EX-99 3 ishares10f3tab2.htm Unassociated Document
 
 
 

         
iShares Product Information
                                                                                    
 
Complex
Asset Type
Asset Class
Exchange Trading Symbol
iShares Trust & iShares, Inc. Funds (210 Total Funds not including the Gold, Silver Trust, S&P GSCI Commodity-Indexed Trust and Div Alt)
BreakPoints1
Contractual Fund Expenses
Underlying Index
Fiscal Year End
Annual Report Available Date
Prospectus Annual Update Regulatory Deadline
Semi-Annual Date
Exemptive Application dated
PEA Filing dated
Fund Inception Date
Actual Exchange Launch Date
Listing Exchange
Previous
Exchange
CUSIP
Creation / Redemption Fee
Shares per Creation Unit
Portfolio Manager 1
Portfolio Manager 2
Portfolio Manager 3
Portfolio Manager 4
Investment Strategy
Diversification
Investment Objective
Tax ID#
Dividend Freq
ISIN
Indicative Intra-day Value
Reuters Indicative Intra-day Value
Bloomberg Indicative Intra-day Value
NAV Symbol
Reuters NAV Symbol
Bloomberg NAV Symbol
Shares Outstanding Symbol
Reuters Shares Outstanding Symbol
Bloomberg Shares Outstanding Symbol
Estimated Cash Component
Reuters Estimated Cash Component
Bloomberg Estimated Cash Component
Total (finalized) Cash Component
Reuters Total (finalized) Cash Component
Bloomberg Total (finalized) Cash Component
SSB Fund Group
SSB Fund Number
BlackRock Account Numbers
10
iShares Trust
Fixed-Income
Credit
CSJ
iShares Barclays 1-3 Year Credit Bond Fund
No
0.20%
Barclays Capital 1-3 Year U.S. Credit Index
February 28
April 30
July 1
August 31
GENERIC
July 19, 2006
January 5, 2007
January 12, 2007
NYSE ARCA
N/A
464288646
 $            500
100,000
Lee Sterne
Joel Silva
N/A
N/A
Representative
Non-diversified
Non-Fundamental
51-0593237
Monthly
US4642886463
CSJ.IV
  
CSJ.NV
CSJ.SO
  
CSJ.EU
  
CSJ.TC
  
406
2854
618843
18
iShares Trust
Fixed-Income
Government/Credit
GBF
iShares Barclays Government/Credit Bond Fund
No
0.20%
Barclays Capital U.S. Government/Credit Index
February 28
April 30
July 1
August 31
GENERIC
July 19, 2006
January 5, 2007
January 12, 2007
NYSE ARCA
N/A
464288596
 $            500
100,000
Lee Sterne
Jermaine Pierre
Mark Buell
Joel Silva
Representative
Non-diversified
Non-Fundamental
51-0593222
Monthly
US4642885960
GBF.IV
GBF.NV
GBF.SO
  
GBF.EU
  
GBF.TC
  
406
2858
618889
65
iShares Trust
Fixed-Income
Credit
HYG
iShares iBoxx $ High Yield Corporate Bond Fund
No
0.50%
iBoxx $ Liquid High Yield Index
February 28
April 30
July 1
August 31
December 21, 2006
January 17, 2006
April 4, 2007
April 11, 2007
NYSE ARCA
AMEX (11/6/08)
464288513
 $            500
100,000
Greg Savage
Diane Hsuing
N/A
N/A
Representative
Non-Diversified
Non-Fundamental
13-4355538
Monthly
US4642885135
HYG.IV
HYG.NV
HYG.SO
HYG.EU
HYG.TC
406
2845
632792
                                                                                                   
                                                                                                   
         
1 Please see "Breakpoint" tab for details on breakpoint structure.
                                                                            
                                                                                                   
         
Grantor Trusts
                                                                                        
211
Grantor Trusts
SLV
iShares Silver Trust
  
0.50%
  
December 31
      
April 21, 2006
April 27, 2006
NYSE ARCA
AMEX
46428Q109
50,000
              
13-7474456
SLV.IV
.SLVIV
SLVIV
SLV.NV
.SLVNV
SLVNV
SLV.SO
.SLVSO
SLVSO
SLV.EU
.SLVEU
SLVEU
SLV.TC
.SLVTC
SLVTC
  
212
Grantor Trusts
IAU
iShares COMEX Gold Trust
0.40%
  
December 31
      
January 21, 2005
January 28, 2005
NYSE ARCA
AMEX
464285105
  
50,000
              
81-6124036
IAU.IV
.IAUIV
IAUIV
IAU.NV
.IAUNV
IAUNV
IAU.SO
.IAUSO
IAUSO
IAU.EU
.IAUEU
IAUEU
IAU.TC
.IAUTC
IAUTC
  
213
Grantor Trusts
GSG
iShares S&P GSCI Commodity-Indexed Trust
0.75%
  
December 31
      
July 7, 2006
July 10, 2006
NYSE ARCA
N/A
46428R107
$6.50 per CERF Contract
50,000
              
51-6573369
US46428R1077
GSG.IV
                              
214
Grantor Trusts
ALT
iShares Diversified Alternatives Trust
0.95%
  
December 31
      
October 6, 2009
November 16, 2009
NYSE ARCA
N/A
464294107
 $            800
100,000
              
26-4632352
US4642941078
ALT.IV
                              
                                                                                                   
         
Closed Funds (3 Funds closed on 12/13/02)
                                                                                  
       
IKC
iShares S&P/TSE 60 Index Fund
0.50%
S&P/TSE 60 Index
March
September
May 11, 2000
May 12, 2000
June 12, 2000
June 19, 2000
AMEX
N/A
464287853
 $         1,250
50,000
        
Representative
Non-Diversified
Fundamental
94-3351289
Quarterly
4642878536
NLJ
  
NLJ.NV
NLJ.SO
  
NLJ.EU
  
NLJ.TC
  
405
2771
573047
       
IYD
iShares Dow Jones U.S. Chemicals Index Fund
0.60%
Dow Jones U.S. Chemical Index
April
October
  
May 11, 2000
May 12, 2000
June 12, 2000
June 20, 2000
AMEX
N/A
464287820
 $            250
50,000
        
Representative
Non-Diversified
Fundamental
94-3351293
Quarterly
4642878205
NNE
  
NNE.NV
NNE.SO
NNE.EU
NNE.TC
404
2804
572957
       
IYV
iShares Dow Jones U.S. Internet Index Fund
0.60%
Dow Jones U. S. Internet Index
April
October
  
May 11, 2000
May 12, 2000
May 15, 2000
May 19, 2000
AMEX
N/A
464287747
 $            250
50,000
        
Representative
Non-Diversified
Fundamental
94-3351309
Quarterly
4642877470
NNU
  
NNU.NV
NNU.SO
NNU.EU
NNU.TC
404
2820
569763
                                                                                                   
         
Effective Funds But Not Launched