Fund |
Name and Address |
Percentage of Ownership |
|
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
5.19 % |
|
|
|
iShares MSCI Poland ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
21.24 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
12.74 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
9.17 % |
|
Interactive Brokers Retail Equity Clearing 8 Greenwich Office Park Greenwich, CT 06831 |
8.95 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
6.23 % |
|
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
5.86 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
5.07 % |
|
|
|
iShares MSCI United Kingdom ETF |
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
18.33 % |
|
Citibank, N.A. S.D. Indeval Institucion 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
11.12 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
9.07 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
6.89 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
6.02 % |
|
|
|
Fund |
Name and Address |
Percentage of Ownership |
iShares MSCI United Kingdom Small-Cap ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
25.80 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
22.65 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
11.50 % |
|
|
|
iShares Paris-Aligned Climate MSCI USA ETF |
Euroclear Bank SA/NV 28 Liberty Street, 33rd Floor New York, NY 10005 |
91.61 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
7.94 % |
Fund |
Management Fee for Fiscal Year Ended August 31, 2022 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2021 |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2020 |
iShares Emergent Food and AgTech Multisector ETF |
0.47% |
04/25/22 |
$8,904 |
N/A |
N/A |
iShares ESG Advanced MSCI EAFE ETF |
0.12% |
06/16/20 |
395,881 |
$129,053 |
$2,657 |
iShares ESG Advanced MSCI USA ETF |
0.10% |
06/16/20 |
570,078 |
156,034 |
1,112 |
iShares ESG Aware MSCI EAFE ETF |
0.20% |
06/28/16 |
14,090,293 |
9,421,765 |
3,535,857 |
iShares ESG Aware MSCI USA ETF |
0.15% |
12/01/16 |
35,182,083 |
22,246,896 |
6,087,377 |
iShares ESG Aware MSCI USA Small-Cap ETF |
0.17% |
04/10/18 |
2,347,485 |
1,163,896 |
267,629 |
iShares ESG MSCI USA Leaders ETF |
0.10% |
05/07/19 |
3,702,887 |
3,127,380 |
1,900,645 |
iShares MSCI Denmark ETF |
0.53% |
01/25/12 |
849,111 |
850,009 |
235,973 |
iShares MSCI Finland ETF |
0.53% |
01/25/12 |
140,558 |
176,465 |
138,140 |
iShares MSCI Germany Small-Cap ETF |
0.59% |
01/25/12 |
206,140 |
234,212 |
187,211 |
iShares MSCI Indonesia ETF |
0.58% |
05/05/10 |
2,524,878 |
1,961,109 |
2,227,100 |
iShares MSCI Ireland ETF |
0.50% |
05/05/10 |
340,648 |
308,624 |
283,976 |
iShares MSCI Japan Value ETF |
0.15% |
03/05/19 |
121,675 |
38,174 |
10,689 |
iShares MSCI New Zealand ETF |
0.50% |
09/01/10 |
640,990 |
853,923 |
764,500 |
iShares MSCI Norway ETF |
0.53% |
01/23/12 |
242,357 |
180,573 |
111,888 |
iShares MSCI Philippines ETF |
0.58% |
09/28/10 |
711,308 |
743,337 |
1,020,006 |
iShares MSCI Poland ETF |
0.58% |
05/25/10 |
1,317,330 |
1,476,840 |
1,499,512 |
iShares MSCI United Kingdom ETF |
0.50% |
03/12/96 |
16,873,143 |
15,450,248 |
11,141,732 |
iShares MSCI United Kingdom Small-Cap ETF |
0.59% |
01/25/12 |
508,497 |
540,007 |
486,131 |
iShares Paris-Aligned Climate MSCI USA ETF1,2 |
0.11% |
02/08/22 |
353,556 |
N/A |
N/A |
Jennifer Hsui |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
302 |
$1,719,438,000,000 |
Other Pooled Investment Vehicles |
2 |
4,096,000,000 |
Other Accounts |
19 |
29,732,000,000 |
Greg Savage |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
256 |
$1,635,475,000,000 |
Other Pooled Investment Vehicles |
33 |
9,050,000,000 |
Other Accounts |
57 |
4,260,000,000 |
Paul Whitehead |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
281 |
$1,630,490,000,000 |
Other Pooled Investment Vehicles |
2 |
5,570,000,000 |
Other Accounts |
5 |
3,981,000,000 |
Jennifer Hsui |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Greg Savage |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Paul Whitehead |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Emergent Food and AgTech Multisector ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG MSCI USA Leaders ETF |
X |
|
|
|
|
|
|
iShares MSCI Denmark ETF |
X |
|
|
|
|
|
|
iShares MSCI Finland ETF |
X |
|
|
|
|
|
|
iShares MSCI Germany Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI Indonesia ETF |
X |
|
|
|
|
|
|
iShares MSCI Ireland ETF |
X |
|
|
|
|
|
|
iShares MSCI Japan Value ETF |
X |
|
|
|
|
|
|
iShares MSCI New Zealand ETF |
X |
|
|
|
|
|
|
iShares MSCI Norway ETF |
X |
|
|
|
|
|
|
iShares MSCI Philippines ETF |
X |
|
|
|
|
|
|
iShares MSCI Poland ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Paris-Aligned Climate MSCI USA ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Emergent Food and AgTech Multisector ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
|
|
|
X |
|
|
|
iShares ESG MSCI USA Leaders ETF |
X |
|
|
|
|
|
|
iShares MSCI Denmark ETF |
X |
|
|
|
|
|
|
iShares MSCI Finland ETF |
X |
|
|
|
|
|
|
iShares MSCI Germany Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI Indonesia ETF |
X |
|
|
|
|
|
|
iShares MSCI Ireland ETF |
X |
|
|
|
|
|
|
iShares MSCI Japan Value ETF |
X |
|
|
|
|
|
|
iShares MSCI New Zealand ETF |
X |
|
|
|
|
|
|
iShares MSCI Norway ETF |
X |
|
|
|
|
|
|
iShares MSCI Philippines ETF |
X |
|
|
|
|
|
|
iShares MSCI Poland ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares MSCI United Kingdom Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Paris-Aligned Climate MSCI USA ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Emergent Food and AgTech Multisector ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG MSCI USA Leaders ETF |
X |
|
|
|
|
|
|
iShares MSCI Denmark ETF |
X |
|
|
|
|
|
|
iShares MSCI Finland ETF |
X |
|
|
|
|
|
|
iShares MSCI Germany Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI Indonesia ETF |
X |
|
|
|
|
|
|
iShares MSCI Ireland ETF |
X |
|
|
|
|
|
|
iShares MSCI Japan Value ETF |
X |
|
|
|
|
|
|
iShares MSCI New Zealand ETF |
X |
|
|
|
|
|
|
iShares MSCI Norway ETF |
X |
|
|
|
|
|
|
iShares MSCI Philippines ETF |
X |
|
|
|
|
|
|
iShares MSCI Poland ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Paris-Aligned Climate MSCI USA ETF |
X |
|
|
|
|
|
|
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2022 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2021 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2020 |
iShares Emergent Food and AgTech Multisector ETF |
04/25/22 |
$8,963 |
N/A |
N/A |
iShares ESG Advanced MSCI EAFE ETF |
06/16/20 |
88,437 |
$103,697 |
$24,285 |
iShares ESG Aware MSCI EAFE ETF |
06/28/16 |
455,709 |
353,635 |
183,742 |
iShares MSCI Denmark ETF |
01/25/12 |
47,962 |
42,419 |
44,290 |
iShares MSCI Finland ETF |
01/25/12 |
33,883 |
32,446 |
33,160 |
iShares MSCI Germany Small-Cap ETF |
01/25/12 |
44,954 |
48,274 |
41,573 |
iShares MSCI Indonesia ETF |
05/05/10 |
165,308 |
131,075 |
164,245 |
iShares MSCI Ireland ETF |
05/05/10 |
31,289 |
27,870 |
21,941 |
iShares MSCI Japan Value ETF |
03/05/19 |
29,042 |
31,723 |
27,739 |
iShares MSCI New Zealand ETF |
09/01/10 |
44,441 |
45,431 |
44,632 |
iShares MSCI Norway ETF |
01/23/12 |
41,617 |
35,417 |
32,287 |
iShares MSCI Philippines ETF |
09/28/10 |
72,539 |
64,261 |
71,872 |
iShares MSCI Poland ETF |
05/25/10 |
114,535 |
139,770 |
130,721 |
iShares MSCI United Kingdom ETF |
03/12/96 |
99,915 |
95,888 |
70,548 |
iShares MSCI United Kingdom Small-Cap ETF |
01/25/12 |
39,196 |
37,616 |
40,040 |
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid to Citibank from July 11, 2022 to August 31, 2022 |
iShares ESG Advanced MSCI USA ETF |
06/16/20 |
$6,849 |
iShares ESG Aware MSCI USA ETF |
12/01/16 |
83,282 |
iShares ESG Aware MSCI USA Small-Cap ETF |
04/10/18 |
24,163 |
iShares ESG MSCI USA Leaders ETF |
05/07/19 |
12,284 |
iShares Paris-Aligned Climate MSCI USA ETF |
02/08/22 |
4,120 |
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid to State Street from September 1, 2021 to July 10, 2022 |
Administration, Custodian & Transfer Agency Expenses Paid to State Street During Fiscal Year Ended August 31, 2021 |
Administration, Custodian & Transfer Agency Expenses Paid to State Street During Fiscal Year Ended August 31, 2020 |
iShares ESG Advanced MSCI USA ETF |
06/16/20 |
$39,032 |
38,227 |
5,181 |
iShares ESG Aware MSCI USA ETF |
12/01/16 |
285,970 |
209,771 |
73,556 |
iShares ESG Aware MSCI USA Small-Cap ETF |
04/10/18 |
66,801 |
68,969 |
51,485 |
iShares ESG MSCI USA Leaders ETF |
05/07/19 |
61,786 |
56,113 |
41,908 |
iShares Paris-Aligned Climate MSCI USA ETF |
02/08/22 |
