EX-99 2 trusitem77o.htm Unassociated Document
 
 
 

iShares Trust
              
Transactions Effected Pursuant to Rule 10f-3
        
N-SAR Item 77(O)
        
Aggregate
Aggregate
Purchase
       
Underwriter
  
Principal
Principal
Price
   
Date of
Date of
From Whom
Affiliated
Amount
Amount
Per Share
Series
Issuer
Offering
Purchase
Purchased
Underwriter
of Offering
Purchased
(USD)
101
Marriott International, Inc. (2022)
09/05/12
09/05/12
J.P. Morgan Securities LLC
PNC
$350,000,000
$250,000
$99.71
                 
61
Marriott International, Inc. (2022)
09/05/12
09/05/12
J.P. Morgan Securities LLC
PNC
$350,000,000
$1,000,000
$99.71
                 
100
Marriott International, Inc. (2022)
09/05/12
09/05/12
J.P. Morgan Securities LLC
PNC
$350,000,000
$1,000,000
$99.71
                 
99
WellPoint, Inc. (2015)
09/05/12
09/05/12
Citigroup Global Markets Inc.
PNC
$625,000,000
$1,200,000
$99.96
                 
101
WellPoint, Inc. (2018)
09/05/12
09/05/12
Credit Suisse Securities (USA) LLC
PNC
$625,000,000
$250,000
$99.77
                 
100
WellPoint, Inc. (2018)
09/05/12
09/05/12
Credit Suisse Securities (USA) LLC
PNC
$625,000,000
$1,250,000
$99.77
                 
59
WellPoint, Inc. (2018)
09/05/12
09/05/12
Credit Suisse Securities (USA) LLC
PNC
$625,000,000
$4,000,000
$99.77
                 
61
WellPoint, Inc. (2023)
09/05/12
09/05/12
Citigroup Global Markets Inc.
PNC
$1,000,000,000
$1,700,000
$99.66
                 
102
WellPoint, Inc. (2023)
09/05/12
09/05/12
Citigroup Global Markets Inc.
PNC
$1,000,000,000
$200,000
$99.66
                 
59
WellPoint, Inc. (2023)
09/05/12
09/05/12
Citigroup Global Markets Inc.
PNC
$1,000,000,000
$3,750,000
$99.66
                 
100
The Clorox Company (2022)
09/10/12
09/10/12
Wells Fargo Securities, LLC
PNC
$600,000,000
$1,000,000
$99.68
                 
101
Tyco Flow Control International Finance S.A. (2022)
09/10/12
09/10/12
J.P. Morgan Securities LLC
PNC
$550,000,000
$250,000
$99.69
                 
100
Tyco Flow Control International Finance S.A. (2022)
09/10/12
09/10/12
J.P. Morgan Securities LLC
PNC
$550,000,000
$1,250,000
$99.69
                 
61
Tyco Flow Control International Finance S.A. (2022)
09/10/12
09/10/12
J.P. Morgan Securities LLC
PNC
$550,000,000
$1,500,000
$99.69
                 
99
Computer Sciences Corporation (2015)
09/11/12
09/11/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$350,000,000
$4,250,000
$99.93
                 
100
Computer Sciences Corporation (2022)
09/11/12
09/11/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$350,000,000
$600,000
$99.68
                 
61
Computer Sciences Corporation (2022)
09/11/12
09/11/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$350,000,000
$1,150,000
$99.68
                 
102
Computer Sciences Corporation (2022)
09/11/12
09/11/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$350,000,000
$50,000
$99.68
                 
102
Duke Realty Limited Partnership (2022)
09/14/12
09/14/12
Wells Fargo Securities, LLC
PNC
$300,000,000
$250,000
$99.58
                 
100
Duke Realty Limited Partnership (2022)
09/14/12
09/14/12
Wells Fargo Securities, LLC
PNC
$300,000,000
$1,000,000
$99.58
                 
61
Duke Realty Limited Partnership (2022)
09/14/12
09/14/12
Wells Fargo Securities, LLC
PNC
$300,000,000
$1,750,000
$99.58
                 
