0001493152-21-003990.txt : 20210216 0001493152-21-003990.hdr.sgml : 20210216 20210216163031 ACCESSION NUMBER: 0001493152-21-003990 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210211 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gitelman Igor CENTRAL INDEX KEY: 0001698874 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36138 FILM NUMBER: 21639228 MAIL ADDRESS: STREET 1: 201 ROUTE 17 N. STREET 2: 2ND FLOOR CITY: RUTHERFORD STATE: NJ ZIP: 07070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advaxis, Inc. CENTRAL INDEX KEY: 0001100397 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841521955 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 BUSINESS PHONE: 732 545 1590 MAIL ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC DATE OF NAME CHANGE: 19991203 3 1 ownership.xml X0206 3 2021-02-11 0 0001100397 Advaxis, Inc. ADXS 0001698874 Gitelman Igor C/O ADVAXIS, INC. 305 COLLEGE ROAD EAST PRINCETON NJ 08540 0 1 0 0 Chief Accounting Officer Employee Stock Option (right to buy) 0 2030-11-16 Common Stock 50000 D The option is subject to three-year vesting with one-third vesting on November 16, 2021, one-third on November 16, 2022 and the final one-third vesting on November 16, 2023, subject to the reporting persons continued service to Advaxis, Inc. (the "Company") on the applicable vesting date and the terms and conditions of the Company's 2015 Incentive Plan /s/ Igor Gitelman 2021-02-16