<SEC-DOCUMENT>0001193125-18-286939-index.html : 20180928 <SEC-HEADER>0001193125-18-286939.hdr.sgml : 20180928 <ACCEPTANCE-DATETIME>20180928122321 ACCESSION NUMBER: 0001193125-18-286939 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180731 FILED AS OF DATE: 20180928 DATE AS OF CHANGE: 20180928 EFFECTIVENESS DATE: 20180928 FILER: COMPANY DATA: COMPANY CONFORMED NAME: iSHARES TRUST CENTRAL INDEX KEY: 0001100663 IRS NUMBER: 943351276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-09729 FILM NUMBER: 181093226 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 670-2000 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: ISHARES TRUST DATE OF NAME CHANGE: 19991213 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004363 <SERIES-NAME>iShares TIPS Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012093 <CLASS-CONTRACT-NAME>iShares TIPS Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>TIP </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000019798 <SERIES-NAME>iShares J.P. Morgan USD Emerging Markets Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000055529 <CLASS-CONTRACT-NAME>iShares J.P. Morgan USD Emerging Markets Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>EMB </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000023614 <SERIES-NAME>iShares International Treasury Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000069477 <CLASS-CONTRACT-NAME>iShares International Treasury Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>IGOV </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000023615 <SERIES-NAME>iShares 1-3 Year International Treasury Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000069478 <CLASS-CONTRACT-NAME>iShares 1-3 Year International Treasury Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>ISHG </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000030481 <SERIES-NAME>iShares 0-5 Year TIPS Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093655 <CLASS-CONTRACT-NAME>iShares 0-5 Year TIPS Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>STIP </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000033136 <SERIES-NAME>iShares Floating Rate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000102031 <CLASS-CONTRACT-NAME>iShares Floating Rate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>FLOT </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000035914 <SERIES-NAME>iShares CMBS ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110079 <CLASS-CONTRACT-NAME>iShares CMBS ETF <CLASS-CONTRACT-TICKER-SYMBOL>CMBS </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000035915 <SERIES-NAME>iShares GNMA Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110080 <CLASS-CONTRACT-NAME>iShares GNMA Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>GNMA </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000035916 <SERIES-NAME>iShares Aaa - A Rated Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110081 <CLASS-CONTRACT-NAME>iShares Aaa - A Rated Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>QLTA </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000035919 <SERIES-NAME>iShares U.S. Treasury Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110086 <CLASS-CONTRACT-NAME>iShares U.S. Treasury Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>GOVT </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000038926 <SERIES-NAME>iShares Core 1-5 Year USD Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000119711 <CLASS-CONTRACT-NAME>iShares Core 1-5 Year USD Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>ISTB </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000039662 <SERIES-NAME>iShares iBonds Mar 2020 Term Corporate ex-Financials ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000122832 <CLASS-CONTRACT-NAME>iShares iBonds Mar 2020 Term Corporate ex-Financials ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBCD </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000039663 <SERIES-NAME>iShares iBonds Mar 2023 Term Corporate ex-Financials ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000122833 <CLASS-CONTRACT-NAME>iShares iBonds Mar 2023 Term Corporate ex-Financials ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBCE </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000040346 <SERIES-NAME>iShares iBonds Mar 2020 Term Corporate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000125275 <CLASS-CONTRACT-NAME>iShares iBonds Mar 2020 Term Corporate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBDC </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000040347 <SERIES-NAME>iShares iBonds Mar 2023 Term Corporate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000125276 <CLASS-CONTRACT-NAME>iShares iBonds Mar 2023 Term Corporate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBDD </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000042353 <SERIES-NAME>iShares 0-5 Year High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000131291 <CLASS-CONTRACT-NAME>iShares 0-5 Year High Yield Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>SHYG </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000042354 <SERIES-NAME>iShares 0-5 Year Investment Grade Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000131292 <CLASS-CONTRACT-NAME>iShares 0-5 Year Investment Grade Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>SLQD </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000044135 <SERIES-NAME>iShares iBonds Dec 2018 Term Corporate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000137194 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2018 Term Corporate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBDH </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000044143 <SERIES-NAME>iShares Treasury Floating Rate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000137225 <CLASS-CONTRACT-NAME>iShares Treasury Floating Rate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>TFLO </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000044409 <SERIES-NAME>iShares Yield Optimized Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000138243 <CLASS-CONTRACT-NAME>iShares Yield Optimized Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>BYLD </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000045644 <SERIES-NAME>iShares Core Total USD Bond Market ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000141927 <CLASS-CONTRACT-NAME>iShares Core Total USD Bond Market ETF <CLASS-CONTRACT-TICKER-SYMBOL>IUSB </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000047423 <SERIES-NAME>iShares iBonds Dec 2020 Term