101
Fiserv Inc. (2022)
09/18/12
09/18/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$700,000,000
$500,000
$99.54
                 
100
Fiserv Inc. (2022)
09/18/12
09/18/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$700,000,000
$1,000,000
$99.54
                 
61
Fiserv Inc. (2022)
09/18/12
09/18/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$700,000,000
$1,500,000
$99.54
                 
61
Church & Dwight Co., Inc. (2022)
09/19/12
09/19/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$400,000,000
$1,000,000
$99.91
                 
100
Church & Dwight Co., Inc. (2022)
09/19/12
09/19/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$400,000,000
$1,000,000
$99.91
                 
106
Alpha Natural Resources, Inc. (2018)
09/28/12
09/28/12
Citigroup Global Markets Inc.
PNC
$500,000,000
$7,100,000
$98.96
                 
106
HERTZ CORPORATION (THE)  (2020)
10/01/12
10/01/12
Barclays Capital Inc.
PNC
$700,000,000
$50,000
$100.00
                 
106
HERTZ CORPORATION (THE)  (2022)
10/01/12
10/01/12
Barclays Capital Inc.
PNC
$5,000,000,000
$1,450,000
$100.00
                 
148
Pennsylvania Economic Development Financing Authority-Unemployment Compensation Revenue Bonds  (Series 2012A)
10/03/12
10/03/12
Citigroup Global Markets, Inc. & Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$1,430,435,000
$1,790,175
$119.35
               
$122.18
               
$113.94
               
$119.35
               
$122.18
                 
115
Pennsylvania Economic Development Financing Authority-Unemployment Compensation Revenue Bonds  (Series 2012B)
10/03/12
10/03/12
Citigroup Global Markets, Inc. & Merrill Lynch, Pierce, Fenner & Smith Incoporated
PNC
$1,096,970,000
$1,126,770
$112.68
               
$122.45
               
$114.19
               
$111.21
                 
99
Bank of America Corporation (2015)
10/04/12
10/04/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$1,750,000,000
$9,000,000
$99.95
                 
99
JPMorgan Chase & Co.  (2015)
10/15/12
10/15/12
J.P. Morgan Securities LLC
PNC
$2,250,000,000
#########
$99.96
                 
99
UnitedHealth Group Incorporated (2015)
10/17/12
10/17/12
J.P. Morgan Securities LLC
PNC
$625,000,000
$2,850,000
$99.98
                 
59
UnitedHealth Group Incorporated (2017)
10/17/12
10/17/12
J.P. Morgan Securities LLC
PNC
$625,000,000
$3,575,000
$99.88
                 
100
Marathon Oil Corporation (2015)
10/24/12
10/24/12
Morgan Stanley & Co. LLC
PNC
$1,000,000,000
$1,000,000
$99.99
                 
99
Marathon Oil Corporation (2015)
10/24/12
10/24/12
Morgan Stanley & Co. LLC
PNC
$1,000,000,000
$5,900,000
$99.99
                 
101
Marathon Oil Corporation (2022)
10/24/12
10/24/12
Morgan Stanley & Co. LLC
PNC
$1,000,000,000
$50,000
$99.76
                 
59
Marathon Oil Corporation (2022)
10/24/12
10/24/12
Morgan Stanley & Co. LLC
PNC
$1,000,000,000
#########
$99.76
                 
61
Marathon Oil Corporation (2022)
10/24/12
10/24/12
Morgan Stanley & Co. LLC
PNC
$1,000,000,000
$2,000,000
$99.76
                 
106
United Rentals (North America), Inc. (2023)
10/25/12
10/25/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$400,000,000
$1,350,000
$100.00
                 