15,741 |
N/A |
N/A |
Fund |
iShares Emergent Food and AgTech Multisector ETF |
iShares ESG Advanced MSCI EAFE ETF |
iShares ESG Advanced MSCI USA ETF |
iShares ESG Aware MSCI EAFE ETF |
Gross income from securities lending activities |
$1,160 |
$20,652 |
$75,886 |
$258,313 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
197 |
1,736 |
6,925 |
34,613 |
Cash collateral management expenses not included in securities lending income paid to BTC |
2 |
545 |
1,753 |
6,862 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares Emergent Food and AgTech Multisector ETF |
iShares ESG Advanced MSCI EAFE ETF |
iShares ESG Advanced MSCI USA ETF |
iShares ESG Aware MSCI EAFE ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
61 |
10,435 |
37,888 |
54,695 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$260 |
$12,716 |
$46,566 |
$96,170 |
Net income from securities lending activities |
$900 |
$7,936 |
$29,320 |
$162,143 |
Fund |
iShares ESG Aware MSCI USA ETF |
iShares ESG Aware MSCI USA Small-Cap ETF |
iShares ESG MSCI USA Leaders ETF |
iShares MSCI Denmark ETF |
Gross income from securities lending activities |
$1,773,448 |
$1,362,362 |
$190,978 |
$51,052 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
163,844 |
187,999 |
13,299 |
7,674 |
Cash collateral management expenses not included in securities lending income paid to BTC |
48,871 |
22,862 |
6,139 |
1,327 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
855,142 |
363,524 |
115,100 |
7,013 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares ESG Aware MSCI USA ETF |
iShares ESG Aware MSCI USA Small-Cap ETF |
iShares ESG MSCI USA Leaders ETF |
iShares MSCI Denmark ETF |
Aggregate fees/compensation for securities lending activities |
$1,067,857 |
$574,385 |
$134,538 |
$16,014 |
Net income from securities lending activities |
$705,591 |
$787,977 |
$56,440 |
$35,038 |
Fund |
iShares MSCI Finland ETF |
iShares MSCI Germany Small-Cap ETF |
iShares MSCI Indonesia ETF |
iShares MSCI Ireland ETF |
Gross income from securities lending activities |
$5,166 |
$135,347 |
N/A |
N/A |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
859 |
23,293 |
N/A |
N/A |
Cash collateral management expenses not included in securities lending income paid to BTC |
55 |
1,066 |
N/A |
N/A |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
335 |
5,128 |
N/A |
N/A |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$1,249 |
$29,487 |
N/A |
N/A |
Net income from securities lending activities |
$3,917 |
$105,860 |
N/A |
N/A |
Fund |
iShares MSCI Japan Value ETF |
iShares MSCI New Zealand ETF |
iShares MSCI Norway ETF |
iShares MSCI Philippines ETF |
Gross income from securities lending activities |
N/A |
$100,827 |
$38,531 |
N/A |
Fund |
iShares MSCI Japan Value ETF |
iShares MSCI New Zealand ETF |
iShares MSCI Norway ETF |
iShares MSCI Philippines ETF |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
N/A |
16,265 |
5,792 |
N/A |
Cash collateral management expenses not included in securities lending income paid to BTC |
N/A |
1,536 |
357 |
N/A |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
N/A |
8,898 |
4,278 |
N/A |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
N/A |
$26,699 |
$10,427 |
N/A |
Net income from securities lending activities |
N/A |
$74,128 |
$28,104 |
N/A |
Fund |
iShares MSCI Poland ETF |
iShares MSCI United Kingdom ETF |
iShares MSCI United Kingdom Small-Cap ETF |
iShares Paris-Aligned Climate MSCI USA ETF |
Gross income from securities lending activities |
$293,145 |
N/A |
$72,517 |
$53,763 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
48,834 |
N/A |
12,126 |
7,635 |
Fund |
iShares MSCI Poland ETF |
iShares MSCI United Kingdom ETF |
iShares MSCI United Kingdom Small-Cap ETF |
iShares Paris-Aligned Climate MSCI USA ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
5,637 |
N/A |
543 |
569 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
16,209 |
N/A |
3,407 |
13,498 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$70,680 |
N/A |
$16,076 |
$21,702 |
Net income from securities lending activities |
$222,465 |
N/A |
$56,441 |
$32,061 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended August 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended August 31, 2021 |
Brokerage Commissions Paid During Fiscal Year Ended August 31, 2020 |
iShares Emergent Food and AgTech Multisector ETF |
04/25/22 |
$81 |
N/A |
N/A |
iShares ESG Advanced MSCI EAFE ETF |
06/16/20 |
24,162 |
$14,211 |
$258 |
iShares ESG Advanced MSCI USA ETF |
06/16/20 |
7,306 |
3,513 |
32 |
iShares ESG Aware MSCI EAFE ETF |
06/28/16 |
575,878 |
393,113 |
242,086 |
iShares ESG Aware MSCI USA ETF |
12/01/16 |
602,234 |
445,228 |
406,021 |
iShares ESG Aware MSCI USA Small-Cap ETF |
04/10/18 |
237,792 |
103,129 |
53,320 |
iShares ESG MSCI USA Leaders ETF |
05/07/19 |
39,040 |
40,772 |
36,883 |
iShares MSCI Denmark ETF |
01/25/12 |
10,521 |
8,794 |
5,595 |
iShares MSCI Finland ETF |
01/25/12 |
1,777 |
1,741 |
2,012 |
iShares MSCI Germany Small-Cap ETF |
01/25/12 |
3,123 |
4,267 |
2,446 |
iShares MSCI Indonesia ETF |
05/05/10 |
57,455 |
28,324 |
43,240 |
iShares MSCI Ireland ETF |
05/05/10 |
11,248 |
10,411 |
9,661 |
iShares MSCI Japan Value ETF |
03/05/19 |
6,007 |
2,692 |
2,019 |
iShares MSCI New Zealand ETF |
09/01/10 |
5,635 |
10,194 |
7,948 |
iShares MSCI Norway ETF |
01/23/12 |
5,658 |
1,731 |
1,794 |
iShares MSCI Philippines ETF |
09/28/10 |
13,271 |
21,925 |
28,860 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended August 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended August 31, 2021 |
Brokerage Commissions Paid During Fiscal Year Ended August 31, 2020 |
iShares MSCI Poland ETF |
05/25/10 |
33,701 |
99,303 |
73,091 |
iShares MSCI United Kingdom ETF |
03/12/96 |
103,412 |
111,342 |
44,262 |
iShares MSCI United Kingdom Small-Cap ETF |
01/25/12 |
12,010 |
10,777 |
10,541 |
iShares Paris-Aligned Climate MSCI USA ETF |
02/08/22 |
4,470 |
N/A |
N/A |
Fund |
Issuer |
Market Value of Investment |
iShares ESG Advanced MSCI EAFE ETF |
UBS Group AG |
$2,608,908 |
|
Societe Generale SA |
824,168 |
|
Nomura Holdings Inc. |
499,683 |
|
|
|
iShares ESG Aware MSCI EAFE ETF |
UBS Group AG |
$30,358,045 |
|
Macquarie Group Ltd. |
22,228,341 |
|
Barclays PLC |
16,237,766 |
|
Societe Generale SA |
15,138,603 |
|
Nomura Holdings Inc. |
10,031,677 |
|
Credit Suisse Group AG |
7,078,130 |
|
|
|
iShares MSCI Japan Value ETF |
Nomura Holdings Inc. |
$541,685 |
|
Daiwa Securities Group Inc. |
311,677 |
|
|
|
iShares MSCI United Kingdom ETF |
Barclays PLC |
$50,034,103 |
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
Close Brothers Group PLC |
$219,952 |
Fund |
Fiscal Year ended August 31, 2022 |
Fiscal Year ended August 31, 2021 |
iShares Emergent Food and AgTech Multisector ETF |
1%1,2 |
N/A1 |
iShares ESG Advanced MSCI EAFE ETF |
18% |
28% |
iShares ESG Advanced MSCI USA ETF |
24% |
29% |
iShares ESG Aware MSCI EAFE ETF |
27% |
25% |
iShares ESG Aware MSCI USA ETF |
22% |
21% |
iShares ESG Aware MSCI USA Small-Cap ETF |
37% |
33% |
iShares ESG MSCI USA Leaders ETF |
10% |
12% |
iShares MSCI Denmark ETF |
12% |
11% |
iShares MSCI Finland ETF |
20% |
12% |
iShares MSCI Germany Small-Cap ETF |
27% |
24% |
iShares MSCI Indonesia ETF |
16% |
10% |
iShares MSCI Ireland ETF |
33% |
40% |
iShares MSCI Japan Value ETF |
24% |
24% |
iShares MSCI New Zealand ETF |
12% |
16% |
iShares MSCI Norway ETF |
27% |
12% |
iShares MSCI Philippines ETF |
13% |
20% |
iShares MSCI Poland ETF |
11% |
22% |
iShares MSCI United Kingdom ETF |
7% |
9% |
iShares MSCI United Kingdom Small-Cap ETF |
17% |
15% |
iShares Paris-Aligned Climate MSCI USA ETF |
6%3,4 |
N/A3 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares Emergent Food and AgTech Multisector ETF |
50,000 |
$913,258.20 |
iShares ESG Advanced MSCI EAFE ETF |
100,000 |
4,620,919.90 |
iShares ESG Advanced MSCI USA ETF |
50,000 |
1,546,418.25 |
iShares ESG Aware MSCI EAFE ETF |
100,000 |
5,617,300.40 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares ESG Aware MSCI USA ETF |
50,000 |
4,406,327.00 |
iShares ESG Aware MSCI USA Small-Cap ETF |
50,000 |
1,692,437.60 |
iShares ESG MSCI USA Leaders ETF |
50,000 |
3,409,908.30 |
iShares MSCI Denmark ETF |
50,000 |
3,720,219.10 |
iShares MSCI Finland ETF |
50,000 |
1,563,110.25 |
iShares MSCI Germany Small-Cap ETF |
50,000 |
2,209,170.40 |
iShares MSCI Indonesia ETF |
50,000 |
1,173,157.90 |
iShares MSCI Ireland ETF |
50,000 |
1,865,919.95 |
iShares MSCI Japan Value ETF |
100,000 |
2,162,228.20 |
iShares MSCI New Zealand ETF |
50,000 |
2,053,689.95 |
iShares MSCI Norway ETF |
50,000 |
1,042,738.90 |
iShares MSCI Philippines ETF |
