0001595974-20-000080.txt : 20200605 0001595974-20-000080.hdr.sgml : 20200605 20200605165131 ACCESSION NUMBER: 0001595974-20-000080 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200518 FILED AS OF DATE: 20200605 DATE AS OF CHANGE: 20200605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRETT MICHAEL G. CENTRAL INDEX KEY: 0001100612 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36384 FILM NUMBER: 20946954 BUSINESS ADDRESS: BUSINESS PHONE: 310-207-0272 MAIL ADDRESS: STREET 1: C/O THE RUBICON PROJECT, INC. STREET 2: 12181 BLUFF CREEK DRIVE, 4TH FLOOR CITY: PLAYA VISTA STATE: CA ZIP: 90094 FORMER NAME: FORMER CONFORMED NAME: BARRETT MICHAEL DATE OF NAME CHANGE: 19991207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUBICON PROJECT, INC. CENTRAL INDEX KEY: 0001595974 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 208881738 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12181 BLUFF CREEK DRIVE, 4TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90094 BUSINESS PHONE: 310-207-0272 MAIL ADDRESS: STREET 1: 12181 BLUFF CREEK DRIVE, 4TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90094 4/A 1 wf-form4a_159139027395107.xml FORM 4/A X0306 4/A 2020-05-18 2020-05-20 0 0001595974 RUBICON PROJECT, INC. RUBI 0001100612 BARRETT MICHAEL G. C/O THE RUBICON PROJECT, INC. 12181 BLUFF CREEK DRIVE, 4TH FL LOS ANGELES CA 90094 1 1 0 0 CEO Common Stock 2020-05-18 4 S 0 41409 5.43 D 1747858 D Common Stock 2020-05-19 4 S 0 38630 5.23 D 1709228 D Common Stock 2020-05-20 4 S 0 54239 5.13 D 1654989 D Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Adjusted to reflect the acquisition of 3090 shares under The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on May 15, 2020 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.08 to $5.39, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Amended to reflect the correct number of shares sold on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover tax withholding obligations associated with the vesting ofrestricted stock units The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.06 to $5.24, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. This report on Form 4/A amends and replaces in its entirety the Form 4 filed by the Reporting Person on May 20, 2020 Jonathan Feldman, attorney-in-fact 2020-06-05