100
C. R. Bard Inc. (2018)
10/25/12
10/25/12
Goldman Sachs & Co.
PNC
$500,000,000
$1,250,000
$99.87
                 
101
C. R. Bard Inc. (2018)
10/25/12
10/25/12
Goldman Sachs & Co.
PNC
$500,000,000
$300,000
$99.87
                 
61
C. R. Bard Inc. (2018)
10/25/12
10/25/12
Goldman Sachs & Co.
PNC
$500,000,000
$1,550,000
$99.87
                 
61
General Dynamics Corporation (2022)
11/01/12
11/01/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$1,000,000,000
$1,500,000
$98.99
                 
100
General Dynamics Corporation (2022)
11/01/12
11/01/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$1,000,000,000
$1,500,000
$98.99
                 
101
General Dynamics Corporation (2022)
11/01/12
11/01/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$1,000,000,000
$500,000
$98.99
                 
59
General Dynamics Corporation (2022)
11/01/12
11/01/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$1,000,000,000
$7,000,000
$98.99
                 
106
Huntsman International LLC  (2020)
11/02/12
11/02/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$400,000,000
$6,400,000
$100.00
                 
100
Aetna Inc. (2022)
11/02/12
11/02/12
Goldman Sachs & Co.
PNC
$1,000,000,000
$450,000
$98.31
                 
61
Aetna Inc. (2022)
11/02/12
11/02/12
Goldman Sachs & Co.
PNC
$1,000,000,000
$700,000
$98.31
                 
59
Aetna Inc. (2022)
11/02/12
11/02/12
Goldman Sachs & Co.
PNC
$1,000,000,000
$1,450,000
$98.31
                 
101
Aetna Inc. (2022)
11/02/12
11/02/12
Goldman Sachs & Co.
PNC
$1,000,000,000
$100,000
$98.31
                 
102
Boardwalk Pipelines, LP (2023)
11/05/12
11/05/12
Barclays Capital Inc.
PNC
$300,000,000
$250,000
$99.97
                 
61
Boardwalk Pipelines, LP (2023)
11/05/12
11/05/12
Barclays Capital Inc.
PNC
$300,000,000
$2,250,000
$99.97
                 
99
Turlock Corporation, to be merged into Eaton Corporation  (2015)
11/14/12
11/14/12
Citigroup Global Markets Inc.
PNC
$600,000,000
$1,800,000
$99.91
                 
100
Turlock Corporation, to be merged into Eaton Corporation (2022)
11/14/12
11/14/12
Citigroup Global Markets Inc.
PNC
$1,600,000,000
$1,500,000
$99.66
                 
102
Turlock Corporation, to be merged into Eaton Corporation (2022)
11/14/12
11/14/12
Citigroup Global Markets Inc.
PNC
$1,600,000,000
$250,000
$99.66
                 
101
Turlock Corporation, to be merged into Eaton Corporation (2022)
11/14/12
11/14/12
Citigroup Global Markets Inc.
PNC
$1,600,000,000
$500,000
$99.66
                 
59
Turlock Corporation, to be merged into Eaton Corporation (2022)
11/14/12
11/14/12
Citigroup Global Markets Inc.
PNC
$1,600,000,000
$5,000,000
$99.66
                 
61
Turlock Corporation, to be merged into Eaton Corporation (2022)
11/14/12
11/14/12
Citigroup Global Markets Inc.
PNC
$1,600,000,000
$1,750,000
$99.66
                 
59
Turlock Corporation, to be merged into Eaton Corporation (2032)
11/14/12
11/14/12
Citigroup Global Markets Inc.
PNC
$700,000,000
$6,400,000
$99.69
                 
155
Turlock Corporation, to be merged into Eaton Corporation (2032)
11/14/12
11/14/12
Citigroup Global Markets Inc.
PNC
$700,000,000
$200,000
$99.69
                 
61
Turlock Corporation, to be merged into Eaton Corporation (2032)
11/14/12
11/14/12
Citigroup Global Markets Inc.
PNC
$700,000,000
$600,000
$99.69
                 
156
Turlock Corporation, to be merged into Eaton Corporation (2032)
11/14/12
11/14/12
Citigroup Global Markets Inc.
PNC
$700,000,000
$50,000
$99.69
                 