50,000 |
1,107,528.05 |
iShares MSCI Poland ETF |
50,000 |
537,807.50 |
iShares MSCI United Kingdom ETF |
100,000 |
2,619,214.10 |
iShares MSCI United Kingdom Small-Cap ETF |
50,000 |
1,301,855.30 |
iShares Paris-Aligned Climate MSCI USA ETF |
50,000 |
2,174,947.30 |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares Emergent Food and AgTech Multisector ETF |
$475 |
7.0 % |
iShares ESG Advanced MSCI EAFE ETF |
9,500 |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares ESG Aware MSCI EAFE ETF |
7,800 |
3.0 % |
iShares MSCI Denmark ETF |
1,200 |
3.0 % |
iShares MSCI Finland ETF |
1,000 |
3.0 % |
iShares MSCI Germany Small-Cap ETF |
1,600 |
3.0 % |
iShares MSCI Indonesia ETF |
1,700 |
3.0 % |
iShares MSCI Ireland ETF |
900 |
3.0 % |
iShares MSCI Japan Value ETF |
2,150 |
3.0 % |
iShares MSCI New Zealand ETF |
600 |
3.0 % |
iShares MSCI Norway ETF |
1,300 |
3.0 % |
iShares MSCI Philippines ETF |
1,000 |
3.0 % |
iShares MSCI Poland ETF |
600 |
3.0 % |
iShares MSCI United Kingdom ETF |
3,500 |
3.0 % |
iShares MSCI United Kingdom Small-Cap ETF |
2,200 |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares ESG Advanced MSCI USA ETF |
$613.75 ** |
3.0 % |
iShares ESG Aware MSCI USA ETF |
533.75 ** |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares ESG Aware MSCI USA Small-Cap ETF |
1,340.00 ** |
3.0 % |
iShares ESG MSCI USA Leaders ETF |
488.75 ** |
3.0 % |
iShares Paris-Aligned Climate MSCI USA ETF |
527.50 ** |
3.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares Emergent Food and AgTech Multisector ETF |
$475 |
2.0 % |
iShares ESG Advanced MSCI EAFE ETF |
9,500 |
2.0 % |
iShares ESG Aware MSCI EAFE ETF |
7,800 |
2.0 % |
iShares MSCI Denmark ETF |
1,200 |
2.0 % |
iShares MSCI Finland ETF |
1,000 |
2.0 % |
iShares MSCI Germany Small-Cap ETF |
1,600 |
2.0 % |
iShares MSCI Indonesia ETF |
1,700 |
2.0 % |
iShares MSCI Ireland ETF |
900 |
2.0 % |
iShares MSCI Japan Value ETF |
2,150 |
2.0 % |
iShares MSCI New Zealand ETF |
600 |
2.0 % |
iShares MSCI Norway ETF |
1,300 |
2.0 % |
iShares MSCI Philippines ETF |
1,000 |
2.0 % |
iShares MSCI Poland ETF |
600 |
2.0 % |
iShares MSCI United Kingdom ETF |
3,500 |
2.0 % |
iShares MSCI United Kingdom Small-Cap ETF |
2,200 |
2.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares ESG Advanced MSCI USA ETF |
$613.75 ** |
2.0 % |
iShares ESG Aware MSCI USA ETF |
533.75 ** |
2.0 % |
iShares ESG Aware MSCI USA Small-Cap ETF |
1,340.00 ** |
2.0 % |
iShares ESG MSCI USA Leaders ETF |
488.75 ** |
2.0 % |
iShares Paris-Aligned Climate MSCI USA ETF |
527.50 ** |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares Emergent Food and AgTech Multisector ETF |
$8,113 |
iShares ESG Advanced MSCI EAFE ETF |
12,048,286 |
iShares ESG Advanced MSCI USA ETF |
19,923,087 |
iShares ESG Aware MSCI EAFE ETF |
349,991,271 |
iShares ESG Aware MSCI USA ETF |
1,004,082,875 |
iShares ESG Aware MSCI USA Small-Cap ETF |
65,584,944 |
iShares ESG MSCI USA Leaders ETF |
38,766,242 |
iShares MSCI Denmark ETF |
3,263,163 |
iShares MSCI Finland ETF |
4,540,781 |
iShares MSCI Germany Small-Cap ETF |
1,407,194 |
iShares MSCI Indonesia ETF |
174,454,845 |
iShares MSCI Ireland ETF |
13,345,548 |
iShares MSCI Japan Value ETF |
1,845,089 |
iShares MSCI New Zealand ETF |
30,477,459 |
iShares MSCI Norway ETF |
10,926,515 |
iShares MSCI Philippines ETF |
67,914,213 |
iShares MSCI Poland ETF |
139,112,019 |
iShares MSCI United Kingdom ETF |
533,266,947 |
iShares MSCI United Kingdom Small- Cap ETF |
12,550,279 |
iShares Paris-Aligned Climate MSCI USA ETF |
3,737,069 |
Contents |
|
A-4 | |
A-4 | |
A-5 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-14 | |
A-15 | |
A-15 |
Contents |
|
Introduction |
A-18 |
Voting guidelines |
A-18 |
Boards and directors |
A-18 |
- Board Structure |
A-19 |
- Board composition and effectiveness |
A-21 |
- Board responsiveness and shareholder rights |
A-22 |
Board responsiveness and shareholder rights |
A-22 |
Auditors and audit-related issues |
A-23 |
Capital structure proposals |
A-24 |
Mergers, acquisitions, transactions, and other special situations |
A-24 |
Executive Compensation |
A-25 |
Material sustainability-related risks and opportunities |
A-28 |
General corporate governance matters |
A-30 |
Shareholder protections |
A-32 |
|
Public Company Executive14 |
# Outside Public Boards15 |
Total # of Public Boards |
Director A |
✓ |
1 |
2 |
Director B |
|
3 |
4 |
|
Combined Chair/CEO or CEO + Non-independent Chair |
Separate Independent Chair | |
|
Chair/CEO or Non- independent Chair |
Lead Independent Director |
Independent Chair |
Board Meetings |
Authority to call full meetings of the board of directors |
Attends full meetings of the board of directors Authority to call meetings of independent directors Briefs CEO on issues arising from executive sessions |
Authority to call full meetings of the board of directors |
Agenda |
Primary responsibility for shaping board agendas, consulting with the lead independent director |
Collaborates with chair/CEO to set board agenda and board information |
Primary responsibility for shaping board agendas, in conjunction with CEO |
Board Communications |
Communicates with all directors on key issues and concerns outside of full board meetings |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Fund |
Ticker |
Listing Exchange |
iShares China Large-Cap ETF |
FXI |
NYSE Arca |
iShares ESG MSCI USA Min Vol Factor ETF |
ESMV |
Nasdaq |
iShares International Equity Factor ETF |
INTF |
NYSE Arca |
iShares International Small-Cap Equity Factor ETF |
ISCF |
NYSE Arca |
iShares MSCI EAFE ETF |
EFA |
NYSE Arca |
iShares MSCI EAFE Growth ETF |
EFG |
Cboe BZX |
iShares MSCI EAFE Min Vol Factor ETF |
EFAV |
Cboe BZX |
iShares MSCI EAFE Small-Cap ETF |
SCZ |
Nasdaq |
iShares MSCI EAFE Value ETF |
EFV |
Cboe BZX |
iShares MSCI Europe Financials ETF |
EUFN |
Nasdaq |
iShares MSCI Europe Small-Cap ETF |
IEUS |
Nasdaq |
iShares MSCI Intl Momentum Factor ETF |
IMTM |
NYSE Arca |
iShares MSCI Intl Quality Factor ETF |
IQLT |
NYSE Arca |
iShares MSCI Intl Size Factor ETF |
ISZE |
NYSE Arca |
iShares MSCI Intl Value Factor ETF |
IVLU |
NYSE Arca |
iShares MSCI USA Min Vol Factor ETF |
USMV |
Cboe BZX |
iShares MSCI USA Momentum Factor ETF |
MTUM |
Cboe BZX |
iShares MSCI USA Quality Factor ETF |
QUAL |
Cboe BZX |
iShares MSCI USA Size Factor ETF |
SIZE |
NYSE Arca |
iShares MSCI USA Small-Cap Min Vol Factor ETF |
SMMV |
Cboe BZX |
iShares MSCI USA Value Factor ETF |
VLUE |
Cboe BZX |
iShares U.S. Equity Factor ETF |
LRGF |
NYSE Arca |
iShares U.S. Small-Cap Equity Factor ETF |
SMLF |
NYSE Arca |
iShares U.S. Tech Breakthrough Multisector ETF |
TECB |
NYSE Arca |
|
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Diversified Funds |
Non-Diversified Funds |
iShares International Equity Factor ETF |
iShares China Large-Cap ETF |
iShares International Small-Cap Equity Factor ETF |
iShares ESG MSCI USA Min Vol Factor ETF |
Diversified Funds |
Non-Diversified Funds |
iShares MSCI EAFE ETF |
|
iShares MSCI EAFE Growth ETF |
|
iShares MSCI EAFE Min Vol Factor ETF |
|
iShares MSCI EAFE Small-Cap ETF |
|
iShares MSCI EAFE Value ETF |
|
iShares MSCI Europe Financials ETF |
|
iShares MSCI Europe Small-Cap ETF |
|
iShares MSCI Intl Momentum Factor ETF |
|
iShares MSCI Intl Quality Factor ETF |
|
iShares MSCI Intl Size Factor ETF |
|
iShares MSCI Intl Value Factor ETF |
|
iShares MSCI USA Min Vol Factor ETF |
|
iShares MSCI USA Momentum Factor ETF |
|
iShares MSCI USA Quality Factor ETF |
|
iShares MSCI USA Size Factor ETF |
|
iShares MSCI USA Small-Cap Min Vol Factor ETF |
|
iShares MSCI USA Value Factor ETF |
|
iShares U.S. Equity Factor ETF |
|
iShares U.S. Small-Cap Equity Factor ETF |
|
iShares U.S. Tech Breakthrough Multisector ETF |
|
•A constituent’s minimum weight is the greater of 0% and its weight in the Parent Index minus 2%. |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Salim Ramji2 (1970) |
Trustee (since 2019). |
Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010- 2014). |
Director of iShares, Inc. (since 2019); Trustee of iShares U.S. ETF Trust (since 2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Chair (1994-2005) and Member (1992-2021) of the Investment Committee, Archdiocese of San Francisco; Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director (1998-2013) and President (2007- 2011) of the Board of Directors, Catholic Charities CYO; Trustee (2002-2011) and Chair of the Finance and Investment Committee (2006- 2010) of the Thacher School; Director of the Senior Center of Jackson Hole (since 2020); Director of the Jackson Hole Center for the Arts (since 2021); Member of the Wyoming State Investment Funds Committee (since 2022). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé (1973) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Charles Park (1967) |