Corporate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000148879 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2020 Term Corporate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBDL </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000048147 <SERIES-NAME>iShares iBonds Dec 2021 Term Muni Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152174 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2021 Term Muni Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBMJ </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000048148 <SERIES-NAME>iShares iBonds Dec 2019 Term Corporate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152175 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2019 Term Corporate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBDK </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000048149 <SERIES-NAME>iShares iBonds Dec 2021 Term Corporate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152176 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2021 Term Corporate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBDM </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000048150 <SERIES-NAME>iShares iBonds Dec 2022 Term Corporate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152177 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2022 Term Corporate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBDN </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000048151 <SERIES-NAME>iShares iBonds Dec 2023 Term Corporate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152178 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2023 Term Corporate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBDO </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000048152 <SERIES-NAME>iShares iBonds Dec 2024 Term Corporate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152179 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2024 Term Corporate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBDP </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000048153 <SERIES-NAME>iShares iBonds Dec 2025 Term Corporate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000152180 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2025 Term Corporate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBDQ </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000048637 <SERIES-NAME>iShares Convertible Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000153287 <CLASS-CONTRACT-NAME>iShares Convertible Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>ICVT </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000049023 <SERIES-NAME>iShares iBonds Dec 2022 Term Muni Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000154546 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2022 Term Muni Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBMK </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000050212 <SERIES-NAME>iShares Currency Hedged International High Yield Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000158495 <CLASS-CONTRACT-NAME>iShares Currency Hedged International High Yield Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>HHYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000051261 <SERIES-NAME>iShares Core International Aggregate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000161648 <CLASS-CONTRACT-NAME>iShares Core International Aggregate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>IAGG </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000054184 <SERIES-NAME>iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000170245 <CLASS-CONTRACT-NAME>iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>HYXE </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000054186 <SERIES-NAME>iShares Fallen Angels USD Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000170247 <CLASS-CONTRACT-NAME>iShares Fallen Angels USD Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>FALN </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000054724 <SERIES-NAME>iShares iBonds Dec 2023 Term Muni Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000171897 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2023 Term Muni Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBML </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000054725 <SERIES-NAME>iShares iBonds Dec 2024 Term Muni Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000171898 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2024 Term Muni Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBMM </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000055059 <SERIES-NAME>iShares iBonds Dec 2026 Term Corporate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000173141 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2026 Term Corporate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBDR </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000058298 <SERIES-NAME>iShares 5-10 Year Investment Grade Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000191088 <CLASS-CONTRACT-NAME>iShares 5-10 Year Investment Grade Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>MLQD </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000058299 <SERIES-NAME>iShares 10+ Year Investment Grade Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000191089 <CLASS-CONTRACT-NAME>iShares 10+ Year Investment Grade Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>LLQD </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000058301 <SERIES-NAME>iShares iBonds Dec 2027 Term Corporate ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000191091 <CLASS-CONTRACT-NAME>iShares iBonds Dec 2027 Term Corporate ETF <CLASS-CONTRACT-TICKER-SYMBOL>IBDS </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000059297 <SERIES-NAME>iShares Broad USD High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000194633 <CLASS-CONTRACT-NAME>iShares Broad USD High Yield Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>USHY </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000060088 <SERIES-NAME>iShares Edge U.S. Fixed Income Balanced Risk ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000196720 <CLASS-CONTRACT-NAME>iShares Edge U.S. Fixed Income Balanced Risk ETF <CLASS-CONTRACT-TICKER-SYMBOL>FIBR </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>N-Q <SEQUENCE>1 <FILENAME>d624075dnq.htm <DESCRIPTION>FORM N-Q <TEXT> Document 1 - file: d624075dnq.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CERT <SEQUENCE>2 <FILENAME>d624075dex99cert.htm <DESCRIPTION>CERTIFICATIONS <TEXT> Document 2 - file: d624075dex99cert.htm
</DOCUMENT> </SEC-DOCUMENT>