59
Turlock Corporation, to be merged into Eaton Corporation (2042)
11/14/12
11/14/12
Citigroup Global Markets Inc.
PNC
$1,000,000,000
$875,000
$99.61
                 
101
Carlisle Companies Incorporated (2022)
11/15/12
11/15/12
J.P. Morgan Securities LLC
PNC
$350,000,000
$250,000
$99.69
                 
100
Carlisle Companies Incorporated (2022)
11/15/12
11/15/12
J.P. Morgan Securities LLC
PNC
$350,000,000
$1,500,000
$99.69
                 
102
Carlisle Companies Incorporated (2022)
11/15/12
11/15/12
J.P. Morgan Securities LLC
PNC
$350,000,000
$250,000
$99.69
                 
61
Carlisle Companies Incorporated (2022)
11/15/12
11/15/12
J.P. Morgan Securities LLC
PNC
$350,000,000
$1,490,000
$99.69
                 
99
Florida Power Corporation dba Progress Energy Florida, Inc. (2015)
11/15/12
11/15/12
J.P. Morgan Securities LLC
PNC
$250,000,000
$4,300,000
$99.91
                 
102
National Oilwell Varco, Inc.  (2022)
11/15/12
11/15/12
Wells Fargo Securities, LLC
PNC
$1,400,000,000
$250,000
$99.64
                 
100
National Oilwell Varco, Inc.  (2022)
11/15/12
11/15/12
Wells Fargo Securities, LLC
PNC
$1,400,000,000
$3,000,000
$99.64
                 
103
National Oilwell Varco, Inc.  (2022)
11/15/12
11/15/12
Wells Fargo Securities, LLC
PNC
$1,400,000,000
$100,000
$99.64
                 
101
National Oilwell Varco, Inc.  (2022)
11/15/12
11/15/12
Wells Fargo Securities, LLC
PNC
$1,400,000,000
$250,000
$99.64
                 
61
National Oilwell Varco, Inc.  (2022)
11/15/12
11/15/12
Wells Fargo Securities, LLC
PNC
$1,400,000,000
$1,400,000
$99.64
                 
156
National Oilwell Varco, Inc. (2042)
11/15/12
11/15/12
J.P. Morgan Securities LLC
PNC
$1,100,000,000
$100,000
$99.62
                 
101
National Oilwell Varco, Inc. (2042)
11/15/12
11/15/12
J.P. Morgan Securities LLC
PNC
$1,100,000,000
$1,150,000
$99.62
                 
61
National Oilwell Varco, Inc. (2042)
11/15/12
11/15/12
J.P. Morgan Securities LLC
PNC
$1,100,000,000
$250,000
$99.62
                 
99
Pentair Finance S.A. (2015)
11/19/12
11/19/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$350,000,000
$3,550,000
$99.96
                 
100
Pentair Finance S.A. (2019)
11/19/12
11/19/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$250,000,000
$1,500,000
$99.77
                 
102
Pentair Finance S.A. (2019)
11/19/12
11/19/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$250,000,000
$250,000
$99.77
                 
101
Pentair Finance S.A. (2019)
11/19/12
11/19/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$250,000,000
$500,000
$99.77
                 
61
Pentair Finance S.A. (2019)
11/19/12
11/19/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$250,000,000
$1,635,000
$99.77
                 
103
Pentair Finance S.A. (2019)
11/19/12
11/19/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$250,000,000
$100,000
$99.77
                 
101
Airgas, Inc. (2022)
11/19/12
11/19/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$250,000,000
$1,750,000
$99.89
                 
102
Airgas, Inc. (2022)
11/19/12
11/19/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$250,000,000
$250,000
$99.89
                 
61
Airgas, Inc. (2022)
11/19/12
11/19/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$250,000,000
$1,500,000
$99.89
                 