Chief Compliance Officer (since 2006). |
Chief Compliance Officer of BlackRock Advisors, LLC and the BlackRock-advised Funds in the BlackRock Multi-Asset Complex and the BlackRock Fixed-Income Complex (since 2014); Chief Compliance Officer of BFA (since 2006). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$50,001-$100,000 |
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Core S&P Small-Cap ETF |
$50,001-$100,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$50,001-$100,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares Global Tech ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Value ETF |
Over $100,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
$50,001-$100,000 |
|
|
iShares U.S. Energy ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$10,001-$50,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares 0-5 Year TIPS Bond ETF |
$10,001-$50,000 |
Over $100,000 |
|
iShares China Large-Cap ETF |
$50,001-$100,000 |
|
|
iShares Core Dividend Growth ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Core U.S. REIT ETF |
$10,001-$50,000 |
|
|
iShares Exponential Technologies ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI All Country Asia ex Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI Singapore ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Equal Weighted ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Quality Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$10,001-$50,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
iShares U.S. Infrastructure ETF |
$10,001-$50,000 |
|
|
iShares U.S. Regional Banks ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
$1-$10,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares International Select Dividend ETF |
$1-$10,000 |
|
|
iShares MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares MSCI Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$10,001-$50,000 |
|
|
|
|
|
Drew E. Lawton |
BlackRock Ultra Short-Term Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares 0-5 Year High Yield Corporate Bond ETF |
$50,001-$100,000 |
|
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Expanded Tech Sector ETF |
Over $100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financial Services ETF |
Over $100,000 |
|
|
iShares U.S. Financials ETF |
$50,001-$100,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
None |
None |
None |
Name |
iShares China Large-Cap ETF |
iShares ESG MSCI USA Min Vol Factor ETF1 |
iShares International Equity Factor ETF |
iShares International Small-Cap Equity Factor ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$240 |
$377 |
$1,464 |
$935 |
Richard L. Fagnani |
243 |
382 |
1,484 |
949 |
Cecilia H. Herbert |
255 |
401 |
1,558 |
996 |
John E. Kerrigan |
258 |
405 |
1,574 |
1,006 |
Drew E. Lawton |
235 |
370 |
1,435 |
917 |
John E. Martinez |
235 |
370 |
1,435 |
917 |
Madhav V. Rajan |
235 |
370 |
1,435 |
917 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI EAFE ETF |
iShares MSCI EAFE Growth ETF |
iShares MSCI EAFE Min Vol Factor ETF |
iShares MSCI EAFE Small-Cap ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$34 |
$4,760 |
$57 |
$14 |
Richard L. Fagnani |
34 |
4,827 |
58 |
14 |
Cecilia H. Herbert |
36 |
5,067 |
61 |
15 |
John E. Kerrigan |
37 |
5,120 |
61 |
15 |
Drew E. Lawton |
33 |
4,667 |
56 |
13 |
John E. Martinez |
33 |
4,667 |
56 |
13 |
Madhav V. Rajan |
33 |
4,667 |
56 |
13 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI EAFE Value ETF |
iShares MSCI Europe Financials ETF |
iShares MSCI Europe Small-Cap ETF |
iShares MSCI Intl Momentum Factor ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$760 |
$25 |
$3,134 |
$34 |
Richard L. Fagnani |
771 |
25 |
3,178 |
35 |
Cecilia H. Herbert |
809 |
27 |
3,336 |
37 |
John E. Kerrigan |
817 |
27 |
3,371 |
37 |
Drew E. Lawton |
745 |
24 |
3,072 |
34 |
John E. Martinez |
745 |
24 |
3,072 |
34 |
Madhav V. Rajan |
745 |
24 |
3,072 |
34 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI Intl Quality Factor ETF |
iShares MSCI Intl Size Factor ETF |
iShares MSCI Intl Value Factor ETF |
iShares MSCI USA Min Vol Factor ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$20 |
$3 |
$0 |
$36 |
Richard L. Fagnani |
20 |
3 |
0 |
37 |
Cecilia H. Herbert |
21 |
3 |
0 |
39 |
John E. Kerrigan |
21 |
4 |
0 |
39 |
Drew E. Lawton |
19 |
3 |
0 |
36 |
John E. Martinez |
19 |
3 |
0 |
36 |
Madhav V. Rajan |
19 |
3 |
0 |
36 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI USA Momentum Factor ETF |
iShares MSCI USA Quality Factor ETF |
iShares MSCI USA Size Factor ETF |
iShares MSCI USA Small-Cap Min Vol Factor ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$74 |
$12 |
$152 |
$491 |
Richard L. Fagnani |
75 |
12 |
154 |
498 |
Cecilia H. Herbert |
79 |
13 |
162 |
523 |
John E. Kerrigan |
80 |
13 |
163 |
528 |
Drew E. Lawton |
73 |
12 |
149 |
481 |
John E. Martinez |
73 |
12 |
149 |
481 |
Madhav V. Rajan |
73 |
12 |
149 |
481 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI USA Value Factor ETF |
iShares U.S. Equity Factor ETF |
iShares U.S. Small-Cap Equity Factor ETF |
iShares U.S. Tech Breakthrough Multisector ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$20 |
$802 |
$2,605 |
$353 |
Richard L. Fagnani |
21 |
813 |
2,641 |
358 |
Cecilia H. Herbert |
22 |
853 |
2,772 |
376 |
John E. Kerrigan |
22 |
862 |
2,802 |
380 |
Drew E. Lawton |
20 |
786 |
2,554 |
346 |
John E. Martinez |
20 |
786 |
2,554 |
346 |
Madhav V. Rajan |
20 |
786 |
2,554 |
346 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses2 |
Estimated Annual Benefits Upon Retirement2 |
Total Compensation From the Funds and Fund Complex3 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
$420,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
446,764 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
445,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
431,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
420,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
420,000 |
|
|
|
|
Interested Trustees: |
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Salim Ramji |
Not Applicable |
Not Applicable |
0 |
Fund |
Name |
Percentage of Ownership |
iShares China Large-Cap ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
20.36 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.60 % |
|
BofA Securities, Inc. 1 Bryant Park New York, NY 10036 |
5.08 % |
|
|
|
iShares ESG MSCI USA Min Vol Factor ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
72.50 % |
|
ABN AMRO Clearing Chicago LLC 175 West Jackson Boulevard Chicago, IL 60604 |
10.81 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.22 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares International Equity Factor ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
44.05 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
14.86 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
12.65 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.97 % |
|
|
|
iShares International Small-Cap Equity Factor ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
40.77 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
24.08 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
14.38 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
8.13 % |
|
|
|
iShares MSCI EAFE ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.04 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
9.26 % |
|
BlackRock Institutional Trust Company, N.A. 400 Howard Street San Francisco, CA 94105 |
8.72 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.44 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
6.14 % |
|
|
|
iShares MSCI EAFE Growth ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
23.35 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.17 % |
Fund |
Name |
Percentage of Ownership |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
10.09 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
7.90 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.86 % |
|
|
|
iShares MSCI EAFE Min Vol Factor ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
30.60 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
14.15 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.75 % |
|
|
|
iShares MSCI EAFE Small-Cap ETF |
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
22.10 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
20.92 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
12.07 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
