<SEC-DOCUMENT>0001193125-14-222848-index.html : 20140623 <SEC-HEADER>0001193125-14-222848.hdr.sgml : 20140623 <ACCEPTANCE-DATETIME>20140602202012 ACCESSION NUMBER: 0001193125-14-222848 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 9 FILED AS OF DATE: 20140603 DATE AS OF CHANGE: 20140602 EFFECTIVENESS DATE: 20140603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: iSHARES TRUST CENTRAL INDEX KEY: 0001100663 IRS NUMBER: 943351276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-92935 FILM NUMBER: 14885729 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 670-2000 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: ISHARES TRUST DATE OF NAME CHANGE: 19991213 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004357 <SERIES-NAME>iShares 1-3 Year Treasury Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012087 <CLASS-CONTRACT-NAME>iShares 1-3 Year Treasury Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>SHY </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004358 <SERIES-NAME>iShares 7-10 Year Treasury Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012088 <CLASS-CONTRACT-NAME>iShares 7-10 Year Treasury Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>IEF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004360 <SERIES-NAME>iShares 20+ Year Treasury Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012090 <CLASS-CONTRACT-NAME>iShares 20+ Year Treasury Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>TLT </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004361 <SERIES-NAME>iShares iBoxx $ Investment Grade Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012091 <CLASS-CONTRACT-NAME>iShares iBoxx $ Investment Grade Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>LQD </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004362 <SERIES-NAME>iShares Core Total U.S. Bond Market ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012092 <CLASS-CONTRACT-NAME>iShares Core Total U.S. Bond Market ETF <CLASS-CONTRACT-TICKER-SYMBOL>AGG </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000004363 <SERIES-NAME>iShares TIPS Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000012093 <CLASS-CONTRACT-NAME>iShares TIPS Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>TIP </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000013694 <SERIES-NAME>iShares Short Treasury Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000037536 <CLASS-CONTRACT-NAME>iShares Short Treasury Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>SHV </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000013695 <SERIES-NAME>iShares 3-7 Year Treasury Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000037537 <CLASS-CONTRACT-NAME>iShares 3-7 Year Treasury Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>IEI </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000013696 <SERIES-NAME>iShares 10-20 Year Treasury Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000037538 <CLASS-CONTRACT-NAME>iShares 10-20 Year Treasury Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>TLH </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000013697 <SERIES-NAME>iShares 1-3 Year Credit Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000037539 <CLASS-CONTRACT-NAME>iShares 1-3 Year Credit Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>CSJ </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000013698 <SERIES-NAME>iShares Intermediate Credit Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000037540 <CLASS-CONTRACT-NAME>iShares Intermediate Credit Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>CIU </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000013699 <SERIES-NAME>iShares Credit Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000037541 <CLASS-CONTRACT-NAME>iShares Credit Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>CFT </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000013700 <SERIES-NAME>iShares Intermediate Government/Credit Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000037542 <CLASS-CONTRACT-NAME>iShares Intermediate Government/Credit Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>GVI </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000013701 <SERIES-NAME>iShares Government/Credit Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000037543 <CLASS-CONTRACT-NAME>iShares Government/Credit Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>GBF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000013702 <SERIES-NAME>iShares MBS ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000037544 <CLASS-CONTRACT-NAME>iShares MBS ETF <CLASS-CONTRACT-TICKER-SYMBOL>MBB </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000016772 <SERIES-NAME>iShares iBoxx $ High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000046846 <CLASS-CONTRACT-NAME>iShares iBoxx $ High Yield Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>HYG </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000018861 <SERIES-NAME>iShares National AMT-Free Muni Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052220 <CLASS-CONTRACT-NAME>iShares National AMT-Free Muni Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>MUB </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000019341 <SERIES-NAME>iShares California AMT-Free Muni Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000053739 <CLASS-CONTRACT-NAME>iShares California AMT-Free Muni Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>CMF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000019342 <SERIES-NAME>iShares New York AMT-Free Muni Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000053740 <CLASS-CONTRACT-NAME>iShares New York AMT-Free Muni Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>NYF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000019798 <SERIES-NAME>iShares J.P. Morgan USD Emerging Markets Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000055529 <CLASS-CONTRACT-NAME>iShares J.P. Morgan USD Emerging Markets Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>EMB </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000023506 <SERIES-NAME>iShares Agency Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000069125 <CLASS-CONTRACT-NAME>iShares Agency Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>AGZ </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000023507 <SERIES-NAME>iShares Short-Term National AMT-Free Muni Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000069126 <CLASS-CONTRACT-NAME>iShares Short-Term National AMT-Free Muni Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>SUB </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000023614 <SERIES-NAME>iShares International Treasury Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000069477 <CLASS-CONTRACT-NAME>iShares International Treasury Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>IGOV </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000023615 <SERIES-NAME>iShares 1-3 Year International Treasury Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000069478 <CLASS-CONTRACT-NAME>iShares 1-3 Year International Treasury Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>ISHG </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000026651 <SERIES-NAME>iShares 10+ Year Credit Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000080009 <CLASS-CONTRACT-NAME>iShares 10+ Year Credit Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>CLY </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000026652 <SERIES-NAME>iShares Core Long-Term U.S. Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000080010 <CLASS-CONTRACT-NAME>iShares Core Long-Term U.S. Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>ILTB </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000030318 <SERIES-NAME>iShares International Inflation-Linked Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093295 <CLASS-CONTRACT-NAME>iShares International Inflation-Linked Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>ITIP </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000030319 <SERIES-NAME>iShares Global Inflation-Linked Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093296 <CLASS-CONTRACT-NAME>iShares Global Inflation-Linked Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>GTIP </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000030481 <SERIES-NAME>iShares 0-5 Year TIPS Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093655 <CLASS-CONTRACT-NAME>iShares 0-5 Year TIPS Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>STIP </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000033136 <SERIES-NAME>iShares Floating Rate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000102031 <CLASS-CONTRACT-NAME>iShares Floating Rate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>FLOT </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000035914 <SERIES-NAME>iShares CMBS ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110079 <CLASS-CONTRACT-NAME>iShares CMBS ETF <CLASS-CONTRACT-TICKER-SYMBOL>CMBS </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000035915 <SERIES-NAME>iShares GNMA Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110080 <CLASS-CONTRACT-NAME>iShares GNMA Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>GNMA </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000035916 <SERIES-NAME>iShares Aaa - A Rated Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110081 <CLASS-CONTRACT-NAME>iShares Aaa - A Rated Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>QLTA </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000035917 <SERIES-NAME>iShares Industrials Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110082 <CLASS-CONTRACT-NAME>iShares Industrials Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>ENGN </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000035919 <SERIES-NAME>iShares U.S. Treasury Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110086 <CLASS-CONTRACT-NAME>iShares U.S. Treasury Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>GOVT </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000035920 <SERIES-NAME>iShares Financials Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110087 <CLASS-CONTRACT-NAME>iShares Financials Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>MONY </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000035921 <SERIES-NAME>iShares Utilities Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110088 <CLASS-CONTRACT-NAME>iShares Utilities Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>AMPS </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000036774 <SERIES-NAME>iShares B - Ca Rated Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000112472 <CLASS-CONTRACT-NAME>iShares B - Ca Rated Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>QLTC </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000036775 <SERIES-NAME>iShares Baa - Ba Rated Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000112473 <CLASS-CONTRACT-NAME>iShares Baa - Ba Rated Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>QLTB </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000038926 <SERIES-NAME>iShares Core Short-Term U.S. Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000119711 <CLASS-CONTRACT-NAME>iShares Core Short-Term U.S. Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>ISTB </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000042353 <SERIES-NAME>iShares 0-5 Year High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000131291 <CLASS-CONTRACT-NAME>iShares 0-5 Year High Yield Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>SHYG </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001100663 <SERIES-ID>S000042354 <SERIES-NAME>iShares 0-5 Year Investment Grade Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000131292 <CLASS-CONTRACT-NAME>iShares 0-5 Year Investment Grade Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>SLQD </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>497 <SEQUENCE>1 <FILENAME>d738313d497.htm <DESCRIPTION>FORM 497 FOR ISHARES TRUST <TEXT> Document 1 - file: d738313d497.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>g7382881.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: g7382881.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>g7382882.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: g7382882.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>g7382884.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: g7382884.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g738313agg.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: g738313agg.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g738313iltb.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: g738313iltb.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g738313img017f95bb1.gif <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: g738313img017f95bb1.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g738313imgab03015d1.gif <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: g738313imgab03015d1.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g738313isharesbybrocksmall.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: g738313isharesbybrocksmall.jpg
</DOCUMENT> </SEC-DOCUMENT>