100
Avnet, Inc. (2022)
11/20/12
11/20/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$350,000,000
$500,000
$99.79
                 
102
Avnet, Inc. (2022)
11/20/12
11/20/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$350,000,000
$250,000
$99.79
                 
61
Avnet, Inc. (2022)
11/20/12
11/20/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$350,000,000
$1,750,000
$99.79
                 
100
CVS Caremark Corporation (2022)
11/26/12
11/26/12
Barclays Capital Inc.
PNC
$1,250,000,000
$2,000,000
$99.86
                 
61
CVS Caremark Corporation (2022)
11/26/12
11/26/12
Barclays Capital Inc.
PNC
$1,250,000,000
$1,500,000
$99.86
                 
99
McKesson Corporation (2015)
11/29/12
11/29/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$500,000,000
$2,500,000
$99.90
                 
61
McKesson Corporation (2022)
11/29/12
11/29/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$400,000,000
$1,275,000
$99.89
                 
100
McKesson Corporation (2022)
11/29/12
11/29/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$400,000,000
$425,000
$99.89
                 
102
McKesson Corporation (2022)
11/29/12
11/29/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$400,000,000
$1,275,000
$99.89
                 
100
The Sherwin-Williams Company (2017)
12/04/12
12/04/12
Wells Fargo Securities, LLC
PNC
$700,000,000
$1,500,000
$99.87
                 
61
The Sherwin-Williams Company (2017)
12/04/12
12/04/12
Wells Fargo Securities, LLC
PNC
$700,000,000
$1,500,000
$99.87
                 
102
Brown-Forman Corporation (2023)
12/10/12
12/10/12
Citigroup Global Markets Inc.
PNC
$250,000,000
$250,000
$99.35
                 
61
Brown-Forman Corporation (2023)
12/10/12
12/10/12
Citigroup Global Markets Inc.
PNC
$250,000,000
$1,750,000
$99.35
                 
101
Equifax Inc. (2022)
12/10/12
12/10/12
J.P. Morgan Securities LLC
PNC
$500,000,000
$200,000
$99.85
                 
100
Equifax Inc. (2022)
12/10/12
12/10/12
J.P. Morgan Securities LLC
PNC
$500,000,000
$1,300,000
$99.85
                 
102
Equifax Inc. (2022)
12/10/12
12/10/12
J.P. Morgan Securities LLC
PNC
$500,000,000
$200,000
$99.85
                 
61
Equifax Inc. (2022)
12/10/12
12/10/12
J.P. Morgan Securities LLC
PNC
$500,000,000
$1,750,000
$99.85
                 
100
Teva Pharmaceutical Finance IV, LLC (2020)
12/13/12
12/13/12
J.P. Morgan Securities LLC
PNC
$700,000,000
$1,500,000
$99.96
                 
101
Teva Pharmaceutical Finance IV, LLC (2020)
12/13/12
12/13/12
J.P. Morgan Securities LLC
PNC
$700,000,000
$250,000
$99.96
                 
102
Teva Pharmaceutical Finance IV, LLC (2020)
12/13/12
12/13/12
J.P. Morgan Securities LLC
PNC
$700,000,000
$500,000
$99.96
                 
61
Teva Pharmaceutical Finance IV, LLC (2020)
12/13/12
12/13/12
J.P. Morgan Securities LLC
PNC
$700,000,000
$2,250,000
$99.96
                 
99
Precision Castparts Corp. (2015)
12/17/12
12/17/12
Citigroup Global Markets Inc.
PNC
$500,000,000
$6,890,000
$99.97
                 
102
Precision Castparts Corp. (2018)
12/17/12
12/17/12
Citigroup Global Markets Inc.
PNC
$1,000,000,000
$200,000
$99.85
                 
101
Precision Castparts Corp. (2018)
12/17/12
12/17/12
Citigroup Global Markets Inc.
PNC
$1,000,000,000
$100,000
$99.85
                 
100
Precision Castparts Corp. (2018)
12/17/12
12/17/12
Citigroup Global Markets Inc.
PNC
$1,000,000,000
$625,000
$99.85
                 
59
Precision Castparts Corp. (2018)
12/17/12
12/17/12
Citigroup Global Markets Inc.
PNC
$1,000,000,000
$4,075,000
$99.85
                 
61
Precision Castparts Corp. (2018)
12/17/12
12/17/12
Citigroup Global Markets Inc.
PNC
$1,000,000,000
$725,000
$99.85
                 
101
Precision Castparts Corp. (2023)
12/17/12
12/17/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$1,000,000,000
$100,000
$99.43
                 