5.12 % |
|
|
|
iShares MSCI EAFE Value ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
21.77 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
13.54 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.69 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
7.14 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.06 % |
Fund |
Name |
Percentage of Ownership |
|
|
|
iShares MSCI Europe Financials ETF |
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
15.09 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.15 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
12.01 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
11.73 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.51 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.69 % |
|
|
|
iShares MSCI Europe Small-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.92 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
11.72 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.72 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
7.54 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.50 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
7.10 % |
|
|
|
iShares MSCI Intl Momentum Factor ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
35.54 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
23.58 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
14.05 % |
Fund |
Name |
Percentage of Ownership |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
6.58 % |
|
|
|
iShares MSCI Intl Quality Factor ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
24.16 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
14.23 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
12.31 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
7.52 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.74 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
6.42 % |
|
|
|
iShares MSCI Intl Size Factor ETF |
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
66.97 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
17.12 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
5.83 % |
|
|
|
iShares MSCI Intl Value Factor ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
27.21 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
23.46 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
20.14 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
9.76 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares MSCI USA Min Vol Factor ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
14.50 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
10.96 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
10.23 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.68 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.50 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
5.38 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
5.34 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
5.30 % |
|
|
|
iShares MSCI USA Momentum Factor ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
24.51 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.05 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
13.10 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.31 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.12 % |
|
|
|
iShares MSCI USA Quality Factor ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
19.60 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.63 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.23 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
7.00 % |
|
|
|
iShares MSCI USA Size Factor ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
27.27 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
19.36 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
16.13 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
9.01 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.15 % |
|
|
|
iShares MSCI USA Small-Cap Min Vol Factor ETF |
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
56.56 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.62 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
8.54 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.65 % |
|
|
|
iShares MSCI USA Value Factor ETF |
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
20.80 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.00 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
11.54 % |
Fund |
Name |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
10.29 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.35 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
5.18 % |
|
|
|
iShares U.S. Equity Factor ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
37.45 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
20.96 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
11.71 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
6.45 % |
|
|
|
iShares U.S. Small-Cap Equity Factor ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
43.63 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
19.15 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
14.68 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.55 % |
|
|
|
iShares U.S. Tech Breakthrough Multisector ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
87.26 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
5.23 % |
Fund |
Management Fee for the Fiscal Year Ended July 31, 2022 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended July 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended July 31, 2021 |
Management Fees Paid Net of Waivers for Fiscal Year Ended July 31, 2020 |
iShares China Large-Cap ETF |
0.74% |
10/05/04 |
$38,759,462 |
$30,150,465 |
$30,680,034 |
iShares ESG MSCI USA Min Vol Factor ETF |
0.18% |
11/02/21 |
6,441 |
N/A |
N/A |
iShares International Equity Factor ETF1 |
0.25% |
04/28/15 |
2,220,435 |
2,724,162 |
3,023,048 |
iShares International Small-Cap Equity Factor ETF2 |
0.40% |
04/28/15 |
824,301 |
635,000 |
400,052 |
iShares MSCI EAFE ETF |
0.32% |
08/14/01 |
170,044,238 |
167,870,692 |
175,133,545 |
iShares MSCI EAFE Growth ETF |
0.36% |
08/01/05 |
39,210,640 |
35,547,408 |
19,600,513 |
iShares MSCI EAFE Min Vol Factor ETF3 |
0.32% |
10/18/11 |
14,822,959 |
19,845,933 |
23,332,738 |
iShares MSCI EAFE Small-Cap ETF |
0.39% |
12/10/07 |
52,747,904 |
46,430,413 |
36,823,400 |
iShares MSCI EAFE Value ETF |
0.33% |
08/01/05 |
51,236,794 |
35,428,874 |
20,564,486 |
iShares MSCI Europe Financials ETF |
0.48% |
01/20/10 |
7,353,685 |
5,353,031 |
3,029,452 |
iShares MSCI Europe Small-Cap ETF |
0.40% |
11/12/07 |
1,127,782 |
788,157 |
507,023 |
iShares MSCI Intl Momentum Factor ETF |
0.30% |
01/13/15 |
2,527,890 |
2,033,775 |
718,547 |
iShares MSCI Intl Quality Factor ETF |
0.30% |
01/13/15 |
12,151,659 |
8,137,115 |
3,431,069 |
iShares MSCI Intl Size Factor ETF |
0.30% |
06/16/15 |
49,682 |
78,162 |
36,574 |
iShares MSCI Intl Value Factor ETF |
0.30% |
06/16/15 |
3,802,861 |
2,180,049 |
1,150,366 |
iShares MSCI USA Min Vol Factor ETF |
0.15% |
10/18/11 |
42,010,317 |
46,640,825 |
52,418,609 |
iShares MSCI USA Momentum Factor ETF |
0.15% |
04/16/13 |
19,781,761 |
20,388,160 |
14,359,116 |
iShares MSCI USA Quality Factor ETF |
0.15% |
07/16/13 |
34,195,364 |
30,863,547 |
23,096,575 |
iShares MSCI USA Size Factor ETF |
0.15% |
04/16/13 |
758,991 |
1,304,962 |
1,245,042 |
iShares MSCI USA Small-Cap Min Vol Factor ETF |
0.20% |
09/07/16 |
1,614,284 |
1,751,862 |
971,276 |
iShares MSCI USA Value Factor ETF |
0.15% |
04/16/13 |
20,473,942 |
16,859,088 |
6,385,711 |
iShares U.S. Equity Factor ETF4 |
0.16% |
04/28/15 |
1,910,731 |
1,849,289 |
1,751,270 |
iShares U.S. Small-Cap Equity Factor ETF5 |
0.30% |
04/28/15 |
3,080,500 |
2,314,330 |
965,545 |
iShares U.S. Tech Breakthrough Multisector ETF6 |
0.40% |
01/08/20 |
1,175,743 |
1,079,016 |
170,806 |
Jennifer Hsui |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
296 |
$1,646,297,000,000 |
Other Pooled Investment Vehicles |
2 |
4,235,000,000 |
Other Accounts |
20 |
36,579,000,000 |
Greg Savage |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
229 |
$1,541,736,000,000 |
Other Pooled Investment Vehicles |
32 |
7,637,000,000 |
Other Accounts |
57 |
4,357,000,000 |
Paul Whitehead |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
276 |
$1,560,450,000,000 |
Other Pooled Investment Vehicles |
2 |
5,810,000,000 |
Other Accounts |
5 |
4,137,000,000 |
Jennifer Hsui |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Greg Savage |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Paul Whitehead |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares China Large-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG MSCI USA Min Vol Factor ETF |