59
Precision Castparts Corp. (2023)
12/17/12
12/17/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$1,000,000,000
$4,475,000
$99.43
                 
100
Precision Castparts Corp. (2023)
12/17/12
12/17/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$1,000,000,000
$675,000
$99.43
                 
61
Precision Castparts Corp. (2023)
12/17/12
12/17/12
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$1,000,000,000
$775,000
$99.43
                 
61
Staples, Inc. (2023)
01/07/13
01/07/13
Barclays Capital Inc.
PNC
$500,000,000
$3,000,000
$99.81
                 
102
Staples, Inc. (2023)
01/07/13
01/07/13
Barclays Capital Inc.
PNC
$500,000,000
$500,000
$99.81
                 
101
Staples, Inc. (2023)
01/07/13
01/07/13
Barclays Capital Inc.
PNC
$500,000,000
$500,000
$99.81
                 
99
Bank of America Corporation (2016)
01/08/13
01/08/13
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$1,000,000,000
#########
$99.81
                 
101
Comcast Corporation (2033)
01/08/13
01/08/13
Goldman, Sachs & Co
PNC
$1,700,000,000
$250,000
$99.16
                 
59
Comcast Corporation (2033)
01/08/13
01/08/13
Goldman, Sachs & Co
PNC
$1,700,000,000
#########
$99.16
                 
155
Comcast Corporation (2033)
01/08/13
01/08/13
Goldman, Sachs & Co
PNC
$1,700,000,000
$500,000
$99.16
                 
61
Comcast Corporation (2033)
01/08/13
01/08/13
Goldman, Sachs & Co
PNC
$1,700,000,000
$1,750,000
$99.16
                 
59
Comcast Corporation (2043)
01/08/13
01/08/13
RBS Securities Inc.
PNC
$500,000,000
$5,000,000
$99.79
                 
106
Lear Corporation, a Delaware corporation (2023)
01/14/13
01/14/13
Citigroup Global Markets Inc.
PNC
$500,000,000
$2,225,000
$100.00
                 
115
The Commonwealth Financing Authority (PA) Revenue Bonds (Series A2, B - 2013)
01/15/13
01/16/13
RBC Capital Markets, LLC
PNC
$255,000,000
$1,000,000
$117.19
               
$116.83
               
$116.47
               
$113.50
               
$114.89
                 
115
The Ohio State University (A State University of Ohio) Special Purpose General Receipts Bonds (Series 2013 A)
01/16/13
01/16/13
Barclays Capital Inc.
PNC
$60,175,000
$1,000,000
$110.23
               
$109.57
               
$108.83
               
$108.36
               
$104.83
               
$117.36
               
$116.59
                 
106
Axiall Corporation (2023)
01/17/13
01/17/13
Barclays Capital Inc.
PNC
$450,000,000
$1,480,000
$100.00
                 
115
New Jersey Economic Development Authority School Facilities Construction Refunding Bonds, 2013 Series NN
01/23/13
01/24/13
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$1,629,710,000
$1,500,000
$118.05
               
$120.40
               
$123.26
               
$118.53
               
$118.24
                 
99
Carnival Corporation (2016)
01/31/13
01/31/13
Goldman, Sachs & Co
PNC
$500,000,000
#########
$99.98
                 
61
PACCAR Financial Corp. (2016)
02/05/13
02/05/13
J.P. Morgan Securities LLC
PNC
$250,000,000
$1,225,000
$99.86
                 
99
PACCAR Financial Corp. (2016)
02/05/13
02/05/13
J.P. Morgan Securities LLC
PNC
$250,000,000
$3,000,000
$99.86
                 
102
PACCAR Financial Corp. (2016)
02/05/13
02/05/13
J.P. Morgan Securities LLC
PNC
$250,000,000
$250,000
$99.86
                 
103
Airgas, Inc.  (2020)
02/11/13
02/11/13
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$275,000,000
$100,000
$99.89
                 