X |
|
|
|
|
|
|
iShares International Equity Factor ETF |
X |
|
|
|
|
|
|
iShares International Small-Cap Equity Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE ETF |
|
|
|
X |
|
|
|
iShares MSCI EAFE Growth ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE Min Vol Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE Value ETF |
X |
|
|
|
|
|
|
iShares MSCI Europe Financials ETF |
X |
|
|
|
|
|
|
iShares MSCI Europe Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI Intl Momentum Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI Intl Quality Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI Intl Size Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI Intl Value Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Min Vol Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Momentum Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Quality Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Size Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Small-Cap Min Vol Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Value Factor ETF |
X |
|
|
|
|
|
|
iShares U.S. Equity Factor ETF |
X |
|
|
|
|
|
|
iShares U.S. Small-Cap Equity Factor ETF |
X |
|
|
|
|
|
|
iShares U.S. Tech Breakthrough Multisector ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares China Large-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG MSCI USA Min Vol Factor ETF |
X |
|
|
|
|
|
|
iShares International Equity Factor ETF |
X |
|
|
|
|
|
|
iShares International Small-Cap Equity Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE Growth ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE Min Vol Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE Value ETF |
X |
|
|
|
|
|
|
iShares MSCI Europe Financials ETF |
X |
|
|
|
|
|
|
iShares MSCI Europe Small-Cap ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares MSCI Intl Momentum Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI Intl Quality Factor ETF |
|
|
|
|
X |
|
|
iShares MSCI Intl Size Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI Intl Value Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Min Vol Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Momentum Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Quality Factor ETF |
|
|
|
|
X |
|
|
iShares MSCI USA Size Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Small-Cap Min Vol Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Value Factor ETF |
X |
|
|
|
|
|
|
iShares U.S. Equity Factor ETF |
X |
|
|
|
|
|
|
iShares U.S. Small-Cap Equity Factor ETF |
X |
|
|
|
|
|
|
iShares U.S. Tech Breakthrough Multisector ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares China Large-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG MSCI USA Min Vol Factor ETF |
X |
|
|
|
|
|
|
iShares International Equity Factor ETF |
X |
|
|
|
|
|
|
iShares International Small-Cap Equity Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE Growth ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE Min Vol Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI EAFE Value ETF |
X |
|
|
|
|
|
|
iShares MSCI Europe Financials ETF |
X |
|
|
|
|
|
|
iShares MSCI Europe Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI Intl Momentum Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI Intl Quality Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI Intl Size Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI Intl Value Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Min Vol Factor ETF |
|
X |
|
|
|
|
|
iShares MSCI USA Momentum Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Quality Factor ETF |
|
X |
|
|
|
|
|
iShares MSCI USA Size Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Small-Cap Min Vol Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI USA Value Factor ETF |
|
X |
|
|
|
|
|
iShares U.S. Equity Factor ETF |
X |
|
|
|
|
|
|
iShares U.S. Small-Cap Equity Factor ETF |
X |
|
|
|
|
|
|
iShares U.S. Tech Breakthrough Multisector ETF |
X |
|
|
|
|
|
|
Fund |
Fund Inception Date |
Custody, Administration, Transfer Agency Expenses Paid During Fiscal Year Ended July 31, 2022 |
Custody, Administration, Transfer Agency Expenses Paid During Fiscal Year Ended July 31, 2021 |
Custody, Administration, Transfer Agency Expenses Paid During Fiscal Year Ended July 31, 2020 |
iShares China Large-Cap ETF |
10/05/04 |
$365,317 |
$356,674 |
$331,386 |
iShares International Equity Factor ETF |
04/28/15 |
112,998 |
95,996 |
98,951 |
iShares International Small-Cap Equity Factor ETF |
04/28/15 |
124,030 |
101,530 |
64,108 |
iShares MSCI EAFE ETF |
08/14/01 |
2,828,692 |
2,908,068 |
2,887,980 |
Fund |
Fund Inception Date |
Custody, Administration, Transfer Agency Expenses Paid During Fiscal Year Ended July 31, 2022 |
Custody, Administration, Transfer Agency Expenses Paid During Fiscal Year Ended July 31, 2021 |
Custody, Administration, Transfer Agency Expenses Paid During Fiscal Year Ended July 31, 2020 |
iShares MSCI EAFE Growth ETF |
08/01/05 |
640,984 |
615,866 |
348,924 |
iShares MSCI EAFE Min Vol Factor ETF |
10/18/11 |
498,697 |
653,636 |
743,349 |
iShares MSCI EAFE Small-Cap ETF |
12/10/07 |
1,097,440 |
1,034,172 |
864,079 |
iShares MSCI EAFE Value ETF |
08/01/05 |
886,304 |
637,354 |
368,938 |
iShares MSCI Europe Financials ETF |
01/20/10 |
112,410 |
88,113 |
67,585 |
iShares MSCI Europe Small-Cap ETF |
11/12/07 |
102,856 |
98,530 |
101,914 |
iShares MSCI Intl Momentum Factor ETF |
01/13/15 |
110,182 |
106,394 |
76,880 |
iShares MSCI Intl Quality Factor ETF |
01/13/15 |
263,167 |
220,073 |
129,445 |
iShares MSCI Intl Size Factor ETF |
06/16/15 |
68,168 |
57,753 |
56,591 |
iShares MSCI Intl Value Factor ETF |
06/16/15 |
117,778 |
96,465 |
64,419 |
Fund |
Fund Inception Date |
Custody, Administration, Transfer Agency Expenses Paid to Citibank from July 11-July 31, 2022 |
iShares ESG MSCI USA Min Vol Factor ETF |
11/02/21 |
$22,261 |
iShares MSCI USA Min Vol Factor ETF |
10/18/11 |
24,918 |
iShares MSCI USA Momentum Factor ETF |
04/16/13 |
14,971 |
iShares MSCI USA Quality Factor ETF |
07/16/13 |
29,797 |
iShares MSCI USA Size Factor ETF |
04/16/13 |
1,669 |
iShares MSCI USA Value Factor ETF |
04/16/13 |
17,598 |
Fund |
Fund Inception Date |
Custody, Administration, Transfer Agency Expenses Paid to State Street from August 1, 2021 to July 10, 2022 |
Custody, Administration, Transfer Agency Expenses Paid to State Street During Fiscal Year Ended July 31, 2021 |
Custody, Administration, Transfer Agency Expenses Paid to State Street During Fiscal Year Ended July 31, 2020 |
iShares ESG MSCI USA Min Vol Factor ETF |
11/02/21 |
$16,827 |
N/A |
N/A |
iShares MSCI USA Min Vol Factor ETF |
10/18/11 |
365,418 |
411,755 |
476,732 |
iShares MSCI USA Momentum Factor ETF |
04/16/13 |
180,304 |
189,129 |
142,317 |
iShares MSCI USA Quality Factor ETF |
07/16/13 |
294,305 |
277,524 |
206,038 |
iShares MSCI USA Size Factor ETF |
04/16/13 |
36,409 |
35,921 |
37,445 |
iShares MSCI USA Value Factor ETF |
04/16/13 |
186,353 |
161,444 |
68,501 |
Fund |
Fund Inception Date |
Custody, Administration, Transfer Agency Expenses Paid During Fiscal Year Ended July 31, 2022 |
Custody, Administration, Transfer Agency Expenses Paid During Fiscal Year Ended July 31, 2021 |
Custody, Administration, Transfer Agency Expenses Paid During Fiscal Year Ended July 31, 2020 |
iShares MSCI USA Small-Cap Min Vol Factor ETF |
09/07/16 |
$47,787 |
46,499 |
39,869 |
iShares U.S. Equity Factor ETF |
04/28/15 |
43,543 |
30,432 |
29,290 |
iShares U.S. Small-Cap Equity Factor ETF |
04/28/15 |
65,685 |
54,488 |
52,551 |
iShares U.S. Tech Breakthrough Multisector ETF |
01/08/20 |
30,646 |
24,266 |
13,131 |
Fund |
iShares China Large-Cap ETF |
iShares ESG MSCI USA Min Vol Factor ETF |
iShares International Equity Factor ETF |
iShares International Small-Cap Equity Factor ETF |
Gross income from securities lending activities |
$568,436 |
$129 |
$223,544 |
$50,299 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Fund |
iShares China Large-Cap ETF |
iShares ESG MSCI USA Min Vol Factor ETF |
iShares International Equity Factor ETF |
iShares International Small-Cap Equity Factor ETF |
Securities lending income paid to BTC for services as securities lending agent |
79,485 |
16 |
37,887 |
8,129 |
Cash collateral management expenses not included in securities lending income paid to BTC |
18,704 |
3 |
1,189 |
780 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
107,610 |
45 |
10,673 |
4,345 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$205,799 |
$64 |
$49,749 |
$13,254 |
Net income from securities lending activities |
$362,637 |
$65 |
$173,795 |
$37,045 |
Fund |
iShares MSCI EAFE ETF |
iShares MSCI EAFE Growth ETF |
iShares MSCI EAFE Min Vol Factor ETF |
iShares MSCI EAFE Small-Cap ETF |
Gross income from securities lending activities |
$3,050,667 |
$358,497 |
$135,648 |
$20,272,828 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
521,161 |
53,969 |
22,027 |
3,510,628 |
Cash collateral management expenses not included in securities lending income paid to BTC |
51,664 |
14,584 |
7,692 |
175,759 |
Fund |
iShares MSCI EAFE ETF |
iShares MSCI EAFE Growth ETF |
iShares MSCI EAFE Min Vol Factor ETF |
iShares MSCI EAFE Small-Cap ETF |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
89,396 |
43,495 |
3,759 |
577,814 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$662,221 |
$112,048 |
$33,478 |
$4,264,201 |
Net income from securities lending activities |
$ 2,388,446 |
$246,449 |
$102,170 |
$16,008,627 |
Fund |
iShares MSCI EAFE Value ETF |
iShares MSCI Europe Financials ETF |
iShares MSCI Europe Small-Cap ETF |
iShares MSCI Intl Momentum Factor ETF |
Gross income from securities lending activities |
$1,454,875 |
$3,956 |
$474,559 |
$18,520 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
257,739 |
92 |
82,561 |
3,266 |
Cash collateral management expenses not included in securities lending income paid to BTC |
15,083 |
89 |
3,734 |
266 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares MSCI EAFE Value ETF |
iShares MSCI Europe Financials ETF |
iShares MSCI Europe Small-Cap ETF |
iShares MSCI Intl Momentum Factor ETF |
Rebates (paid to borrowers) |
0 |
3,319 |
11,016 |
0 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$272,822 |
$3,500 |
$97,311 |
$3,532 |
Net income from securities lending activities |
$1,182,053 |
$456 |
$377,248 |
$14,988 |
Fund |
iShares MSCI Intl Quality Factor ETF |
iShares MSCI Intl Size Factor ETF |
iShares MSCI Intl Value Factor ETF |
iShares MSCI USA Min Vol Factor ETF |
Gross income from securities lending activities |
$91,105 |
$2,847 |
$136,590 |
$1,278,498 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
15,917 |
477 |
22,741 |
69,239 |
Cash collateral management expenses not included in securities lending income paid to BTC |
1,189 |
34 |
1,171 |
94,274 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
905 |
160 |
6,528 |
726,125 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares MSCI Intl Quality Factor ETF |
iShares MSCI Intl Size Factor ETF |
iShares MSCI Intl Value Factor ETF |
iShares MSCI USA Min Vol Factor ETF |
Aggregate fees/compensation for securities lending activities |
$18,011 |
$671 |
$30,440 |
$889,638 |
Net income from securities lending activities |
$73,094 |
$2,176 |
$106,150 |
$388,860 |
Fund |
iShares MSCI USA Momentum Factor ETF |
iShares MSCI USA Quality Factor ETF |
iShares MSCI USA Size Factor ETF |
iShares MSCI USA Small-Cap Min Vol Factor ETF |
Gross income from securities lending activities |
$731,422 |
$1,207,995 |
$165,278 |
$988,644 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
68,487 |
109,024 |
22,405 |
177,771 |
Cash collateral management expenses not included in securities lending income paid to BTC |
69,268 |
43,053 |
6,197 |
8,863 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
243,467 |
590,685 |
45,240 |
67,682 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$381,222 |
$742,762 |
$73,842 |
$254,316 |
Net income from securities lending activities |
$350,200 |
$465,233 |
$91,436 |
$734,328 |
Fund |
iShares MSCI USA Value Factor ETF |
iShares U.S. Equity Factor ETF |
iShares U.S. Small-Cap Equity Factor ETF |
iShares U.S. Tech Breakthrough Multisector ETF |
Gross income from securities lending activities |
$547,482 |
$88,582 |
$282,338 |
$77,240 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
40,856 |
10,265 |
27,368 |
7,173 |
Cash collateral management expenses not included in securities lending income paid to BTC |
27,114 |
2,873 |
16,134 |
3,923 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
312,091 |
31,886 |
111,570 |
36,598 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$380,061 |
$45,024 |
$155,072 |
$47,694 |
Net income from securities lending activities |
$167,421 |
$43,558 |
$127,266 |
$29,546 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended July 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended July 31, 2021 |
Brokerage Commissions Paid During Fiscal Year Ended July 31, 2020 |
iShares China Large-Cap ETF |
10/05/04 |
$1,208,922 |
$1,729,493 |
$471,424 |
iShares ESG MSCI USA Min Vol Factor ETF |
11/02/21 |
177 |
N/A |
N/A |
iShares International Equity Factor ETF |
04/28/15 |
297,836 |
152,448 |
145,926 |
iShares International Small-Cap Equity Factor ETF |
04/28/15 |
56,324 |
32,672 |
19,899 |
iShares MSCI EAFE ETF |
08/14/01 |
1,099,497 |
1,027,972 |
981,254 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended July 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended July 31, 2021 |
Brokerage Commissions Paid During Fiscal Year Ended July 31, 2020 |
iShares MSCI EAFE Growth ETF |
08/01/05 |
481,222 |
575,503 |
413,917 |
iShares MSCI EAFE Min Vol Factor ETF |
10/18/11 |
583,925 |
864,479 |
1,062,347 |
iShares MSCI EAFE Small-Cap ETF |
12/10/07 |
795,844 |
856,163 |
691,630 |
iShares MSCI EAFE Value ETF |
08/01/05 |
930,382 |
666,707 |
490,505 |
iShares MSCI Europe Financials ETF |
01/20/10 |
50,341 |
24,533 |
16,285 |
iShares MSCI Europe Small-Cap ETF |
11/12/07 |
21,257 |
13,833 |
9,047 |
iShares MSCI Intl Momentum Factor ETF |
01/13/15 |
236,280 |
254,671 |
132,212 |
iShares MSCI Intl Quality Factor ETF |
01/13/15 |
457,812 |
400,173 |
131,134 |
iShares MSCI Intl Size Factor ETF |
06/16/15 |
2,168 |
2,919 |
2,322 |
iShares MSCI Intl Value Factor ETF |
06/16/15 |
60,580 |
59,568 |
25,290 |
iShares MSCI USA Min Vol Factor ETF |
10/18/11 |
927,861 |
1,134,027 |
1,979,317 |
iShares MSCI USA Momentum Factor ETF |
04/16/13 |
1,988,276 |
1,732,044 |
2,540,469 |
iShares MSCI USA Quality Factor ETF |
07/16/13 |
1,134,578 |
1,462,853 |
1,250,496 |
iShares MSCI USA Size Factor ETF |
04/16/13 |
17,949 |
33,430 |
60,321 |
iShares MSCI USA Small-Cap Min Vol Factor ETF |
09/07/16 |
215,399 |
220,868 |
135,793 |
iShares MSCI USA Value Factor ETF |
04/16/13 |
642,844 |
805,891 |
499,005 |
iShares U.S. Equity Factor ETF |
04/28/15 |
112,173 |
54,817 |
81,676 |
iShares U.S. Small-Cap Equity Factor ETF |
04/28/15 |
184,609 |
142,343 |
106,142 |
iShares U.S. Tech Breakthrough Multisector ETF |
01/08/20 |
6,819 |
4,085 |
1,378 |
Fund |
Issuer |
Market Value of Investment |
|
|
|
iShares International Equity Factor ETF |
Royal Bank of Canada |
$12,030,944 |
|
BNP Paribas |
4,791,867 |
|
UBS Group AG |
4,214,676 |
|
National Bank of Canada |
3,995,976 |
|
Societe Generale SA |
1,530,132 |
|
|
|
iShares MSCI EAFE ETF |
UBS Group AG |
$189,733,008 |
|
Macquarie Group Ltd. |
153,986,389 |
|
Barclays PLC |
105,962,791 |
|
Credit Suisse Group AG |
50,962,817 |
|
Nomura Holdings Inc. |
36,657,907 |
|
|
|
iShares MSCI EAFE Growth ETF |
Macquarie Group Ltd. |
$42,281,993 |
|
Barclays PLC |
15,364,647 |
|
Credit Suisse Group AG |
8,430,460 |
|
|
|
iShares MSCI EAFE Small-Cap ETF |
Close Brothers Group PLC |
$8,534,947 |
Fund |
Issuer |
Market Value of Investment |
|
|
|
iShares MSCI EAFE Value ETF |
UBS Group AG |
$115,936,402 |
|
Barclays PLC |
42,088,914 |
|
Nomura Holdings Inc. |
22,414,603 |
|
Credit Suisse Group AG |
20,426,603 |
|
|
|
iShares MSCI Europe Financials ETF |
HSBC Holdings PLC |
$86,671,446 |
|
UBS Group AG |
39,277,037 |
|
BNP Paribas |
35,875,150 |
|
Barclays PLC |
21,917,092 |
|
Credit Suisse Group AG |
10,539,693 |
|
|
|
iShares MSCI Europe Small-Cap ETF |
Close Brothers Group PLC |
$169,430 |
|
|
|
iShares MSCI Intl Momentum Factor ETF |
Royal Bank of Canada |
$10,040,088 |
|
Toronto-Dominion Bank (The) |
8,903,258 |
|
UBS Group AG |
4,322,881 |
|
Canadian Imperial Bank of Commerce |
2,657,267 |
|
|
|
iShares MSCI Intl Size Factor ETF |
Nomura Holdings Inc. |
$19,459 |
|
Macquarie Group Ltd. |
16,894 |
|
HSBC Holdings PLC |
16,311 |
|
Barclays PLC |
14,930 |
|
UBS Group AG |
14,853 |
|
Credit Suisse Group AG |
14,850 |
|
Societe Generale SA |
13,309 |
|
|
|
iShares MSCI Intl Value Factor ETF |
HSBC Holdings PLC |
$21,701,422 |
|
Barclays PLC |
11,843,981 |
|
UBS Group AG |
7,916,020 |
|
Credit Suisse Group AG |
5,174,597 |
|
Nomura Holdings Inc. |
3,329,797 |
|
|
|
iShares U.S. Equity Factor ETF |
JPMorgan Chase & Co. |
$13,232,715 |
|
Bank of America Corp. |
8,498,685 |
|
Morgan Stanley |
5,722,874 |
|
Goldman Sachs Group Inc. (The) |
4,485,096 |
|
Citigroup, Inc. |
4,472,638 |
|
Wells Fargo & Co. |
1,932,166 |
Fund |
Fiscal Year Ended July 31, 2022 |