61
Airgas, Inc.  (2020)
02/11/13
02/11/13
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$275,000,000
$1,575,000
$99.89
                 
102
Airgas, Inc.  (2020)
02/11/13
02/11/13
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$275,000,000
$300,000
$99.89
                 
106
Delphi Corporation  (2023)
02/11/13
02/11/13
J.P. Morgan Securities LLC
PNC
$800,000,000
$7,650,000
$100.00
                 
101
Kellogg Company  (2023)
02/11/13
02/11/13
Deutsche Bank Securities Inc.
PNC
$400,000,000
$500,000
$99.39
                 
100
Kellogg Company  (2023)
02/11/13
02/11/13
Deutsche Bank Securities Inc.
PNC
$400,000,000
$1,000,000
$99.39
                 
61
Kellogg Company  (2023)
02/11/13
02/11/13
Deutsche Bank Securities Inc.
PNC
$400,000,000
$2,500,000
$99.39
                 
101
E. I. du Pont de Nemours and Company  (2023)
02/12/13
02/12/13
Goldman, Sachs & Co.
PNC
$1,250,000,000
$500,000
$99.97
                 
100
E. I. du Pont de Nemours and Company  (2023)
02/12/13
02/12/13
Goldman, Sachs & Co.
PNC
$1,250,000,000
$2,000,000
$99.97
                 
61
E. I. du Pont de Nemours and Company  (2023)
02/12/13
02/12/13
Goldman, Sachs & Co.
PNC
$1,250,000,000
$2,500,000
$99.97
                 
100
National Fuel Gas Company  (2023)
02/12/13
02/12/13
J.P. Morgan Securities LLC
PNC
$500,000,000
$1,500,000
$99.73
                 
101
National Fuel Gas Company  (2023)
02/12/13
02/12/13
J.P. Morgan Securities LLC
PNC
$500,000,000
$250,000
$99.73
                 
102
National Fuel Gas Company  (2023)
02/12/13
02/12/13
J.P. Morgan Securities LLC
PNC
$500,000,000
$250,000
$99.73
                 
61
National Fuel Gas Company  (2023)
02/12/13
02/12/13
J.P. Morgan Securities LLC
PNC
$500,000,000
$2,000,000
$99.73
                 
59
Citigroup Inc.  (2023)
02/14/13
02/14/13
Citigroup Global Markets Inc.
PNC
$1,500,000,000
$5,000,000
$99.76
                 
99
Morgan Stanley  (2016)
02/20/13
02/20/13
Morgan Stanley  & Co. LLC
PNC
$750,000,000
$8,000,000
$99.81
                 
106
ARAMARK Corporation  (2020)
02/22/13
02/22/13
Goldman, Sachs & Co.
PNC
$1,000,000,000
$4,300,000
$100.00
                 
106
TRW Automotive Inc.  (2021)
02/25/13
02/25/13
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$400,000,000
$9,225,000
$100.00
                 
61
Cytec Industries Inc. (2023)
02/26/13
02/26/13
RBS Securities Inc.
PNC
$400,000,000
$3,750,000
$99.30
                 
102
Cytec Industries Inc. (2023)
02/26/13
02/26/13
RBS Securities Inc.
PNC
$400,000,000
$250,000
$99.30
                 
101
Cytec Industries Inc. (2023)
02/26/13
02/26/13
RBS Securities Inc.
PNC
$400,000,000
$500,000
$99.30
                 
100
Cytec Industries Inc. (2023)
02/26/13
02/26/13
RBS Securities Inc.
PNC
$400,000,000
$2,000,000
$99.30
                 
106
R.R. Donnelley & Sons Company  (2021)
02/28/13
02/28/13
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$450,000,000
$5,275,000
$99.50