Fiscal Year Ended July 31, 2021 |
iShares China Large-Cap ETF |
29% |
62% |
iShares ESG MSCI USA Min Vol Factor ETF |
31%1,2 |
N/A |
iShares International Equity Factor ETF |
113% |
45% |
iShares International Small-Cap Equity Factor ETF |
52% |
47% |
iShares MSCI EAFE ETF |
5% |
5% |
iShares MSCI EAFE Growth ETF |
25% |
24% |
iShares MSCI EAFE Min Vol Factor ETF |
23% |
25% |
iShares MSCI EAFE Small-Cap ETF |
15% |
17% |
iShares MSCI EAFE Value ETF |
26% |
25% |
iShares MSCI Europe Financials ETF |
7% |
4% |
iShares MSCI Europe Small-Cap ETF |
16% |
14% |
iShares MSCI Intl Momentum Factor ETF |
100% |
104% |
iShares MSCI Intl Quality Factor ETF |
32% |
37% |
iShares MSCI Intl Size Factor ETF |
25% |
25% |
iShares MSCI Intl Value Factor ETF |
17% |
24% |
iShares MSCI USA Min Vol Factor ETF |
20% |
23% |
iShares MSCI USA Momentum Factor ETF |
125% |
107% |
iShares MSCI USA Quality Factor ETF |
41% |
47% |
iShares MSCI USA Size Factor ETF |
25% |
23% |
iShares MSCI USA Small-Cap Min Vol Factor ETF |
51% |
50% |
iShares MSCI USA Value Factor ETF |
17% |
28% |
iShares U.S. Equity Factor ETF |
95% |
43% |
iShares U.S. Small-Cap Equity Factor ETF |
46% |
46% |
iShares U.S. Tech Breakthrough Multisector ETF |
10% |
11% |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares China Large-Cap ETF |
150,000 |
$4,546,227.60 |
iShares ESG MSCI USA Min Vol Factor ETF |
50,000 |
1,159,000 |
iShares International Equity Factor ETF |
100,000 |
2,314,096.50 |
iShares International Small-Cap Equity Factor ETF |
100,000 |
2,926,457.70 |
iShares MSCI EAFE ETF |
600,000 |
37,054,348.80 |
iShares MSCI EAFE Growth ETF |
400,000 |
32,218,215.60 |
iShares MSCI EAFE Min Vol Factor ETF |
100,000 |
6,211,518.80 |
iShares MSCI EAFE Small-Cap ETF |
200,000 |
10,965,159.60 |
iShares MSCI EAFE Value ETF |
400,000 |
16,926,419.20 |
iShares MSCI Europe Financials ETF |
50,000 |
760,817.30 |
iShares MSCI Europe Small-Cap ETF |
50,000 |
2,364,756.65 |
iShares MSCI Intl Momentum Factor ETF |
100,000 |
2,945,050.40 |
iShares MSCI Intl Quality Factor ETF |
100,000 |
3,052,838.80 |
iShares MSCI Intl Size Factor ETF |
200,000 |
4,662,327.80 |
iShares MSCI Intl Value Factor ETF |
100,000 |
2,169,547.80 |
iShares MSCI USA Min Vol Factor ETF |
100,000 |
7,377,000 |
iShares MSCI USA Momentum Factor ETF |
50,000 |
7,167,500 |
iShares MSCI USA Quality Factor ETF |
50,000 |
6,097,500 |
iShares MSCI USA Size Factor ETF |
50,000 |
5,984,000 |
iShares MSCI USA Small-Cap Min Vol Factor ETF |
50,000 |
1,731,311.30 |
iShares MSCI USA Value Factor ETF |
50,000 |
4,792,000 |
iShares U.S. Equity Factor ETF |
50,000 |
1,999,263.45 |
iShares U.S. Small-Cap Equity Factor ETF |
50,000 |
2,497,039.60 |
iShares U.S. Tech Breakthrough Multisector ETF |
50,000 |
1,465,458.15 |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares China Large-Cap ETF |
$1,300 |
7.0 % |
iShares International Equity Factor ETF |
3,500 |
7.0 % |
iShares International Small-Cap Equity Factor ETF |
11,600 |
7.0 % |
iShares MSCI EAFE ETF |
15,000 |
7.0 % |
iShares MSCI EAFE Growth ETF |
12,800 |
7.0 % |
iShares MSCI EAFE Min Vol Factor ETF |
2,600 |
7.0 % |
iShares MSCI EAFE Small-Cap ETF |
10,000 |
7.0 % |
iShares MSCI EAFE Value ETF |
13,200 |
7.0 % |
iShares MSCI Europe Financials ETF |
1,700 |
3.0 % |
iShares MSCI Europe Small-Cap ETF |
3,300 |
3.0 % |
iShares MSCI Intl Momentum Factor ETF |
4,400 |
7.0 % |
iShares MSCI Intl Quality Factor ETF |
4,800 |
7.0 % |
iShares MSCI Intl Size Factor ETF |
15,000 |
7.0 % |
iShares MSCI Intl Value Factor ETF |
5,000 |
7.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares ESG MSCI USA Min Vol Factor ETF |
$353.50 ** |
3.0 % |
iShares MSCI USA Min Vol Factor ETF |
365.00 |
3.0 % |
iShares MSCI USA Momentum Factor ETF |
303.75 |
3.0 % |
iShares MSCI USA Quality Factor ETF |
305.00 |
3.0 % |
iShares MSCI USA Size Factor ETF |
928.75 ** |
3.0 % |
iShares MSCI USA Small-Cap Min Vol Factor ETF |
493.75 ** |
3.0 % |
iShares MSCI USA Value Factor ETF |
336.30 |
3.0 % |
iShares U.S. Equity Factor ETF |
540.00 ** |
3.0 % |
iShares U.S. Small-Cap Equity Factor ETF |
751.25 ** |
3.0 % |
iShares U.S. Tech Breakthrough Multisector ETF |
367.50 ** |
3.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares China Large-Cap ETF |
$1,300 |
2.0 % |
iShares International Equity Factor ETF |
3,500 |
2.0 % |
iShares International Small-Cap Equity Factor ETF |
11,600 |
2.0 % |
iShares MSCI EAFE ETF |
15,000 |
2.0 % |
iShares MSCI EAFE Growth ETF |
12,800 |
2.0 % |
iShares MSCI EAFE Min Vol Factor ETF |
2,600 |
2.0 % |
iShares MSCI EAFE Small-Cap ETF |
10,000 |
2.0 % |
iShares MSCI EAFE Value ETF |
13,200 |
2.0 % |
iShares MSCI Europe Financials ETF |
1,700 |
2.0 % |
iShares MSCI Europe Small-Cap ETF |
3,300 |
2.0 % |
iShares MSCI Intl Momentum Factor ETF |
4,400 |
2.0 % |
iShares MSCI Intl Quality Factor ETF |
4,800 |
2.0 % |
iShares MSCI Intl Size Factor ETF |
15,000 |
2.0 % |
iShares MSCI Intl Value Factor ETF |
5,000 |
2.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares ESG MSCI USA Min Vol Factor ETF |
$353.50 ** |
2.0 % |
iShares MSCI USA Min Vol Factor ETF |
365.00 |
2.0 % |
iShares MSCI USA Momentum Factor ETF |
303.75 |
2.0 % |
iShares MSCI USA Quality Factor ETF |
305.00 |
2.0 % |
iShares MSCI USA Size Factor ETF |
928.75 ** |
2.0 % |
iShares MSCI USA Small-Cap Min Vol Factor ETF |
493.75 ** |
2.0 % |
iShares MSCI USA Value Factor ETF |
336.30 |
2.0 % |
iShares U.S. Equity Factor ETF |
540.00 ** |
2.0 % |
iShares U.S. Small-Cap Equity Factor ETF |
751.25 ** |
2.0 % |
iShares U.S. Tech Breakthrough Multisector ETF |
367.50 ** |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares China Large-Cap ETF |
$2,902,220,355 |
iShares ESG MSCI USA Min Vol Factor ETF |
144,558 |
iShares International Equity Factor ETF |
150,296,500 |
iShares International Small-Cap Equity Factor ETF |
1,891,910 |
iShares MSCI EAFE ETF |
7,357,340,852 |
iShares MSCI EAFE Growth ETF |
677,396,974 |
iShares MSCI EAFE Min Vol Factor ETF |
780,421,361 |
iShares MSCI EAFE Small-Cap ETF |
369,112,567 |
iShares MSCI EAFE Value ETF |
936,771,230 |
iShares MSCI Europe Financials ETF |
115,336,611 |
iShares MSCI Europe Small-Cap ETF |
10,387,306 |
iShares MSCI Intl Momentum Factor ETF |
68,033,903 |
iShares MSCI Intl Quality Factor ETF |
79,690,917 |
iShares MSCI Intl Size Factor ETF |
778,700 |
iShares MSCI Intl Value Factor ETF |
59,732,811 |
iShares MSCI USA Min Vol Factor ETF |
1,983,684,771 |
iShares MSCI USA Momentum Factor ETF |
3,168,795,995 |
iShares MSCI USA Quality Factor ETF |
1,058,650,854 |
iShares MSCI USA Size Factor ETF |
34,809,115 |
iShares MSCI USA Small-Cap Min Vol Factor ETF |
86,817,352 |
iShares MSCI USA Value Factor ETF |
542,388,608 |
iShares U.S. Equity Factor ETF |
90,858,028 |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares U.S. Small-Cap Equity Factor ETF |
27,718,924 |
iShares U.S. Tech Breakthrough Multisector ETF |
7,591,811 |
Contents |
|
A-4 | |
A-4 | |
A-5 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-14 | |
A-15 | |
A-15 |
Contents |
|
Introduction |
A-18 |
Voting guidelines |
A-18 |
Boards and directors |
A-18 |
- Board Structure |
A-19 |
- Board composition and effectiveness |
A-21 |
- Board responsiveness and shareholder rights |
A-22 |
Board responsiveness and shareholder rights |
A-22 |
Auditors and audit-related issues |
A-23 |
Capital structure proposals |
A-24 |
Mergers, acquisitions, transactions, and other special situations |
A-24 |
Executive Compensation |
A-25 |
Material sustainability-related risks and opportunities |
A-28 |
General corporate governance matters |
A-30 |
Shareholder protections |
A-32 |
|
Public Company Executive14 |
# Outside Public Boards15 |
Total # of Public Boards |
Director A |
✓ |
1 |
2 |
Director B |
|
3 |
4 |
|
Combined Chair/CEO or CEO + Non-independent Chair |
Separate Independent Chair | |
|
Chair/CEO or Non- independent Chair |
Lead Independent Director |
Independent Chair |
Board Meetings |
Authority to call full meetings of the board of directors |
Attends full meetings of the board of directors Authority to call meetings of independent directors Briefs CEO on issues arising from executive sessions |
Authority to call full meetings of the board of directors |
Agenda |
Primary responsibility for shaping board agendas, consulting with the lead independent director |
Collaborates with chair/CEO to set board agenda and board information |
Primary responsibility for shaping board agendas, in conjunction with CEO |
Board Communications |
Communicates with all directors on key issues and concerns outside of full board meetings |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |